Mr. Dun to Mr. Gresham.

No. 48.]

Sir: On the 14th instant I received information from His Imperial Japanese Majesty’s minister for foreign affairs to the effect that one Lake, a citizen of the United States, had been deported from Nagasaki, Japan, in conformity with Article vii of the treaty of 1858 between the United States and Japan; that the said Lake having returned to Nagasaki without permission in January of the present year, W. H. Abercrombie, esq., United States consul at that port, had informed the Japanese authorities of Nagasaki Ken that the said Lake was an outlaw, and that he (the United States consul) had withdrawn from him the official protection of the United States, and that the said Lake was therefore no longer subject to the jurisdiction of the United States consular courts in Japan, but was in all cases subject to Japanese jurisdiction. I was further informed that Mr. Abercrombie’s action in this matter did not accord with Article vii of the treaty as interpreted by His Imperial Japanese Majesty’s department for foreign affairs, and I was requested, in case my views concurred with those of the department for foreign affairs, to take such action as I might deem proper to rectify what was by them considered an error in judgment on the part of Mr. Abercrombie. I at once telegraphed to Mr. Abercrombie (see first telegram embodied in inclosure 1) to the effect that, having received this information from the department for foreign affairs, [Page 377] I advised him under concluding paragraph of Department instruction No. 158, Foreign Relations, 1879, page 698, “that American consuls can in no case refuse jurisdiction over American citizens.”

On the 15th instant I received from Mr. Abercrombie the telegram from him embodied in inclosure 1, and on the same day I sent him in reply my second telegram, embodied in inclosure 1. On the 18th instant I mailed to him my dispatch (inclosure 1) No. 26, of date the 18th instant, embodying copies of the above-mentioned telegrams, and giving him at some length my opinion in regard to the correct interpretation of Articles vi and vii of the treaty.

On the 20th instant I received from Mr. Abercrombie a dispatch, dated the 16th instant, a copy of which and its inclosures I have the honor to inclose herewith, giving a history of the case of G. W. Lake from the time of his deportation in 1871 and of his (Mr. Abercrornbie’s) action in the matter since Lake’s return to Nagasaki in January, 1893, and inclosing a copy of the correspondence between the Japanese authorities at Nagasaki and himself in connection with Lake’s return.

On the 21st instant I visited the foreign office, and had an interview with Mr. Mutsu, His Imperial Japanese Majesty’s minister for foreign affairs, relative to the matter under consideration.

I frankly expressed to Mr. Mutsu the same views, in substance, in regard to jurisdiction that I had sent as an opinion to Mr. Abercrombie in my dispatch of the 18th instant. Mr. Mutsu said that he fully concurred in the opinion that the Japanese authorities could not, under the treaty, assume jurisdiction over an American so long as he was recognized as a citizen of the United States, and he informed me that instructions had been sent to the Japanese authorities at Nagasaki not to take jurisdiction at this time over Lake. But, he said, this man Lake is in Japan in violation of the stipulations of Article vii of the treaty, and it is in the expectation that the obligation implied by those stipulations will be fulfilled by the United States that the Japanese Government has sent those instructions; and that, in case the United States authorities should continue to refuse to exercise jurisdiction over Lake, a contingency that he did not anticipate, he could not say that in such case the Japanese Government would not regard him as a man without a country, and assume jurisdiction over him accordingly.

I informed Mr. Mutsu of the communications I had made to Mr. Abercrombie, and expressed my conviction that that gentleman would exercise jurisdiction, but that I would again telegraph to him strongly advising him to do so; and that in case Mr. Abercrombie should find himself unable to act in accordance with the opinion I had expressed I should submit the matter by telegraph to my Government for instructions. In consequence of this interview I telegraphed, on the 21st instant, Mr. Abercrombie (inclosure 3) to the effect that the Japanese authorities would not interfere with his exercising jurisdiction over Lake, and that I strongly advised him to do so. On the same day I received a telegraphic reply (inclosure 4) from Mr. Abercrombie, saying that he would assume jurisdiction as advised.

It seems to me clear that Mr. Abercrombie’s action in this matter has been dictated by an erroneous construction of the treaty of 1858, of the laws of the United States, and of the instructions from the Department.

