611.949/12–1350

The Assistant Secretary of State for Far Eastern Affairs (Rusk) to the Special Assistant for Occupied Areas in the Office of the Secretary of the Army (Magruder)1

top secret

Dear Carter: The document entitled “Draft of Points to be Included in the Formulation of the Terms of the U.S.-Japanese Bilateral Agreement on Security”, forwarded under cover of your letter of October 30,2 seems in its substantive provisions an accurate spelling out of the understanding earlier achieved among the State and Defense Departments and General MacArthur on the matters treated, as set forth particularly in General MacArthur’s supplementary “Memorandum on Concept Governing Security in Post-War Japan” of June 23, 1950,3 and in the joint State–Defense Memorandum for the President dated September 7, 1950.4

[Page 1368]

It seems to us however, that certain portions of the document may be unnecessarily peremptory and demanding in tone, and consequently not best calculated to promote that attitude of friendly cooperation between the United States and Japan which will be essential to the successful implementation of the agreement and the hoped for enduring association of Japan with the free world. Preparation of a draft conducive to this purpose will be difficult at best, due to the sweeping nature of the military rights which it has been decided that the United States should seek in post-treaty Japan. It is nevertheless hoped that through a re-phrasing of the draft agreement, designed to transform it into a mutually desired undertaking between equals, resting as much on common interest and good faith as on legally binding rights and obligations, the document’s immediate and long-range acceptability to the Japanese can be significantly increased. The last sentence of your covering letter suggests that you also believe that revisions of this nature will be required.

The attached memorandum gives specific suggestions made by responsible officers in the State Department.

Sincerely,

Dean Rusk
[Attachment]

Memorandum

Page 1, second paragraph—The statement that “both Governments have agreed in the Treaty of Peace that security forces of the United States shall remain in the Japan area for this purpose until Japan possesses the means to discharge this responsibility alone” goes farther than the language of the security chapter of the Department’s treaty draft.5 One of the “alternative security arrangements” envisaged in Article 10 of that draft whose effectuation would permit the withdrawal of the United States forces might be the creation of adequate Japanese defense forces, in conjunction with necessary United Nations or other guarantees. It would seem advisable, however, to suggest this as the principal possibility, for the same reasons that it has been thought inadvisable to do so in the peace treaty. Even though no Allied nation except the United States might be called on to sign the agreement, a provision therein specifically envisaging the reactivation of Japanese defense forces would make it more difficult for some Allies to sign the peace treaty, since it would then be clear that in so doing they would be approving the establishment of Japanese defense forces. It is accordingly believed that the paragraph should follow more closely the language of Article 10 of the treaty draft.

[Page 1369]

Page 1, third paragraph—It is suggested that the latter part of this paragraph, referring to the further purpose of the U.S. security forces to assist in the maintenance of internal law and order upon the invitation of the Japanese Government, be omitted. It would seem that the obligation of Japan to develop and maintain internal security forces adequate to meet all foreseeable needs should be clear cut, and that the Japanese should not gain the impression that they may freely call on the U.S. security forces for internal police action.

Partly in light of the above comments a Preamble along the following lines is suggested for consideration:

Whereas conditions of international peace and security to which the peoples of the world have so long aspired have not been achieved in the postwar period;

Whereas the Governments of the United States of America, and of Japan are desirous of cooperating to establish and maintain in the Japan area conditions conducive to international peace and security in accordance with the principles of the Charter of the United Nations;

Whereas the Government of Japan has accordingly requested in the Treaty of Peace just concluded that the Government of the United States of America provide armed forces on behalf of the Treaty Powers, the Government of Japan undertaking on its part to furnish assistance and facilities to these forces;

Whereas it is desired that this Agreement shall be fulfilled in a spirit of good neighbourliness between the Government of the United States of America and the Government of Japan, and that the details of its practical application shall be arranged by friendly cooperation;

Therefore the Governments of the United States of America and of Japan agree upon the following provisions governing the stationing of United States security forces in Japan:”

Page 2, first paragraph—It is suggested that the words “until the withdrawal from Japan of United States security forces or” be deleted. It seems preferable to avoid the impression that the U.S. forces may be withdrawn without the adoption of some overall, superseding security arrangement to ensure the security of the Philippines, Australia and New Zealand and other smaller Pacific nations from a possible resurgence of Japanese aggression, as well as to ensure Japanese security. The best procedure would seem to be to follow the language of Article 10 of the treaty draft, as follows:

“…6 and will remain in effect until the coming into force of such United Nations arrangements or such alternative security arrangements as in the opinion of the United States will satisfactorily provide for the maintenance by the United Nations or otherwise of international peace and security in the Japan area.”

Page 2, second paragraph—It is suggested that this rather sweeping provision be omitted and reliance placed instead on subsequent more [Page 1370] precisely phrased portions of the agreement which should ensure United States requirements without causing the Japanese the concern and alarm which this paragraph might occasion. If it is decided that the paragraph must be retained in some form it is suggested that it indicate the reason why the entire area of Japan is required for maneuver, as follows:

“The Governments of the United States and of Japan agree that, in consequence of the accelerated speed and power of modern war, the entire land mass of the Japan area shall be regarded as a potential area of defensive disposition and maneuver of military forces.”

