J. C. S. Files

Memorandum by the British Chiefs of Staff 1

secret
C.C.S. 135/2

American-British Strategy in 1943

1. Our combined resources have increased to the point where we have been able to wrest the initiative from Germany and Italy, and to pin down the Japanese in the Southwest Pacific. The days of plugging holes are over. We must now agree on a plan that will lead to victory, quickly and decisively.

2. The main factors bearing on the conduct on the war are:

(a)
The fighting power of Germany is on the wane and her oil situation is at the moment critical. What she needs above all, is a period for recuperation.
(b)
All that stands between Germany and the opportunity for recuperation with an abundant oil supply, is Russia. The Russian war effort is also the greatest single drain on the power and hope of Germany and must be sustained and assisted at all costs.
(c)
The Japanese war effort is incapable of much expansion provided communications with Germany are kept severed.
(d)
The offensive power of the United States is growing. The main problem is to decide how her armed forces can best be deployed against the enemy.
(e)
The war potential of the British Empire is not capable of much more overall expansion. The bulk of the British armed forces are already directed against Germany. As long as Germany is in the field, a considerable proportion of these forces must continue to be located in the United Kingdom and Home Waters.
(f)
Shipping is vital—not only to maintain the British war effort but to deploy the forces of the United Nations against the enemy.
(g)
Submarine warfare is now the only means whereby Germany could cripple our offensive action.

3. The resources of the United Nations are insufficient to defeat Germany and Japan simultaneously. We must therefore either concentrate on defeating Germany while holding Japan, or vice versa. The arguments may be summarized as follows:

(a)
If Germany were allowed breathing space to recuperate, she might well become unbeatable. Provided we maintain limited pressure on Japan, she can never become unbeatable.
(b)
By concentrating on Germany we uphold Russia. By concentrating on Japan we should cause little, if any, relief to the Russians. Moreover, for a given amount of shipping more United States forces can be deployed against Germany than against Japan.
(c)
In order to defeat Japan, we should need to concentrate against her so large a naval force that the security of the United Kingdom and of Atlantic Sea communications would be seriously jeopardized.
(d)
If we do not bring sufficient pressure to bear on Japan there is a risk of China dropping out of the fight. We must therefore continue to give China such support as will ensure that she will not give up the struggle.
(e)
Important though China is as an ally against Japan, Russia is far more important as an ally against Germany. Moreover, after the defeat of Germany, Russia might be a decisive factor in the war against Japan, whereas China could never help us in the war against Germany.

4. It is clear from the above that we should persist in the strategic policy adopted at the first Washington Conference,2 namely, that we should bend all our efforts to the early and decisive defeat of Germany, diverting only the minimum force necessary to hold Japan.

Holding Japan

5. The operations in the Southwest Pacific during the last few months have forced the Japanese to make this area their principal theater of operations. These have directly relieved the threat to Australasia, India and the Indian Ocean, and have indirectly assisted Russia by staving off a Japanese attack on the Maritime provinces. The best way of holding Japan is to continue limited offensive operations on a scale sufficient to contain the bulk of the Japanese forces in [Page 743] the Pacific. It is necessary to define the broad action required to implement this strategy.

6. The only way of bringing material help to China is to open the Burma Road. The reconquest of Burma should therefore be undertaken as soon as resources permit.

Defeat of Germany

7. The occupation of Germany will ultimately be necessary. For the present, however, Northwest Europe may be likened to a powerful fortress which can be assaulted only after adequate preparation. To make a fruitless assault before the time is ripe would be disastrous for ourselves, of no assistance to Russia and devastating to the morale of occupied Europe. We cannot yet bring to bear sufficient forces to overcome the German garrison of France and the low countries, which can rapidly concentrate against us in superior strength and behind powerful coast defenses.

8. The alternatives which lie before us are:—

(a)
To devote our main effort towards building up in the United Kingdom a force of sufficient size to invade the Continent, or
(b)
To devote our main effort towards undermining the foundations of German military power, simultaneously building up in the United Kingdom the maximum United States and British forces which our remaining resources allow in order to return to the Continent as soon as German powers of resistance have been sufficiently weakened. The effect of each of these courses of action is discussed in the following paragraphs.

Invasion of the Continent

9. If we go for the maximum “ Bolero ” with the intention of assaulting the Continent in 1943 we must be ready to strike by September. Thereafter weather conditions will progressively deteriorate. The strongest Anglo-American force which we could assemble in the United Kingdom by that date for an attack upon Northern France would be some 13 British and 9 United States divisions with perhaps a further 3 United States divisions collecting in the United Kingdom. 6 divisions are probably the maximum which could be organized as assault forces.