That an American citizen not beyond the reach of lawful authority, and entirely subject to any penalty that that authority may lawfully impose, can be declared an outlaw appears to me to be in conflict with [Page 378] our ideas of justice and with the dictates of humanity and enlightened civilization. While the United States maintains jurisdiction over her citizens in Japan for the purpose of affording them the protection of our laws she can not, in my opinion, refuse to accept the obligation implied to at all times maintain that jurisdiction for the punishment of crime and as a means of requiring that her citizens shall respect the rights of others.

Mr. Payson, in his instruction No. 158 to Mr. Yan Buren, dated November 23, 1878 (see Foreign Relations, 1879, p. 697), says:

* * * The Department has consequently disapproved sentences of deportation whenever they have been pronounced by consuls of this Government as being a mode of punishment not recognized in this country.

In the next paragraph Mr. Payson observes:

So far as the Department is informed, all requirements on the part of the Japanese authorities under the seventh article of the treaty of 1858 have heretofore been voluntarily obeyed, and there seems to be no immediate necessity of determining what course should be pursued in the hypothetical case of a refusal to comply with such demand.

In the case of John Rogers, the sentence that Rogers should “be imprisoned at hard labor for the term of one year and that he forfeit his right of residence in Japan” met with the approval of the Department. (See Department instruction to Mr. de Long, of date 16th April, 1873.)

It appears to me that the hypothetical case mentioned by Mr. Payson has in the case of Lake become a real one, inasmuch as he has refused to comply with the requirement of the Japanese authorities under the seventh article of the treaty, that he should forfeit his right of residence in Japan, by coming back to Japan without permission.

You will please observe that in the last paragraph of Mr. Abercrombie’s dispatch to me (copy herewith, inclosure No. 2), he requests me to advise him, first, whether he shall resume jurisdiction over Lake; second, whether Lake shall be forcibly redeported by him on the 31st of December, and what subsequent steps shall be taken to prevent his landing at Kobe or Yokohama.

In answer to Mr. Abercrombie’s first inquiry, I refer him in a dispatch of this date to my telegrams and my dispatch to him of the 18th intant on the subject. In reply to his second inquiry, I refer him to Mr. Payson’s instruction to Mr. Van Buren, of date November 23, 1879, already referred to in this dispatch. In reply to his last inquiry, I inform him that I am not prepared at this time to say what steps should be taken to prevent Lake from landing at Kobe or Yokohama, but that I shall refer the entire matter to the Department for instructions. As you will observe from the correspondence between Mr. Abercrombie and the Japanese authorities, there were possibilities of serious complications arising that might have proved difficult of satisfactory adjustment. I was therefore constrained to act promptly in the matter, and to use the telegraph more freely than would under other circumstances have been deemed desirable in official correspondence without the use of a code. For the same reason I have in this ease used greater freedom in giving advice relative to the course that a consul should pursue in his judicial capacity than I should have otherwise felt inclined to use.

In my last telegram to Mr. Abercrombie (see inclosure 3) I ventured to suggest to him section 4101, Revised Statutes, as a means of enforcing sentence of court in case he should find that Lake had forfeited his [Page 379] right of residence in Japan. The paragraph of section 4101, referred to, reads:

* * * It shall, however, be the duty of such officer to award punishment according to the magnitude and aggravation of the offense. Every person who refuses or neglects to comply with the sentence passed upon him shall stand committed until he does comply or is discharged by the order of the consul, with the consent of the minister in the country.

This matter, in my opinion, involves questions of much importance, and therefore I deem it my duty to submit it to the Department, with a request for instructions in the premises.

I have, etc.,

Edwin Dun.
[Inclosure 1 in No. 48.]

Mr. Dun to Mr. Abercrombie.

Sir: On the 14th instant I was informed by His Imperial Japanese Majesty’s department for foreign affairs that charges having been brought before you against a certain Lake, a citizen of the United States now resident at Nagasaki, Japan, you had refused to entertain them on the ground that, the said Lake having been deported from Japan in 1871 and having returned to Nagasaki without permission, you had withdrawn from him your official protection, and he was therefore no longer subject to your jurisdiction.