Page 2, third paragraph—It is believed that in the first, as in the third, sentence of this paragraph the procedure of consultation with the Japanese Government should be provided, in accordance with Article 8 of the treaty draft, rather than mere notice to that Government of the desired dispositions. The same suggestion is made in regard to the third paragraph on page 3.

Page 3, first incomplete paragraph—It would seem advisable specifically to provide here and in the fifth line of the second paragraph on page 4 that the consultations preceding major changes of a permanent nature in the disposition of the security forces during peacetime shall be between the United States Ambassador to Japan and the Foreign Minister.

Page 4, first paragraph—The Department of State of course has no objection to the continued use by American combat forces of installations now occupied by such forces, if those installations best meet U.S. military needs, but desires that the facilities retained be located to the largest possible extent out of direct contact with the Japanese people, and that every effort be made to reduce to a minimum the intrusion of our forces in Japanese normal life.

It is assumed that the provision in the latter part of this paragraph that all facilities or areas required by the security forces shall remain under the “exclusive control” of those forces is to be interpreted in the light of sections 4, 6 and other subsequent sections of the draft. It would seem advisable to avoid the use of the phrase “exclusive control” and to rely on these subsequent sections to indicate exactly what the extent of the controls is to be.

Page 4, second to last line—Presumably the “other assistance” referred to might include labor services. It is not clear whether it might also include military service, and, if so, of what types. The question of whether payment should be made for equipment, supplies and other assistance provided by Japan in the event of hostilities or imminently threatened hostilities will, it is assumed, be dealt with in the studies mentioned in section 16, at the top of page 14.

[Page 1371]

Page 5, first paragraph—It is noted that no provision is made in this paragraph for payment of compensation to owners of private property when such property is condemned or expropriated within defense areas or installations. Provision for payment of compensation by the United States in such circumstances is made in the agreements with Great Britain for the lease of bases in Newfoundland and the Caribbean7 and in the Philippines Base Agreement.

Page 8, second paragraph—The Department has no objection in principle to the exercise of jurisdiction in the manner indicated. It believes that the drafting of the section can be improved in some respects, however.

Page 12, third paragraph—This paragraph is considered unnecessary. The only Allied documents binding on Japan after the coming into force of the peace treaty will be the treaty itself.

Page 12, fourth paragraph—The concept presented in this paragraph, that the Japanese should be forbidden to establish armed forces without the consent of the United States, whose approval would also be required in determinations of the strength, type, composition and armament of such forces, has been discussed on various occasions but has not to my knowledge been anticipated in earlier papers.

The advantages of the proposal, of course, are that it would enable the U.S. to ensure that reactivated Japanese armed forces were well adapted to Japan’s special defense problems but not for offensive purposes, and that Allied countries, while probably desiring to share the controls with the U.S., would doubtless welcome supervision over Japanese rearmament. The disadvantages are that the provision would point up the prospect of Japanese rearmament and would impair the underlying principle of the Department’s treaty draft, namely, that the settlement should restore Japan to fully sovereign status with a minimum of special restrictions and disabilities. In view of Japan’s straitened economic position and the influence which the United States may expect to continue to exert in Japan after the treaty, it seems probable that the desired supervision could be exercised without the right being stipulated in the bilateral agreement. A provision in the agreement might cease to be effective, moreover, just when it might be considered most important when our forces are withdrawn—unless the restrictions were continued as a feature of a general Pacific security arrangement to which Japan was a party. The Department wishes to study the proposal further before stating its position on it.

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Page 13, second full paragraph—It is suggested that this paragraph, which might be alarming to our Allies and whose purpose would seem to be ensured by the previous paragraph, be deleted.

It is believed that the agreement should contain provisions, now absent, obligating the U.S. to pay just compensation for damage to private property or for injury to Japanese nationals caused by the U.S. forces or individual members thereof incident to non-combat activities.

As a matter of general policy it is believed that the terms of the agreement should be based as far as possible on comparable agreements with Britain, France and other major Allies, with citations to these agreements rather than to those concluded with smaller countries such as the Philippines or Liberia having a special, formerly dependent relationship to the United States.

  1. Most of the changes in this letter and its enclosure from drafts of November 17 by Mr. Fearey are stylistic. (611.949/11–1750)
  2. For the letter and attachment, see p. 1336.
  3. Ante, p. 1227.
  4. Ante, p. 1293.
  5. Of September 11, p. 1297.
  6. Omission in the source text.
  7. For text of the Protocol concerning the defense of Newfoundland, signed at London March 27, 1941, see EAS No. 235 or 55 Stat. (pt. 2) 1599.

    Text of the Arrangement relating to naval and air bases, effected by exchange of notes at Washington, September 2, 1940, is printed in EAS No. 181 and in 54 Stat. (pt. 2) 2405.

    For text of the Agreement regarding leased naval and air bases, and exchanges of notes, signed at London March 27, 1941, see EAS No. 235, or 55 Stat. (pt. 2) 1560.