10. The assembly of the above forces would have the following effects:

On the Axis

(a) We should have to accept only a small increase in the scale of bomber offensive against Germany and Italy from now onwards. This would be due to giving a higher priority to the passage of United States soldiers across the Atlantic and to the need for bringing over larger proportion of army support types of United States aircraft.

(b) We should have to abandon all amphibious operations in the Mediterranean, thereby giving Germany the opportunity she so desperately [Page 744] needs for rest and recuperation, and Italy a chance to steady her morale.

On Russia

(c) We could rim a limited number of convoys to North Russia.

(d) The Axis might well make advantage of the relaxation of pressure to transfer forces from the Mediterranean to Russia.

On Turkey

(e) There would be sufficient Allied Forces left over in the Mediterranean to support Turkey but these could not be used for offensive operations owing to lack of shipping and assault craft. The reduction of our offensive in the Mediterranean would make Turkey all the more reluctant to join in the war on our side.

On Spam

(f) Relaxation of Allied pressure in the Mediterranean would make Spain more inclined to yield to German pressure.

11. Even if we accepted the above curtailment of our activities in other theaters, we should probably find that the expedition which we had prepared was inadequate to overcome the scale of German resistance existing when the time came for the assault. The scale of “ Roundup ” as originally planned was a total of 48 British and United States divisions; since then the defenses of the French Coast and the German garrison in France have been increased to some 40 divisions. In short the adoption of this strategy would mean a relaxation of pressure on the Axis for 8 or 9 months with incalculable consequences to the Russian Front and at the end of the period no certainty that the assault on France could, in fact, be carried out. Or even if it were carried out, that it would draw out land forces from the Russian Front.

Attrition of Germany

12. Apart from operations to clear the enemy out of North Africa, our attrition of Germany has hitherto comprised bombing, blockade, raids and subversive action. All these methods strike at the enemy’s industrial and economic system, submarine construction, sources of air power and, last but not least, at the morale of the German people—and all can be intensified.

13. The bomber offensive is susceptible of great development and holds out most promising prospects. For this purpose we should aim at an Anglo-American bomber force of 3,000 heavy and medium bombers in the United Kingdom by the end of 1943 (See Annex I).

14. Our success in North Africa opens up wide possibilities of offensive operations against the Southern flank of the Axis. In particular we may be able to detach Italy from the Axis and induce Turkey to join the Allies. If we force Italy out of the war and the Germans try to maintain their line in Russia at its present length, we estimate that they will be some 54 divisions and 2,200 aircraft short of what they need on all fronts. If the defection of Italy were followed [Page 745] by that of other satellite powers, these deficiencies would be still larger. (See Annex 2)

15. While we follow this policy of bombing and amphibious operations in the Mediterranean our surplus resources can be devoted to the build-up of Anglo-American forces in the United Kingdom to take advantage of any deterioration in German military power. Any decision to re-enter the Continent would have to allow 3 months for the collection of landing craft and other preparations. We estimate that under favorable conditions a force of 12 British and 6 United States divisions could be made available in the United Kingdom by September with a further 3 United States divisions collecting in the United Kingdom. (See Annex 3)

16. The effects of devoting our main effort initially to this undermining of German military power will be:—

On the Axis

(a) We can substantially increase the weight of the bomber offensive.

(b) By amphibious operations in the Mediterranean aimed at bringing about the collapse of Italy we can give the maximum relief to Russia, wear out the German Air Force and ultimately threaten Axis economic resources in the Balkans.

(c) The build-up of forces in the United Kingdom, though below the maximum rate, would still be sufficient to pin down substantial German Forces in Northwest Europe, and would permit us to take advantage in the autumn of a pronounced decline in German fighting power.

On Russia

(d) During the period of amphibious operations in the Mediterranean convoys to North Russia will be limited to the extent that the United States can provide escort vessels.

On Turkey

(e) We should have forces available in the Mediterranean which we could use to support Turkey. Turkey is more likely to come into the war on our side if we succeed in eliminating Italy—as we hope to do during 1943. With Turkey on our side we should be well placed for offensive action against the Balkans.

On Spain

(f) Germany will have no forces to spare to invade Spain. Spain is less likely to yield to German pressure if we keep the German Forces fully extended by a vigorous offensive in the Mediterranean.

