500.A15A4/2515

The Chairman of the American Delegation to the General Disarmament Conference ( Davis ) to President Roosevelt 10

My Dear Mr. President: I am enclosing a memorandum of my conversation with Mr. MacDonald with regard to the naval question. The British are unquestionably disturbed as to the far-reaching effect which the present Japanese activities may have, and they are most desirous of reaching an agreement with us, if possible, because of the salutary effect which it might have on Japan. I am informed that they are pushing the work at Singapore as rapidly as possible but that this will not be completed until 1937. In the meantime their policy will, in my judgment, be to iron out their differences with us [Page 223] with regard to the maintenance of naval parity, to reach a common understanding as to the Japanese demands for an increased ratio and even to go further, if we are disposed to do so, for the maintenance of peace and the protection of our respective rights and interests.

I understand that, while they all want an agreement with us, Baldwin11 and some of them are fearful that the Senate might upset any agreement that might be made. For that reason they want to be very careful in doing nothing to arouse Japan’s susceptibilities until they know definitely where they stand. That, I think, is MacDonald’s chief reason for insisting that any preliminary negotiations should be most secret. Preliminary conversations such as we have had can, of course, be kept confidential but when it reaches the stage of actual agreement on technical and political questions relating to the navy I doubt if it can be kept secret and I do not quite see the necessity for it. Since the British have taken the initiative in inviting us to have an exchange of views, I think it is wise for us to see that they maintain this position in the negotiations preliminary to the Naval Conference in 1935. Once these are prepared, we could well take the initiative of having the Conference, in case there is to be one, held in Washington.

As to procedure, I would suggest for your consideration, two or three alternatives. First, to accept MacDonald’s invitation to have a naval representative and someone representing the Department of State, confer with two corresponding British representatives. To maintain the present strategic position I think it would be wise for us to send someone here. Otherwise, if they send someone to Washington, our strategic position changes. We might designate as naval attaché here the Admiral to be chosen for the Navy and Atherton might serve as the opposite to Craigie. In this respect, however, we would be at a disadvantage unless there were someone to agree with MacDonald on the agenda for the preliminary discussions and to keep a hand on the situation and prevent its getting in a jam. I do not see how this could very well be done without causing a lot of speculation unless the principal representative has a reason for being here.

After thinking this over and talking with Bingham and Atherton, I am inclined to favor a second alternative method as follows: Once we have reason to believe that, as a result of a further exchange of views with Mr. MacDonald during the next few weeks, we can get together, it would be better to let it be known that the British, with a view of preparing for the forthcoming naval conference, are first inviting the Americans to have an exchange of views, after which the discussions will be broadened to include the Japanese and then the French and the Italians. The British may be somewhat reluctant [Page 224] to do this for fear it may strain their relations with Japan, which they wish by all means to avoid unless practically assured of a naval agreement with us, but I think that if they believe our negotiations can be concluded quickly (which I believe would be possible), they will fall into line.

If, however, there should be a meeting within the next month of eight or ten Powers, in a last effort to reach a disarmament agreement,12 our negotiations with the British could be carried on under this umbrella without any difficulty or embarrassment. The possibility of such a meeting will depend largely upon the attitude of France which at present is not favorable.

Eden,13 who has told me of his visits to Berlin, Rome and Paris, is satisfied that Hitler14 now is most desirous of reaching a disarmament agreement and of mollifying France, and from other good sources I am informed that Hitler now feels the need of tranquillity in foreign politics, which is becoming more and more necessary for the organization of his plans for internal reconstruction.

On the other hand, Eden feels that Barthou,15 Tardieu,16 and even Herriot17 and Léger18 (who is rather a key man at the Quai D’Orsay) do not want a disarmament agreement now and that Beneš,19 for some reason, is becoming less inclined to favor an agreement.

Just now Eden called me by telephone and told me that they had had a meeting of the Committee of the Cabinet on disarmament today and that they had decided to send to Tyrrell20 to be delivered to the French, some further arguments urging them as a matter of self-interest to accept at once, as a basis of negotiation, the British memorandum.21 This they hope will have some effect but at present they are expecting a temporizing reply. After that they will decide upon the advisability of trying to get a meeting on disarmament, including Germany and all the principal powers.

While the situation does not look promising as to an agreement, the British still feel that when the French have to decide whether, through a disarmament agreement and supervision, to stop German rearmament at about where it is now, or to face the inevitable continued rearmament of Germany in the absence of any control, they will be wise [Page 225] enough to choose the former. The chief source of trouble will be on the part of the manufacturers of armaments and particularly the Comité des Forges and the Germans, who have a financial interest in fomenting international strife. That is the most insidious and powerful influence against which we have to struggle and there is a growing realization here of this.

I am leaving for Sweden tomorrow. I had planned to go today but Mr. Kindersley, who is the British member of the International Committee and is going with me, could not leave until tomorrow. I was unable to arrange to take a boat directly to Sweden, as I had hoped to do, because at this time of year there is only one boat a week, leaving Saturday night. We therefore have to go by train through Hamburg but I will not go through any of the capitals or see anybody on the Continent.

