171. Information Memorandum From the Chairman of the Policy Planning Council (Bosworth) to Secretary of State Shultz1

SUBJECT

  • Toward a Strategic Concept for U.S. Policy Toward Northeast Asia

East Asia is enjoying peace and prosperity, ASEAN is thriving and there is much talk about the coming “Pacific Century”. Therefore, since crises rather than stability demand your time, East Asia has not regularly been on the front burner. Yet we perceive opportunities for a more integrated, long-term approach to the key northeast Asian states that might over time strengthen US global strategy, channel Japanese and Chinese energies toward more effective international cooperation and provide some regional safety nets should our bilateral relations with Japan or China come under heavy pressure. These perspectives may prove useful as you prepare the President for his November trip to Japan and Korea and his April trip to China.2

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A strategic conception of northeast Asia would more explicitly view the US, Japan and China, as well as South Korea, as a collective security bulwark against the USSR and as a basis for generating the cumulative political and economic strength of the US and these northeast Asian nations in a more coordinated fashion.

A Pacific Quad along the lines of the Atlantic Quad would be impractical at this time. Moreover, sharp constraints exist in the form of distrust among Japan, China and Korea, which will make progress slow and difficult. Indeed, the PRC and ROK do not now have diplomatic relations.

Nonetheless, we have a high stake in gaining greater Asian (and especially Japanese) support for our foreign policy. To this end, we believe it might be possible for the U.S. to devise parallel policies and political interaction with Japan and China through a more concerted approach to high-level exchanges of visits (by Eagleburger, Wolfowitz and their counterparts) and to Department guidance on key international issues (e.g., Kampuchea, Afghanistan and INF). In fact, the Chinese plan to approach the Japanese shortly to discuss their growing and shared concerns over Soviet SS–20 deployments in Asia. We also could test Tokyo’s and Beijing’s receptivity to a more structured approach by seeking initially to arrange trilateral meetings on specific but very modest economic, scientific or educational issues, such as marine resources or coal technology. We could pursue a similar trilateral approach with Japan and Korea where, despite national antipathies, cooperation between Nakasone and Chun may afford a basis for more marked progress. The Deputy Secretary might initiate similar meetings to brief these groupings on carefully selected diplomatic issues, (e.g. Mideast, southern Africa).

These two sets of trilaterals, with only Washington and Tokyo participating in both, would reinforce the central Japanese-American foundation for our East Asian and Pacific relationship. These institutional arrangements also could be developed through Japan’s involvement in the Summit–7, to include meetings of political directors or Under Secretaries between the summits. Trilateral arrangements could facilitate our wish to deepen Japanese cooperation internationally.

The attached paper analyzes the limits, opportunities and possible tactical approaches to such a long-term strategy. I do not want to overstate the case or minimize the obstacles, but there may be an opportunity here to strengthen the potential in our northeast Asian relationships which merits your consideration.

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Attachment

Paper Prepared in the Policy Planning Council3

Toward a Strategic Concept for U.S. Policy Toward Northeast Asia

East Asian Dynamics

Three major elements are particularly striking about the current situation in East Asia.

Success. With the notable exceptions of Indochina and the Philippines, the region is characterized by stable peace, sustained prosperity and sound prospects. While recurrent talk about the coming “Pacific Century” may be premature, East Asia is likely to play an ever-larger role in global politics and in the world economy. We should seek to shape and channel these emerging forces to our advantage.
ASEAN Cooperation. The growth of ASEAN unity and cooperation since the end of the Vietnam war is one of the great regional success stories. National divergencies have been subordinated to a common line on Kampuchea and a rallying-around Thailand, the threatened front-line sister-state. The ASEAN states also represent a set of some of the fastest growing national economies in the world. In brief, ASEAN has made a real difference to the security and stability of post-war southeast Asia, and is an important factor for stability as we face the crisis in the Philippines.
Northeast Asian Ad-hocery. Growing unity in free southeast Asia contrasts sharply with the rather singularly national approaches of China, Japan and South Korea, which (together with North Korea) make up the Northeast Asian region but do not constitute any type of political grouping or entity. As long as China was at dagger’s points with the U.S. and with Japan, it was only natural that we deal with each of these countries separately and that they deal with each other similarly. But the tentative improvement of China’s relations with Washington and Tokyo, the first budding sprouts of a Seoul-Beijing connection and cautious albeit recurrent ROK proposals for an inter-Korean “cross-rapprochement”, suggest that the time soon may be ripe for a more strategic US view of its policy toward Northeast Asia.
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Atlantic vs. Pacific Connections

The current separability of our relationships with Japan, China and South Korea are especially noteworthy when compared with the structure of US connections with our West European allies. Our Atlantic ties are embedded in a regional security organization (NATO), economic grouping (OECD) and in our economic and political relationships with the European Community. The intensification of diplomatic business in the Atlantic Quad represents the most recent organized effort to coordinate policy with our European allies on out-of-area issues, albeit so far with relatively modest concrete results. Nonetheless, these and other Atlantic multilateral organizations have succeeded over nearly 40 years in stimulating collective Western efforts in the security and economic fields and in channelling West German energies in generally manageable directions.

