188. Memorandum From the Deputy Operations Coordinator in the Office of the Under Secretary of State (Hulick) to the Under Secretary of State (Hoover)1

SUBJECT

  • The Doolittle Survey

I have reduced to writing some ideas contained in the attached memorandum which I thought I might use in briefing the Doolittle team on covert operations of CIA. I am far from certain, however, in my own mind, as to whether the two examples I have singled out as illustrative of where improvement is needed and is actively being sought are the kind of things you consider as appropriate for the Department to raise before the Doolittle group. I should appreciate receiving your guidance on this matter.

As to the list of questions, I discussed these with Frank Wisner. He thought they were appropriate. He was concerned, however, about the possibility of the Assistant Secretaries striking a critical note, due to the fact that in some instances operations have been carried out without their knowledge but with a higher clearance from you. He hoped that in the morning briefing it would be made clear to the survey group that there have been occasions when an operation was cleared only at the top; and that these instances could give cause for an Assistant Secretary to believe the operation had had no policy clearance whatsoever.

Attachment2

BRIEFING NOTES

I.

The office of the Deputy Operations Coordinator, directly responsible to the Under Secretary, performs the functions called for under paragraph 4 of NSC 5412.3 All covert operations are cleared in advance with the Department through this office, which provides the Agency with written policy guidances. The office consists of three officers, one responsible for Western and Eastern Europe, one for the Far [Page 521] East and South East Asia and one for the Near and Middle East and Latin America. Working closely with this office but not physically located in it are a Special Assistant in the Public Affairs office of the Department and a Special Assistant for Emigré matters in the Office of Eastern European Affairs. It provides a two-way channel of communication between the substantive offices of the Department and operational offices of the Agency.

In order to provide maximum security and control over the coordination of covert operations all personal contact between officers in the Department and the Agency on specific projects is supposed to be channeled through this office. To a very large degree that is now the case. The exceptions are occasions when the Director of CIA approaches the Secretary or Under Secretary directly on highly sensitive matters. All records of written communications are filed in this office. No copies are permitted to be filed elsewhere in the Department. While policy guidance is obtained from the responsible substantive areas, the final guidances in written form are prepared in this office only.

CIA covert annexes to OCB progress reports on NSC policy papers are presented to the Under Secretary through this office, which can also make them available to the State Department members of OCB Working Groups.

II.
There are two outstanding problems in the field of covert operations which have not yet been satisfactorily resolved.
1.

The Free Europe Committee (FEC) and Radio Free Europe (RFE) are powerful propaganda and psychological political instruments which are controlled by the Agency and are supposed to operate under policy guidance from the Department. The FEC was created in 1949 as a private organization, financed partly by private donations and partly by funds from the Agency, the latter accounting for about two thirds to three fourths of the money.

The purpose of FEC was to provide a means of supporting and utilizing prominent political exiles from communist-dominated countries without recognizing these groups as Governments in Exile and to avoid complications for the Department which maintained diplomatic relations with the Communist Governments of the countries from which they fled.

The two major functions performed by FEC are (1) support and utilization of émigré groups as symbols of resistance and (2) broadcasts to the peoples of Eastern Europe through RFE. Both FEC and RFE, which has its base in Munich, Germany, have grown into very large establishments, staffed by highly competent people. They produce their own analysis of developments behind the Iron Curtain and develop their own programs to influence the people and cause difficulties for the Communist regimes.

[Page 522]

While FEC and RFE are supposed to function within the framework of official US policy and under policy guidance from the Department, they have been gradually assuming a degree of independence of operation, which has created a control problem. Decisions involving matters of policy consequence are frequently taken by FEC and RFE without reference to the Department through the Agency. This is a matter of real concern which the Department and the Agency are currently attempting to resolve.

2.

The second outstanding problem is that of evolving ways and means of coping more satisfactorily with the political repercussions when a covert operation is uncovered. We are deeply involved in many countries in the use of covert assets to influence developments in a manner favorable to US objectives. While each such case must be handled to a large degree on its own merits, there is a need for establishing a few basic principles of operation. Due to a still prevalent lack of knowledge and understanding of the support role of CIA under NSC 5412 on the part of some officials, both in Washington and in the field, there is often a division of opinion as to how such emergencies should be handled. This division can freeze initiative and timely action and produce compromise positions which are not adequate to meet the problem. The division of opinion, it is believed, stems in part at least from an underlying opposition on the part of some officials to covert operations of CIA.

The solution to this problem must be sought through an educational process with more briefings in depth by CIA of State Department and Foreign Service officers on the task of CIA and the manner in which it attempts to discharge its responsibility. Improvements should also result gradually through the efforts of this office to bring about an ever closer coordination between the Department and CIA, so that carefully considered policy guidance is provided in advance by the substantive offices of the Department for each covert operation in support of overt policies as defined in the various NSC documents.

On the part of CIA officials it is necessary that they deal with complete frankness with this office and leave to its judgment which officers in the Department are to be consulted in order to obtain proper policy guidance for specific covert operations. There is still a tendency on the part of some CIA officials to be so secretive that even this office sometimes has the feeling that it does not know all that it should in order to discharge its responsibility. In order to establish the requisite degree of mutual confidence between the Agency and the Department both sides must contribute so that the inhibitions and respective reserves developed on both sides during the early formative years of CIA gradually fade away.

It is of the utmost importance that all responsible officials in State and CIA recognize the fact that NSC 5412 provides for joint CIA-State [Page 523] implementation on NSC policies; that use of covert operations in support of our overt efforts in the field of foreign policy is an established fact; that final decision on the timing and nature of such covert operations rests with the Department; that when a covert operation goes sour it is a matter of concern to the US Government and not just CIA; and that problems arising out of exposed covert operations must be met and minimized by the joint efforts of CIA and State as a team.

III.
The following are types of questions which might be asked of the Assistant Secretaries:
1.
Have the Agency’s covert operations been generally effective in furthering implementation of overt US policy objectives? If so, can you cite specific examples?
2.
If there have been instances in which covert operations have been harmful, do you believe they could have been avoided? Did they result from failure of the Agency to coordinate or did they represent coordinated operations involving a calculated risk?
3.
Are you satisfied that there is proper coordination and prior policy guidance for all covert operations conducted by the Agency in your area?
  1. Source: Department of State, INR/IL Historical Files, NSC 5412, 1954–57, NSC 10 Series. Top Secret. Drafted by Hulick.
  2. Top Secret.
  3. Document 171.