Conclusion

17. Our proposals for the conduct of the war throughout 1943 are these:

(a)
The defeat of the U–boat menace to remain a first charge on our resources.
(b)
The expansion of the Anglo-American bomber offensive against Germany and Italy.
(c)
The exploitation of our position in the Mediterranean with a view to—
(1)
knocking Italy out of the war,
(2)
bringing Turkey into the war, and
(3)
giving the Axis no respite for recuperation.
(d)
The maintance of supplies to Russia.
(e)
Limited offensive operations in the Pacific on a scale sufficient only to contain the bulk of Japanese Forces in that area.
(f)
Operations to reopen the Burma Road to be undertaken as soon as resources permit.
(g)
Subject to the claims of the above, the greatest possible concentration of forces in the United Kingdom with a view to re-entry on to the Continent in August or September 1943 should conditions hold out a good prospect of success, or anyhow a “Sledgehammer” to wear down the enemy Air Forces.

Annex I

The Bomber Offensive

1.
The aim of the bomber offensive is the progressive destruction and dislocation of the enemy’s war industrial and economic system, and the undermining of his morale to a point where his capacity for armed resistance is fatally weakened.
2.
In estimating the prospective results of the air offensive it is important not to be misled by the limited results attained in the past 2½ years. Bombing methods and technique have been passing through a phase of rapid development, new navigational aids and other ancillary equipment which should bring about a great advance in bombing accuracy are being introduced, the training of air crews has been improved, and better tactical methods, showing great promise, have been devised.3
3.
As a result, the British Bomber Force will attain far higher standards of efficiency and accuracy in night bombing in the future than have been possible in the past. We have gained a lead over the German defenses, and we do not believe that they will be able to develop countermeasures sufficient to offset our advantage.
4.
In spite of the progress made during recent months by the United States Bomber Command in the bombing of targets in occupied territory, it is still an open question whether regular penetration of the defenses of Germany by daylight will be practicable without prohibitive losses. While every effort should continue to be made to achieve success by day, it is important to arrange that, if the daylight bombing [Page 747] of Germany proves impracticable, it will be possible to convert the United States Bomber Command from a primarily day to a primarily night force with the least possible delay and loss of efficiency.
5.
The result attained with a given bombing effort does not vary directly with the scale of that effort, but tends to become progressively more fruitful as the effort increases. Moreover experience shows that, as the bombing effort mounts above a certain level the defenses become saturated and the aircraft casualty rate is reduced.
6.
While the enemy’s attention is focussed on Russia, the Allies have the initiative in strategic bombing which is the chief method by which they can at present inflict direct damage on Germany and Germans. We must therefore exploit it to the full.
7.
British heavy bombers are in steadily increasing production. In parallel, the build-up of United States heavy bombers in the United Kingdom will increase our combined strengths at little cost to shipping space, once the transfer of American ground personnel has been completed.
8.
It is not claimed that the bomber offensive will at once shatter the enemy’s morale. It is claimed that it already has an appreciable and will have an increasing effect on the enemy’s distributive system and industrial potential—an effect which the German high command and German people will fear more and more.
9.
We recommend that we should aim at operating a force of 3,000 British and United States heavy and medium bombers from the United Kingdom by the end of 1943. Without drawing on reserve stocks, this increase in the Allied bomber force in the United Kingdom will only involve an increase in petrol import requirements of about 350,000 tons in 1943—a very small proportion of total requirements.

Annex II

Plan of Action in the Mediterranean

1. Communications prevent our maintaining large forces in Southern Russia. It would be unwise to operate against Southern France except in conjunction with an offensive across the Channel, and difficult to operate in the Balkans unless either Italy goes out of the war or Turkey comes into it. To exploit our African successes, therefore, our plan of action will be:

(a)
To bring about the collapse of Italy.
(b)
To bring Turkey into the war.
(c)
To seize any chance offered by (a) or (b) to operate in the Balkans.

[Page 748]

elimination of italy

Amphibious Operations.

2. Once North Africa is cleared, it will be necessary to seize one or other of the island bases—Sicily, Sardinia or Corsica—in order to increase the pressure on Italy. Since we cannot capture Corsica until we have Sardinia, the initial choice will lie between Sicily and Sardinia.

3. Plans for both these operations are already being prepared and should be pressed forward as a matter of urgency. We do not, however, feel able at this stage to express a definite opinion as to which of the two alternatives should be chosen.

The Bombing of Italy.

4. The bomber offensive which is at present being conducted by Bomber Command against Northern Italy is already creating panic and dislocation. As the situation in North Africa clears, complementary bombing offensives should be developed from the south, mainly against targets in Central and Southern Italy. The proposed plan is:

(a)
The heavy bombers of Bomber Command based in the United Kingdom will usually operate against targets in Northern Italy when weather permits.
(b)
The heavy and medium bomber squadrons at present in the Middle East will concentrate against targets in Southern Italy from bases in the Benghazi Area, using Malta as an advance base.
(c)
The United States Bomber Groups in North Africa which will be available for the attack on targets in Italy may be supplemented by Wellington squadrons of Bomber Command detached periodically to North Africa to the extent which airfield capacity and maintenance facilities will allow. All important Italian towns will then have been brought within the range of effective attack.

