November 1976–August 1977


31. Memorandum From the President’s Assistant for National Security Affairs (Brzezinski) to President Carter

Source: Carter Library, National Security Affairs, Staff Material, Far East, Oksenberg Subject File, Box 43, Meetings: 6–7/77. Top Secret; Sensitive; Exclusively Eyes Only. At the top of the page, Carter wrote, “Zbig—J.C.”


33. Memorandum From Michel Oksenberg of the National Security Council Staff to the President’s Assistant for National Security Affairs (Brzezinski)

Source: Carter Library, NSC Institutional Files (H-Files), Box 62, PRC 019, 6/27/77, (PRC China)–PRM 24 [1]. Secret. Sent for information.


34. Summary of Conclusions of a Policy Review Committee Meeting

Source: Carter Library, National Security Affairs, Staff Material, Far East, Oksenberg Subject File, Box 47, Policy Review Committee 6/27/77 on PRM 24: 6–7/77. Top Secret; Eyes Only. The meeting took place in the White House Situation Room. Oksenberg sent both the Summary of Conclusions and the minutes of the meeting to Brzezinski under a covering memorandum dated July 8. (Ibid.) Brzezinski sent only the Summary of Conclusions to Carter under a July 11 memorandum that requested that Carter approve the summary so that it could be distributed to PRC principals. At the bottom of the memorandum, Brzezinski wrote, “I do not attach a transcript of the meeting, to save you time.” Carter approved the Summary of Conclusions for distribution, but wrote, “not asserting approval of options yet. J.” (Ibid.)


35. Memorandum of Conversation

Source: Carter Library, National Security Affairs, Staff Material, Far East, Oksenberg Subject File, Box 43, Meetings: 6–7/77. Secret; Exdis. Drafted by Fox. The meeting took place at the Department of Defense.


36. Memorandum From Michel Oksenberg of the National Security Council Staff to the President’s Assistant for National Security Affairs (Brzezinski)

Source: Carter Library, National Security Affairs, Staff Material, Far East, Oksenberg Subject File, Box 56, Policy Process: 7/77. Top Secret; Sensitive; Exclusively Eyes Only. Sent for action. At the top of the page, an unknown person wrote, “Outside the System.” At the bottom of the page, Brzezinski wrote, “Talk to me. See one change. Good idea. ZB.” He added, “But what about the ‘3 conditions?’”


37. Memorandum From Secretary of State Vance to President Carter

Source: Carter Library, National Security Affairs, Staff Material, Office, Presidential Advisory Board, Box 74, Agency: Box 3. Secret; Nodis. A handwritten “C” at the top of the page indicates Carter saw the memorandum. Above that, someone wrote, “Obviously, no action.”


38. National Intelligence Analytical Memorandum

Source: Carter Library, National Security Affairs, Staff Material, Far East, Oksenberg Subject File, Box 56, Policy Process: 7/77. Secret. The CIA and the intelligence organizations of the Departments of State, Defense, Treasury, and the CIA prepared this memorandum, which was issued by the Director of Central Intelligence. On the title page, Carter wrote, “Good report. J.” An unidentified person extensively underlined the topic sentences and other passages in many of the key judgments, especially judgments A, B, C, D, E, F, H, J, K, and L. Arrows of emphasis in the left margins were placed next to judgments D, F, and K.


39. Intelligence Memorandum Prepared in the Central Intelligence Agency

Source: Carter Library, NSC Institutional Files (H-Files), Box 62, PRC 019, 6/27/77, (PRC China)–PRM 24 [1]. Secret; [handling restriction not declassified]. Sent to Brzezinski under a July 27 covering memorandum from Bowie. (Ibid.) The memorandum was prepared in response to the request at the June 27 meeting of the Policy Review Committee for an estimate of the global reaction to normalization of U.S.–PRC relations; see Document 34. In a July 7 memorandum to DCI Turner, Brzezinski specified that the estimate make four assumptions: 1) the United States would establish diplomatic relations with the PRC and end diplomatic relations and the security treaty with the ROC; 2) the terms of recognition would permit Taiwan to sustain a prosperous economy and evolve a peaceful relationship with the mainland; 3) the United States would provide advance consultation to key allies; and 4) the United States would provide advance consultation to key Congressional figures. (Carter Library, National Security Affairs, Staff Material, Office, Institutional File, Box 28, INT Documents: #4200s–#4300s: 6–7/77)


40. Memorandum From the President’s Assistant for National Security Affairs (Brzezinski) to President Carter

Source: Carter Library, Brzezinski Donated Material, Subject File, Box 41, Weekly Reports (to the President), 16–30: (6/77–9/77). Top Secret; Sensitive. A handwritten “C” at the top of the page indicates Carter saw the memorandum.


41. Memorandum of Conversation

Source: Carter Library, National Security Affairs, Staff Material, Far East, Oksenberg Subject File, Box 47, Presidential 7/30/77 on Cyrus Vance Trip to China: 4–8/77. Top Secret; Sensitive. All brackets are in the original. The meeting took place in the White House. Talking points for this meeting that Brzezinski prepared for Carter are in the Carter Library, National Security Affairs, Staff Material, Far East, Oksenberg Subject File, Box 56, Policy Process: 7/77.