Japan does participate in the OECD and is for the first time, under Nakasone, an increasingly vocal member of the exclusive Summit–7 Club. But there are no northeast Asian institutions—beyond U.S. security treaties with Japan and Korea—that afford a regional context for our policies, that provide a regional safety net for our crucial relationships with Japan or that influence China’s role in the region. China, of course, belongs to none of these organizations and is only now moving toward membership in the ADB and IAEA.

Improving US-Northeast Asian Cooperation

This lack of strong reinforcing pillars for our set of relationships in northeast Asia impedes US efforts to promote shared interests and to soften the suspicions of Japan and China which are harbored by the South Koreans (and by the ASEAN governments). This is not now a significant obstacle to the pursuit of U.S. interests. But it does mean that we lack safety mechanisms in case heavy pressures from trade or defense disputes weaken our vital relationship with Japan, or in the event that the Taiwan issue or domestic PRC developments undercut Sino-American relations. It also tends to limit the potential for deepening cooperation between the U.S. and northeast Asian nations. That cooperation will become increasingly important in the years ahead as we seek to diversify the strategic bases of our global policies.

In an ideal world, we would want to correct these shortcomings of our northeast Asian relationships by forging a trilateral political and consultative relationship among the U.S., Japan and China to parallel the Atlantic Quad. We also would seek to develop at least modest ties amongst that grouping, the ROK and ASEAN. Such a Pacific Community, with all its diversity and distinctive national interests, and lack of common security arrangements, would over time have a marked impact on the [Page 704] international scene. It would develop ties with the European Community; indeed the EC already is deepening its relationships with ASEAN. It also would forge increasing commercial links to the Mideast, Africa and Latin America. It is this vision that doubtless beckons advocates of a still nebulous “Pacific Basin Community” concept.4

There obviously are sharp constraints making such a broad Pacific—or even northeast Asian—vision impractical in the foreseeable future. Profound distrust continues to obstruct the development of relations among Japan, China and South Korea, not to mention the antipathy characterizing inter-Korean relations, where Seoul seems determined to use the next five years single-mindedly building the economic and military strength to deal effectively with Pyongyang. Moreover, our own relationship with China remains unstable. And even the core U.S.-Japanese relationship remains vulnerable to threatening trade storms, domestic politics and Japanese sharp practices in the technological field.

These constraints are important. But they do not argue for simple satisfaction with the status quo. However stable and prosperous Asia now appears, the growing economic importance of East Asia in the world, and the potential significance of Japan and China for our global strategy, require a more imaginative conceptual basis for our approach to Asia in general and Northeast Asia in particular.

Northeast Asia Strategic Concept

Security Bulwark

I believe we should seek to elaborate a strategic concept that more explicitly views the US, Japan, China and South Korea, together, as a security bulwark against Soviet expansion, and as a basis for generating the cumulative political and economic strength of the US and these northeast Asian nations in a more coordinated fashion. This northeast Asian bulwark encompasses more than one-fourth of the world’s population and nearly one-fourth of its GNP. The U.S. and Japan alone amount to nearly one-half of the non-communist world’s output. Those figures are likely to grow, vis-a-vis Europe, through the rest of this century. Our interests in Asia will grow with them and northeast Asian states will loom larger in our global geopolitical strategy.

This is, of course, not at all a startling proposition. The United States obviously has long sought to contain Soviet aggression in northeast Asia through separate mutual security pacts with Japan and the ROK, and through its developing ties with China. We fought a major war in Korea to this end. Moreover, these northeast Asian security arrangements are reinforced by the ANZUS pact5 and by our bases in [Page 705] the Philippines. We need now to produce a strategy that draws more consciously and coherently on these assets.

Under such a concept US policy would identify Japan as the linchpin and China as a key member of the northeast Asian tier. Such a strategy would place Japan where it belongs—at the center of US Asian policy—without rejecting China as an important strategic partner. This conceptualization also has the advantage of disposing of the past practice of treating Japan and China as separate parts of Asian policy. The northeast Asian concept also would facilitate U.S.-Japanese-Korean cooperation, whatever the future course of Seoul’s relations with Beijing or Pyongyang.

Parallel Policies

A northeast Asian concept should be conceived of as a strategic concept in the sense that NATO is a strategic concept. However, encumbering it with alliance relationships and formal institutional ties would be undesirable and unnecessary. Accordingly, the northeast Asian concept is a way of thinking about and interacting with Japan, China and South Korea, rather than formally organizing joint efforts.