Upon the receipt of this information I telegraphed you as follows:

I am informed by foreign office that you refuse to exercise jurisdiction over Lake. I advise you under concluding paragraph, Department instruction 158, Foreign Relations 1879, page 698, that American consuls can in no case refuse jurisdiction over American citizens. Send particulars.

Dun,
Minister.

On the 15th instant I received from you telegraphic reply as follows:

Lake deported 1871, under article 7 of treaty. Returned without permission last winter. I refused protection. See letter Secretary Fish to De Long, September, 1870. Civil case now pending before Japanese court. Lake notified by Japanese to leave December 31. Shall I protect him? Wire answer.

Abercrombie.

On receipt of this I at once sent you in reply the following telegram:

It is my opinion that American citizens can not forfeit their right of trial by American consular courts for offenses committed in Japan, and as Lake is still an American citizen you can not refuse jurisdiction over him in any case, civil or criminal. (See Bingham to Van Buren, Foreign Relations, 1875, part 2, p. 811.)

Dun.

I referred you to Mr. Bingham’s dispatch, dated Tokyo, June 7, 1875, for the reason that it clearly covers the case now under consideration, and furthermore, that the views expressed therein by Mr. Bingham, No. 232, dated June 7, 1875, to Mr. Fish, covering his correspondence with Mr. Van Buren, apparently met with the approval of the Department, as the concluding paragraph of Mr. Payson’s (Third Assistant [Page 380] Secretary of State) instruction to Mr. Yan Buren (see Foreign Relations, 1879, p. 697), No. 158, dated November 23, 1878, indicates as follows:

It is therefore to be regretted that you disregarded, in this case, the opinion communicated to you by Mr. Bingham, at your request, on the 7th day of June, 1875, in the case of Rappeport.

I so entirely concur in the views expressed by Mr. Bingham in his dispatch of June 7, 1875, to Mr. Yan Buren, that I can not express my own opinion more clearly than by quoting the first paragraph of that dispatch.

Mr. Bingham says:

Referring to your dispatch, of date the 25th ultimo, No. 850, in relation to J. M. Rappeport, and the request of the governor of Kanagawa for his deportation, I have to say that in my opinion the provision of the seventh article of the treaty of 1858, that the Japanese authorities may require Americans who have been convicted of a felony, or twice convicted of a misdemeanor, to leave the country, does not, as your dispatch seems to imply, confer the power upon the Japanese Government either to deport such convicted Americans or subject them to Japanese jurisdiction and punishment. By such conviction of felony or such repeated convictions of misdemeanors, the American so convicted forfeits his right to go more than one Japanese ri inland from his residence, or to abide in Japan beyond the time allowed by the American consul, not exceeding one year; but, in my opinion, such convict does not forfeit his right to be tried for all further offenses he may commit in Japan by the American consular courts, and if found guilty, to be punished according to American law.

Instructions from the Department of State prior to 1875, and since then Mr. Payson’s instruction to Mr. Van Buren, dated November 23, 1878, to which I referred you in my first telegram, seem to me to sustain the views expressed by Mr. Bingham in the paragraph just quoted. Article 6 of the treaty of 1858 says:

Americans committing offenses against the Japanese shall be tried in American consular courts, and, when found guilty, shall be punished according to American law.

And farther:

The consular courts shall be open to Japanese creditors to enable them to recover their just claims against American citizens.

It seems to me that by this article of the treaty Japan ceded to the United States entire jurisdiction over American citizens resident in Japan without any reservation whatever, and the article designates clearly the courts by which that jurisdiction shall be exercised. There is no reservation providing that under certain conditions Japanese courts shall assume jurisdiction over American citizens. That jurisdiction can, in my opinion, be exercised by the authorities of the United States in Japan, and by them only. It follows that, in the event of a consul refusing to take jurisdiction over an American charged with an offense committed in Japan, he does not by his failure to exercise it transfer that jurisdiction to the Japanese courts. His action might result in a miscarriage of justice, and be considered by Japan as just cause for complaint that the United States had failed, through her consul, to fulfill treaty obligations; but certainly it would not confer upon the Japanese authorities the right to arrest, try, and, if found guilty, punish that American citizen.