Political Warfare Campaign.

5. We should as yet make no promises to the Italian people, but we should warn them of what is in store, concentrate blame for Italian sufferings upon Mussolini and the Fascist regime and continuously remind them that their salvation lies entirely in their own hands.

6. We should exploit to the full the existing internal and international dissensions in Bulgaria, Roumania and Hungary, with a view to inducing these countries to recall their forces from Russia and occupied territories.

Raids on the Italian Coast and Coastal Shipping.

7. “Commando” raids and harassing attacks by sea and air against the Italian coast and shipping would produce military results out of proportion to the effort involved. Later, from bases in Sardinia, Corsica or Sicily, we should be able to carry out large and sustained raids against Italian ports and cities.

[Page 749]

Diversions in the Eastern Mediterranean.

8. When we are in occupation of the whole North African Coast, we shall be well placed for developing threats and deception plans in any quarter—for example, simultaneously with operations in the Central Mediterranean, we could build up a large deception plan against Crete and the Dodecanese.

Increased Subversive Activities in the Balkans, Corsica and Italy.

9. We must give increased assistance to the insurgents in Yugoslavia and stimulate sabotage in Greece, since in both countries the garrisons are largely Italian. By sabotage in Italy and subversive activities in Corsica we shall add to the burden of the Italians.

The Collapse and After.

10. It is not beyond hope that the cumulative effect of the above measures, if pressed forward with vigor and determination, and especially if accompanied by assaults on the mainland, will result in the collapse of Italy, possibly at an early stage in our operations. The garrison of the Balkans is mainly Italian. Germany will be unable to undertake the two new commitments of garrisoning both the Balkans and an Italy in a state of collapse, without devastating results on the Russian Front. She must choose one or the other.

11. If the Italian collapse results in a request for an armistice, which will mean that Germany has decided to withdraw from Italy, we should welcome the proposal, provided that:

(a)
Italy lays down her arms everywhere.
(b)
She grants the limited facilities which we shall require in Sardinia, Sicily, the Dodecanese and in certain areas of Italy, for the further prosecution of the offensive against Germany, particularly in the Balkans.

12. We should not assume any obligation for the defense and full occupation of Italy since:

(a)
It would entail a considerable liability for internal security.
(b)
We should encounter insuperable difficulties in conducting operations against the Germans established in a strong, natural defensive position in the Alps, to which their communications would be short, easy and by land—in contrast to ours.

turkey

13. Our motives in inducing Turkey to join us in the war would be:

(a)
To use Turkey as a base for air attacks on important objectives, such as the Roumanian oilfields and Black Sea communications.
(b)
To close the Dardanelles to the Axis and open them to the United Nations.
(c)
To force an increased dispersal of German Forces by using Turkey as a base for potential threats in the Balkans and South Russia.
(d)
To deny Turkish chrome to Germany. We should not want Turkey to embark on major land operations in the Balkans, with or without Allied help.

14. A prime factor influencing Turkey’s entry into the war will be her fear that by staying out she will be penalized at the Peace Conference in favor of the Russians. British and United States diplomatic action should be concerted to exploit this anxiety to the full in the hope of accelerating a Turkish decision to join the Allies. Turkey will not come into the war until she feels reasonably sure of her own security. She will become increasingly reassured as we develop our operations against Italy, as the Germans become more stretched on all fronts and as the Balkans become more restive. From the Turkish point of view a sufficient degree of security may be achieved considerably before the end of the war.

Staff Talks.

15. In the meantime the opening of semi-official staff talks is a practical step which we can take. Such talks are being initiated by His Majesty’s Ambassador and will be kept informal for the present. Although these will deal initially with Turkish dispositions and British air assistance under existing defensive plans, they should be extended as soon as possible to cover offensive operations based on Turkey, and the use of Turkey as a base for staging threats to the Axis. The transportation and port facilities which we should require, the provision of coal for the Turkish railways, and the provision of wheat for Turkey herself should also be considered.

Supply of Material and Financial Assistance.

16. We should adhere to our program of financial assistance and credits and continue to supply Turkey with materials and equipment, though these will not in themselves cause Turkey to abandon her neutrality. The extent of this supply must suffice at least to ensure the benevolent neutrality of Turkey so that she limits and obstructs her export of chrome to Germany. Beyond this, further supply should depend on the progress of the staff talks. Serious shortcomings in the Turkish clearance capacity will, in any case, limit the volume of materials and equipment which can be sent into the country.