This northeast Asian concept is not a basis for immediate joint efforts, but does open the door to a US strategy based on parallel policies toward the key regional powers, especially Japan and China. In short, it is premature to pursue de jure trilateral consultations with Tokyo and Beijing akin to the Atlantic Quad, but it may be feasible to pursue parallel approaches to those two capitals designed to advance de facto trilateral cooperation. Similar parallel approaches are feasible with Tokyo and Seoul; indeed, such a strategy could be helpful in diminishing mutual suspicions among these US allies, which do not serve US interests.

These parallel approaches might involve periodic visits (perhaps twice a year) on international issues by the Under Secretary for Political Affairs to northeast Asian capitals and triennial visits by the EA Assistant Secretary. The Policy Planning Council already meets annually with its Japanese and Korean counterparts and is discussing such a meeting later this year in Beijing.6 These visits would be in pursuit of specific international agendas, discussed in coordinated fashion in Tokyo and Beijing and in Tokyo and Seoul. It would probably result in an intensification of bilateral exchanges in capitals between local Embassies and Foreign Offices on these topics, and, in time, to similar [Page 706] visits to Washington from Chinese, Japanese and Korean counterparts. It also should result in a more coordinated approach to our instructions to these capitals on U.S. international objectives. These activities could be supplemented, in Washington, by meetings in which the Deputy Secretary briefs the local Japanese and PRC or Japanese and Korean Ambassadors on current international issues.

Trilateral Cooperation

The long-term goal, evidently, is to convert this de facto parallel approach gradually into a more concrete form of trilateral cooperation. This could take the form of US-Japanese-Korean meetings, or, initially a single US-Japanese-Chinese meeting in Tokyo. We should start along both triangles with a modest, specific non-political subject, such as marine life, coal technology or fisheries, rather than security matters. Over time, we might be able to move to other forms of educational, economic and scientific cooperation that permit the U.S. and Japan jointly to address China’s interest in economic modernization and to discuss trilaterally such key international questions as Kampuchea and Afghanistan. Progress on the political front might be more marked with our two allies, Japan and Korea, where there are truly common interests in such issues as the SS–20 threat to northeast Asia.

These two sets of trilaterals, with only Washington and Tokyo participating in both, would reinforce the central Japanese-American foundation for our East Asian and Pacific relationship. These institutional arrangements also could be developed through Japan’s involvement in the Summit–7, to include meetings of political directors or Under Secretaries between the summits. Trilateral arrangements could facilitate our wish to deepen Japanese cooperation internationally.

Broader Asian Policy

Such a northeast Asian concept also would mesh nicely with our broader US Asian policy. In this framework, US Asian policy could be said to consist of northeast Asian, ASEAN and ANZUS elements.

Conclusions

Needless to say, no US regional or subregional strategic concept is meaningful if our bilateral ties with the key states are poor. A larger framework can reinforce or reinsure bilateral relationships, but must build on strong foundations. This means simultaneously strengthening our bilateral and international cooperation with Japan and China. We should have no roseate illusions about Nakasone and Deng, both of whom have their own agendas and neither of whom are politically immortal. But both are, at least at present, pursuing policies broadly compatible with US objectives and both have seen their political goals and fortunes linked to some degree to the benefits of cooperation with the US.

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Progress in shaping a northeast Asian policy concept also will have implications that transcend the Asia region. We are sure to capture Moscow’s attention. I believe the deepening of US cooperation and consultation with the Asian powers also may stimulate our European partners to accord more respect and support to their American connection and to their own Asian connections.

  1. Source: Department of State, Executive Secretariat, S/P Files, Memoranda and Correspondence from the Director of the Policy Planning Staff to the Secretary and Other Seventh Floor Principals: Lot 89D149, S/P Chrons 10/16–31/83. Secret; Sensitive. Sent through Eagleburger. Drafted by Kaplan on October 21. Hill initialed the memorandum and wrote “10/24.” Shultz’s stamped initials appear on the memorandum. Shultz also wrote in the top-right hand corner of the memorandum: “PW [Paul Wolfowitz] FYI & reflection. G.”
  2. The President was scheduled to travel to Japan and Korea, November 9–14, and China, April 26–May 1, 1984.
  3. Secret; Sensitive. Drafted by Kaplan on October 21.
  4. For additional explanation concerning this concept, see Document 114.
  5. Signed in 1951 by representatives from Australia, New Zealand, and the United States and entered into force in 1952, the ANZUS Treaty or Pact was designed to protect the security of the Pacific.
  6. In telegram 99767 to Tokyo and Beijing, April 12, the Department indicated that agreement had been reached to hold the annual U.S.-Japan planning talks in Tokyo during the first part of September. In addition, the Department noted that Bosworth and his colleagues in S/P “propose visiting Beijing for informal discussions with Embassy and appropriate Chinese officials either before or after planning talks in Tokyo.” (Department of State, Central Foreign Policy File, Electronic Telegrams, D830203–1064)