In reserving jurisdiction over her citizens in Japan the United States withdrew them from the operation of laws which at the time the treaty was signed were considered repugnant to our ideas of civilization and humanity and at the same time she assumed the obligation of maintaining tribunals not only to try Americans charged with offenses against the law and punish them when found guilty, but also to enable [Page 381] Japanese creditors to “recover their just claims against American citizens.” This jurisdiction and its attendant obligation are in full force to day, and it seems to me clear that in no case where a citizen of the United States is either the accused or the defendant can a consul of the United States in Japan refuse to exercise the one or accept to the other.

The foregoing is given as an opinion, not as an instruction to you in your official capacity.

I am, etc.,

Edwin Dun.
[Inclosure 2 in No. 48.]

Mr. Abercrombie to Mr. Dun.

Sir: In reply to your telegram of the 14th instant, I have the honor to transmit herewith a statement; of and papers relating to the case of G. W. Lake, an American citizen.

In 1871 G. W. Lake, having twice been convicted of misdemeanor before this consular court, was, at the request of the Japanese Government, deported from this Empire in accordance with article 7 of the treaty of 1858 between Japan and the United States. I have the honor to refer you to the following copies of correspondence on file at the legation: Letter from Mr. W. P. Mangum to Hon. O. E. De Long, No. 53, of July 8, 1871; letter from Hon. C. E. De Long to Mr. W. P. Mangum, No. 19, of July 16, 1871.

Mr. G. W. Lake, having been duly notified of his sentence of deportation, and having been accorded a few months in which to settle his affairs, left Japan for the United States.

About the middle of January, 1893, without permission, he returned to Nagasaki. Mr. Lake was immediately informed by me that no official protection would be afforded him, in accordance with instructions by Hon. Secretary Hamilton Fish to Mr. De Long, September 10, 1870, and, also, by implication contained in instructions in Foreign Relations, 1879, page 697. Mr. Lake’s arrival was immediately reported to T. Nakano, governor of Nagasaki Ken, January 14, 1893, a copy of which letter is herewith inclosed (marked Inclosure No. 1), and the following reply was received, the copy of which is marked Inclosure No. 2.

On January 14 Mr. Lake telegraphed for a traveling passport, which, having been sent to this office, was returned by me with a statement of facts to Hon. F. L. Coombs, dated March 3, 1893, a copy of which is marked inclosure 3. On October 10, 1893, I received the following communication from C. Ohomori, governor of Nagasaki Ken, a copy of which, with my reply thereto, are marked inclosures Nos. 4 and 5. On November 10, 1893, inclosure marked No. 6 was received. On November 27 a letter was received from S. Hatakeyama, president of the district court, Nagasaki, a copy of which, with my reply, are marked inclosures Nos. 7 and 8. At the present time two civil cases are pending against Mr. Lake before the Japanese court, to be tried on December 26 and January 11 respectively.

I have the honor to request you to advise me by telegram, immediately [Page 382] upon receipt of this, first, whether I shall resume jurisdiction over Mr. G. W. Lake; second, whether he shall be forcibly redeported by me on the 31st of December, the time allowed by the Japanese authorities, and what subsequent steps shall be taken to prevent his landing at Kobe or Yokohama.

I have, etc.,

W. H. Abercrombie,
U. S. Consul.
[Subinolosure 1 in No. 48.]

Governor T. Nakano,
Kencho:

Sir: I have the honor to inform you that Mr. George W. Lake, an American citizen, deported from Nagasaki in 1871 at the request of the Japanese Government, has returned to this city.

Will you do me the honor to advise me, at your earliest convenience, whether or not there is still existing objection to his residence temporarily or permanently in this city?

I am, etc.,

W. H. Abercrombie,
U. S. Consul.
[Subinclosure 2 in No. 48.]

W. H. Abercrombie, Esq.,
U. S. Consul, Nagasaki:

Sir: I have the honor to acknowledge the receipt of your dispatch, dated the 14th of January last, informing me that Mr. George W. Lake, an American citizen, deported from Nagasaki in 1871, has returned to this city, and asking me whether or not there is still existing objection to his residence temporarily or permanently in this country.