Military Cooperation.

17. The details of Allied-Turkish military cooperation must be settled at the Staff Talks. The general form of this cooperation might be British naval control of Eastern Mediterranean and Aegean Sea communications, while the Black Sea might be a Russian responsibility. We might provide air forces for defense of Istanbul and Ankara. On the army side we should be prepared to make full use of the potentially first-class infantry of which the Turkish Army is [Page 751] mainly composed, and limit the provision of military forces to armored and specialist troops. We could thus form a balanced army for defense or offensive purposes.

action in the balkans after the collapse of italy

18. In the event of an Italian collapse, our further action in the Mediterranean will be influenced by Germany’s concentration and distribution of her forces and by the attitude of Turkey. Action in the Balkans might result in the following benefits:

(a)
We should obtain bases for air attack on Roumanian oilfields and refineries, and for fanning the already glowing embers of revolt in the Balkans.
(b)
We should (i) be able to interrupt the Danube supply route to Germany, (ii) create a threat to the German southern lines of communication to South Russia, (iii) cut Axis sea communications between the Mediterranean and the Black Sea.
(c)
The raw materials of the Balkans (particularly oil, chrome and copper) are vitally important to the Axis. The loss of chrome and copper, together with the cutting of Axis sea communications in the Aegean, on which the Axis supply of chrome from Turkey largely depends, would deprive Germany of almost all her sources of these indispensable products.

Plan of Action.

19. Our plan of action for developing our effort against the Balkans might be

(a)
Intensification of subversive activity in the Balkans, and supply of arms and equipment to the Patriot forces in Greece, Yugoslavia and Albania, and
(b)
When the time is ripe, the despatch of Allied land and air forces to act as a rallying point for offensive action of insurgent forces in this area.

Annex III

Cross-Channel Operations

1.
We intend to return to the Continent the moment the time is ripe.
2.
Subject to the prior claims of the Mediterranean, and of the bomber offensive, therefore, our policy should be to assemble the maximum British and United States forces in the United Kingdom for invasion of the Continent in the event of a sudden crack in German military power.
3.
For example, it is possible that continued pressure on the Russian Front, the bombing offensive from the United Kingdom and offensives in the Mediterranean might combine seriously to weaken Germany and to bring Italy to surrender during the summer. It might then be justifiable to forego further offensives in the Mediterranean and to concentrate rapidly for a Cross-Channel operation. If the [Page 752] decision were taken at the end of May, we calculate that Allied shipping resources might allow us to have in the United Kingdom ready for an invasion of the Continent on the 15th of September some 12 British and Canadian divisions, 6 United States divisions, with a further 3 collecting in the United Kingdom. There would be enough air forces to support the operation. Out of these 18 divisions we estimate that we shall be able to launch an assault of about 5 divisions, 3 British and 2 United States.
4.
In addition to providing the maximum possible force for our ultimate return to the Continent when Germany has been effectively weakened, the gradual build-up of forces in the United Kingdom will meanwhile play an important part in containing German forces in France and the Low Countries. The assault forces available should, moreover, allow this containing effect to be intensified by raids.
5.
Our re-entry to the Continent during 1943 will be impracticable at less than three months’ notice, owing to the necessity of bringing home landing craft from the Mediterranean. Owing to the difficulty of carrying out Cross-Channel operations during the six months October to April this delay may be increased by anything up to nine months.
6.
The deterioration of German power, when it does come, is likely to be rapid. If, therefore, in the summer of 1943 German strength is considered likely to fail during the forthcoming winter, it may be advantageous to secure a foothold on the Continent in the late Autumn—for example, in the Cherbourg Peninsula—in order that we may be ready to exploit any German weakening during the winter.
7.
Our preparations for a re-entry onto the Continent to stay should, therefore, include plans for:
(a)
Establishing a permanent foothold in Autumn 1943, and
(b)
A re-entry of the Continent at any time with the maximum forces available, in the event of a pronounced deterioration in the fighting power of the German armed forces generally—this operation to be at three months’ notice.
  1. Regarding the disposition of this memorandum, see footnote 1, ante, p. 735.
  2. For documentation regarding the First Washington Conference, see ante, pp. 1 ff.
  3. For a discussion of the strategic air offensive from September 1939 to December 1942, see Sir Charles Webster and Noble Frankland, The Strategic Air Offensive Against Germany 1939–1945 (London: Her Majesty’s Stationery Office, 1961), vol. i, pts. ii and iii.