171. Memorandum From Secretary of State Shultz to President Reagan1

SUBJECT

  • Law of the Sea

I am transmitting herewith the proposed action plan for US efforts to establish an alternative deep seabed mining regime, as decided upon by the designated Interagency Group (IG). I agree with the IG’s recommended action plan except for the recommendation that you personally initiate contacts with other governments on the action plan.

I believe that you should not become involved at this initial stage because we want to reserve your intervention and capital for later stages in the LOS dialogue and for other major issues. I will urge our allies not to make premature commitments to sign the LOS Convention pending the arrival of a special U.S. emissary in early September.

I recommend that Under Secretary of State Jim Buckley be chosen as your emissary because of his familiarity with LOS issues and with the European leaders he would be calling upon, and because his rank will help underscore presidential interest in the issue.

[Page 497]

Attachment

Paper Prepared in the Department of State2

Law of the Sea Policy

Action Plan to Establish an Alternative

Deep Seabed Mining Regime

NSDD 43 directs the Department of State, in coordination with the interested agencies and the NSC, OMB and OPD staff, to prepare an action plan to establish an alternative deep seabed mining arrangement outside the Law of the Sea Convention.3 Following are the recommendations on near-term actions to establish such an arrangement.

All concerned agencies recommend that we initiate this plan of action immediately.

Our short-term objectives would be to:

• dissuade our allies from making or announcing a decision to sign the LOS Convention or other action that would prejudice our ability to work out an alternative seabed mining arrangement and, most importantly, not to make any commitment to ratify the LOS treaty.

• engage in a dialogue with our allies and possibly other countries on the serious problems in the LOS seabed mining regime and, thus, the need for and benefit of an alternative regime; at the same time, elicit their concerns about protection outside of the LOS Convention of their other oceans interests.

Our longer-term objective is to convince our allies and other nations not to ratify the LOS treaty but, instead, to join us in an alternative regime.

If we are to achieve our objectives, the President must be involved in this effort. Head of government to head of government contacts are vital to initiate the action plan and may be necessary again as we implement it. A presidential communication to London, Bonn, Paris, Rome, Brussels, The Hague, and Tokyo should be made as soon as possible. This message would underscore the serious problems of the LOS treaty and forecast the arrival of an emissary.

A presidential envoy would be sent to foreign capitals in early September. He should be of high rank and be prepared to discuss these [Page 498] matters with foreign officials of ministerial rank. The envoy would: be prepared with instructions and supporting materials appropriate to the political level contacts he will make; seek to obtain a political commitment from our allies to defer decisions on signing the LOS treaty while we explore means of satisfying our law of the sea interests outside of the LOS treaty; outline our problems with the LOS seabed mining regime and our proposals for an alternative deep seabed mining regime; emphasize that such a regime, if widely accepted by the seabed mining states, would create a viable legal and practical alternative; and sound out their concerns on non-seabeds LOS issues to enable us to focus clearly our subsequent contacts. After the emissary’s initial visits, further consultations would include appropriate LOS experts.

The emissary should initially visit the Federal Republic of Germany, the United Kingdom, France, Japan, Belgium, Italy and the Netherlands. A second tier of countries might, subsequently, be approached by the same or another appropriate emissary.

By August 14 the preparatory work for the presidential communication and emissary visits will be completed. This would include:

• a draft communication from the President;

• instructions for the emissary with talking points; and

• background material appropriate for the political nature of the emissary’s contacts. This paper will include an outline of an alternative regime and background to enable the emissary to sound out the concerns of the allies on non-seabed issues.

Within this period, suggestions on the emissary will be forwarded to the White House.

During the implementation of this action plan we must take advantage of the Secretary of State’s and other cabinet officers’ contacts with their foreign counterparts to press our LOS concerns. This effort should be coordinated carefully to ensure that cabinet officers are prepared properly and their contacts used to our fullest advantage.

  1. Source: Reagan Library, Papers of George P. Shultz, Law of the Sea. Confidential. There is no indication on the memorandum that Reagan saw it.
  2. Confidential.
  3. See Document 168.