I regret to state, in reply, that as the said Mr. George W. Lake was deported under the seventh article of the treaty between Japan and the United States, I am prevented from allowing him to reside in this country.

I have, etc.,

T. Nakano,
Governor of Nagasaki Kencho.
[Subinclosure 3 in No. 48.]

Hon.Frank L. Coombs, Tokyo:

Sir: I have the honor to return herewith inclosed Mr. George W. Lake’s traveling passport, No. 6067.

Mr. Lake was deported from Nagasaki in 1871 at the request of the Japanese Government, and returned to this city about the middle of January from the United States. I informed the governor of Nagasaki of his arrival and inquired whether or not there was still existing objections to his residence, temporarily or permanently, in Nagasaki, and received a reply that permission would not be accorded him to again reside in Japan.

Mr. Lake has been accordingly informed by me that according to article 7 of the treaty between Japan and the United States, no protection will be afforded him by this consulate as an American citizen, and any action they may see fit to take in the matter looking to his redeportation will be sustained by me; and I also advised him to leave Japan at the earliest possible moment. I would respectfully request that in future no application for a passport be considered unless coming through this consulate.

I have, etc.,

W. H. Abercrombie,
U. S. Consul
[Page 383]
[Subincloaure 4 in No. 48.]

W. H. Abercrombie, Esq.,
U. S. Consul, Nagasaki:

Sir: Since the receipt of your letter dated the 15th February, 1893, informing me that no protection would be afforded by the United States Government to Mr. George W. Lake, an American citizen deported from Japan in 1871, I learned during the month of August last that he has been allowed by your consulate to stay here until the 31st December, 1893, and upon my communication, addressed to Dr. Arnold, U. S. vice-consul, on the 22d of August, asking his reason for allowing Mr. Lake to stay here, Dr. Arnold replied to me that his reason for allowing Mr. Lake to stay here until the end of the present year is to allow him time to settle his affairs according to article 7 of the treaty between Japan and the United States. I therefore beg to request that you will kindly advise me definitely whether the said George W. Lake has since been recognized by your consulate as an American citizen.

I also would like to know if the said George W. Lake would not be recognized by you should the Japanese Government take action to redeport him in accordance with your letter of the 15th February last, and whether any necessary assistance could be afforded by your consulate to our police in carrying out the execution.

I have, etc.,

C. Ohomori,
Governor of Nagasaki Kencho.
[Subinclosure 5 in No. 48.]

C. Ohomori, Esq.,
Governor of Nagasaki Kencho:

Sir: In reply to your communication of the 10th instant, asking information in regard to George W. Lake, I beg to reply that as George W. Lake, deported from Japan in 1871, according to article 7 of the treaty between Japan and the United States, has returned to Nagasaki, his sentence of deportation still being in force, he is no longer under the protection of the United States Government, is an outlaw, and is amenable to whatever action the Japanese authorities may see fit to take, whether in his trial before their courts, his punishment, or deportation.

No authority is vested either in the vice-consul or in the consul of the United States at Nagasaki, under the present circumstances, permitting any official order of any kind being issued to the said George W. Lake, all proceedings against him following the usual course through the Japanese courts, as in the case of a Japanese.

I would beg to suggest that as George W. Lake has been allowed to remain undisturbed for many months subsequent to the notification of the authorities by me of his illegal return, time should be given him to rearrange his affairs before his redeportation. This, however, is a matter for your consideration.

In regard to your inquiry, what assistance would be rendered the Japanese police in case of his redeportation, I have to state that, having no jurisdiction, I could render only the moral support requisite to the fulfillment of the treaty existing between our respective Governments; all other United States consuls in Japan would be immediately notified of the fact of his outlawry and the same action taken, probably, by them as by myself.

I am, etc.,

W. H. Abercrombie,
U. S. Consul.
[Subinclosure 6 in No. 48.]

W. H. Abercrombie, Esq.,
U. S. Consul, Nagasaki.

Sir: With reference to your letter of the 13th ultimo regarding Mr. George W. Lake, an American citizen deported in 1871 from Japan, I have the honor to inform you that I have, in accordance with the tenor of your letter, notified Mr. George W. Lake this day that he must leave this country not later than the 31st of December, 1893.