42. Memorandum From the President’s Assistant for National Security Affairs (Brzezinski) to President Carter

Source: Carter Library, National Security Affairs, Staff Material, Far East, Oksenberg Subject File, Box 47, Presidential 7/30/77 on Cyrus Vance Trip to China: 4–8/77. Top Secret; Sensitive. Sent for action. Prepared by Oksenberg whose August 3 covering memorandum to Brzezinski reads: “The attached memorandum is self-explanatory and distills my reaction to the Saturday meeting [see Document 41]. I regretted somewhat the false euphoria and my own failure to address the importance of the strategic issues. I think it is important that the President obtain this memorandum as a corrective.” He added, “the long history of Sino-American relations is replete with instances of Presidents behaving in what they perceived as magnanimous ways toward the Chinese, only to be rebuffed and then alienated because they did not understand the Chinese strategic setting.” (Ibid.)


43. Letter From President Carter to Secretary of State Vance

Source: Carter Library, National Security Affairs, Staff Material, Far East, Oksenberg Subject File, Box 56, Policy Process: 8/1–21/77. Top Secret; Sensitive; Exclusively Eyes Only. Brzezinski sent this letter to Carter for his signature under an undated covering memorandum. (Ibid.)


44. Telegram From the Department of State to the Embassy in the Republic of China

Source: National Archives, RG 59, Central Foreign Policy File, P840070–0428. Secret; Immediate; Nodis. Drafted by Levin (EA/ROC), cleared by Gleysteen and Holbrooke, and approved by Habib. Repeated Priority to Beijing. It was also repeated to the White House at 0755Z on August 19.


45. Telegram From the Embassy in the Republic of China to the Department of State

Source: National Archives, RG 59, Central Foreign Policy File, P840084–1990. Secret; Nodis.


46. Memorandum From Michel Oksenberg of the National Security Council Staff to the President’s Assistant for National Security Affairs (Brzezinski)

Source: Carter Library, National Security Affairs, Staff Material, Far East, Oksenberg Subject File, Box 56, Policy Process: 8/1–21/77. Top Secret; Sensitive; Exclusively Eyes Only; Outside the System. Sent for information.


47. Memorandum of Conversation

Source: Carter Library, National Security Affairs, Staff Material, Far East, Oksenberg Subject File, Box 56, Policy Process: 8/22–31/77. Secret; Nodis. The meeting took place in the Great Hall of the People. Vance left Washington for Beijing on August 20. Vance and Oksenberg reported in the accounts they telegraphed to Washington that the first day of the visit, August 21, had gone well. Vance’s account is in telegram Secto 9013 to the Department of State and the White House, August 22. (National Archives, RG 59, Central Foreign Policy File, D770302–1245) Oksenberg’s is in telegram Secto 9012 to the NSC, August 22. (National Archives, RG 59, Central Foreign Policy File, D770302–1245)


48. Memorandum of Conversation

Source: Carter Library, National Security Affairs, Staff Material, Far East, Oksenberg Subject File, Box 56, Policy Process: 8/22–31/77. Secret; Nodis. The meeting took place in Guest House No. 5. Vance’s report of the meeting is in telegram Secto 9017, August 23. (National Archives, RG 59, Central Foreign Policy File, P840076–0837) Oksenberg sent an account of this meeting via the Voyager Channel in telegram 166 to the White House, August 23. (Carter Library, National Security Affairs, Brzezinski Material, Trip File, Box 42, Vance, China, 8/20–27/77)


49. Memorandum of Conversation

Source: Carter Library, National Security Affairs, Staff Material, Far East, Oksenberg Subject File, Box 56, Policy Process: 8/22–31/77. Secret; Nodis. The meeting took place in the Great Hall of the People. Vance’s account of his activities on this day is in telegram Secto 9029, August 24. (National Archives, RG 59, Central Foreign Policy File, P840076–0832)


50. Memorandum of Conversation

Source: Carter Library, National Security Affairs, Staff Material, Far East, Oksenberg Subject File, Box 56, Policy Process: 8/22–31/77. Secret; Nodis. The meeting took place in the Great Hall of the People. Vance’s account of this meeting is in telegram Secto 9029, August 24. (National Archives, RG 59, Central Foreign Policy File, P840076–0832)


51. Memorandum of Conversation

Source: Carter Library, National Security Affairs, Staff Material, Far East, Oksenberg Subject File, Box 56, Policy Process: 1–4/78. Secret; Nodis. The meeting took place in Guest House No. 5.


52. Telegram From Secretary of State Vance to the Department of State and the White House

Source: National Archives, RG 59, Central Foreign Policy File, P840076–0844. Secret; Cherokee; Immediate; Nodis.


53. Memorandum of Conversation

Source: Carter Library, National Security Affairs, Brzezinski Material, Country File, Box 8, China (People’s Republic of): 7–9/77. Secret; Nodis. All brackets are in the original. The conversation occurred en route to the Beijing airport. In his September 7 covering memorandum to Brzezinski, Oksenberg noted that the conversation had been in English. On the covering memorandum, Brzezinski wrote, “interesting.” (Ibid.)


54. Telegram From the Embassy in the Republic of China to the Department of State

Source: National Archives, RG 59, Central Foreign Policy File, P850106–2148. Confidential; Immediate; Nodis.