I have, etc.,

C. Ohomori,
Governor of Nagasaki Kencho.
[Page 384]
[Subinclosure 7 in No. 48.]

W. H. Abercrombie, Esq.,
U. S. Consul, Nagasaki:

Sir: I have the honor to inform you that a petition claiming the payment of the price of the goods sold was produced before the court by W. S. Stone, an American citizen, the agent of the American Trading Company, resident at Yokohama, foreign settlement, against George W. Lake, an American citizen, resident at Oura, Nagasaki, and that to this petition a certificate, said to have been given by you, is annexed, the copy of which is here inclosed. In the certificate there is an item that the defendant is not entitled to receive the protection of the American flag, but (is) amenable to the Japanese laws, etc.

I should be very glad to know if you ever gave such certificate to the plaintiff as above mentioned, and if so, is there no hindrance to trying him by this court?

I have, etc.,

S. Hadakeyama,
President of District Court, Nagasaki.

I hereby certify that George W. Lake, an American citizen, is not entitled to the protection of the American flag, but is amenable to the Japanese laws, and all suits against him must be tried before Japanese courts.

W. H. Abercrombie,
U. S. Consul.
[Subinclosure 8 in No. 48.]

S. Hadakeyama,
President of District Court, Nagasaki.

Sir: I have the honor to acknowledge the receipt of your letter of November 27, and in reply I beg leave to say that the inclosed copy of certificate given by me is a true copy of the same, and that there is no hindrance to Mr. G. W. Lake’s trial in the Japanese courts.

I am, etc.,

W. H. Abercrombie,
U. S. Consul.

I hereby certify that George W. Lake, an American citizen, is not entitled to the protection of the American flag, but is amenable to the Japanese laws, and all suits against him must be tried before Japanese courts.

W. H. Abercrombie,
U. S. Consul.
[Inclosure 3 in No. 48.—Telegram.]

Mr. Dun to Mr. Abercrombie.

Japanese authorities will not interfere with your taking jurisdiction over Lake. I strongly advise you to do so. I advise you to investigate his case judicially and suggest section 4101, Revised Statutes, as means of enforcing sentence of court if ordered to leave Japan. Wire me if you will take jurisdiction.

Dun.
[Page 385]
[Inclosure 4 in No. 48.—Telegram.]

Mr. Abercrombie to Mr. Dun.

Will take jurisdiction as advised.

Abercrombie.
[Inclosure 5 in No. 48.]

Mr. Dun to Mr. Abercrombie.

No. 30.]

Sir: I have to acknowledge the receipt of your dispatch, No. 464, of date the 16th instant, together with its inclosures, relative to the case of G. W. Lake, and the action taken by you in connection therewith and correspondence with the Japanese authorities in regard thereto.

In reply to your request for advice, as stated in the last paragraph of your dispatch, I refer you, in reply to your first inquiry, to my telegrams and to my dispatch of the 18th instant. As to the second, “Whether he shall be forcibly redeported by me on the 31st December,” etc., I can only refer you to Mr. Payson’s instruction, No. 158, to Mr. Yan Buren, dated November 23, 1878 (Foreign Relations, 1879, p. 697), in which you will find the following:

The Department has consequently disapproved sentences of deportation whenever they have been pronounced by consuls of this Government as being a mode of punishment not recognized in this country.

In reply to your last inquiry, I have to say that at this time I am not prepared to say what steps should be taken to prevent his landing at Kobe or Yokohama. I shall refer the entire matter to the Department by this mail for instructions in the premises.

I would suggest that upon a complaint being made by the Japanese authorities you should summons Lake to appear before you in your judicial capacity, and, should the finding of the court be that he has forfeited his right of residence in Japan and is now here in violation of law, that the court should fix a time when he shall leave the country.

The part of section 4101, Revised Statutes, to which I desired to call your attention in my telegram of the 21st instant, reads as follows:

It shall, however, be the duty of such officer to award punishment according to the aggravation and magnitude of the offense. Every person who refuses or neglects to comply with the sentence passed upon him shall stand committed until he does comply or is discharged by order of the consul, with the consent of the minister in the country.

I am, etc.,

Edwin Dun.