By the time I get back here in two or three weeks I presume we will know much more about the possibilities of disarmament and whether or not I shall get into that or return home. If, by then, you have any instructions or suggestions with regard to the naval question I hope you will send me word through the Embassy here.

It was gratifying that there should be such a favorable impression everywhere with regard to the end of the first year of your Administration. Even Wilmot Lewis22 sent a very excellent dispatch, more friendly than those he has been sending heretofore.

With warm regards, I am as ever,

Sincerely yours,

Norman H. Davis

P. S. I may say that Bingham and I, who have discussed these various questions, have reached the same conclusions and our views are identical.

[Enclosure]

Memorandum by the Chairman of the American Delegation to the General Disarmament Conference ( Davis )

The Prime Minister, Mr. MacDonald, who went to Ambassador Bingham’s for luncheon, came at noon so that we could have a talk beforehand.

I told him Mr. Atherton had reported to Washington23 his conversation with him several weeks ago with regard to the naval question; that the President and Secretary of State were interested in and sympathetic with the suggestions he had made for a confidential exchange [Page 226] of views with regard to a renewal of the London Naval Treaty and the possible eventualities in case of Japan’s refusal to renew the treaty without an increase in her ratio (to which, it was understood, neither the British nor American governments were disposed to agree); and that Mr. Atherton had accordingly been advised24 to inform him of the receptive attitude of the United States and to inquire when, where and how he thought such an exchange of views should take place.

I then told him that, as nothing more had been heard from him and as I am now on leave of absence and was going through London on my way to Sweden in connection with the Kreuger matter, the President had suggested that I might have a private talk with him in case his ideas had crystallized sufficiently to report them confidentially to the President. He said that since he had received, through Mr. Atherton, the reply from Washington, he had been so occupied with pressing and perplexing questions he had not had time to think the naval question through and to discuss it with the necessary persons here. My impression was that, while he was most eager to talk, he had rather hoped that we might have some definite proposals to make to him. I accordingly took the position that, since he had made the advance, we were waiting to ascertain more definitely what he has in mind.

He then said that Great Britain would not agree to parity with Japan. He had thought the first step would be to so inform the Japanese Ambassador25 and to tell him that Great Britain was disturbed by the Japanese talk about an increase in their naval ratio, which was unjustifiable because Great Britain is entitled to a larger ratio than Japan since her fleet has to cover two oceans, whereas Japan has only a limited area to cover. He said he would like to feel that the United States felt the same way about it. Furthermore, he thought he ought to advise the Japanese Ambassador that Great Britain is quite disturbed by their fortifying the mandate islands, which they had no right to do. He said that before having such a talk he thought it well for us to be in accord in refusing to accede parity to Japan, to iron out any differences as regards the future makeup of our respective navies and also to decide what we would do with regard to a naval agreement as between ourselves in case Japan refused to renew the present Treaty.

I told him that the United States was also definitely opposed to parity for Japan but that, as regards the proposed talk with the Japanese Ambassador, I thought it would be wiser and more effective for the United States and England each to speak separately to the Japanese, rather than for the one to speak for the other.

[Page 227]

I then asked him if he could tell me definitely that Great Britain would not even consent to an increase in the ratio for Japan. He said he was not yet prepared to state categorically that they would not consent to any modification at all in the ratio, since he had not yet had an opportunity to discuss it with all the proper authorities in the British Government, but that the most that had been suggested by anyone here was that, as a compromise, they might possibly agree on a 10–10–7 ratio provided certain other questions could be settled satisfactorily. I told him that, in my own personal opinion, the present ratio was fixed after considerable thought and negotiation and that the only basis for a modification would be that the present ratio is unfair, and that I did not think such a contention could be upheld because of the relative differences in the functions which the British and American navies have to perform in relation to that of Japan. I told him, furthermore, that as a matter of fact the present ratio is not actually 5–5–3 except as to battleships and battle cruisers, because there is parity as to destroyers and submarines and that, if the question were ever opened up again there would be no limit to where it might go. He said he was inclined to agree entirely with this point of view and that his feeling is that, if England and the United States agree to oppose any increase in the Japanese ratio, the chances are that Japan would be more amenable to reason.

He then said that he would like our two governments to reach an agreement not only as to a continuation of parity between them but also as to the particular categories of vessels. He said that, as a result of his talks with the Admiralty, he felt the only serious difficulty would be with regard to the size of new battleships and that the younger officers in the British navy believe that it would be desirable in the future to build smaller and less expensive battleships. I told him that this was a matter, of course, which had been argued backwards and forwards and that the difference in view was due to the difference in the problems that faced the respective navies due to the differences in bases, but that if some arrangement could be made whereby certain ports in the Pacific could be neutralized, or used by the American navy, it would probably facilitate an agreement as to the future tonnage of battleships. He said that this raised difficult questions but that it might well be explored.

I then told him that, as a result of the talks between Admiral Hepburn and Admiral Bellairs, over a year ago,26 we both got the impression that it was not impossible for us to reach a mutually satisfactory naval agreement, contingent upon what Japan, France and Italy may [Page 228] do. But, assuming now that we can agree as between ourselves on a maximum and minimum for battleships, such for instance as 15 of 25,000 tons for Great Britain and 14 of 30,000 tons for the United States, this would become purely academic in case Japan refuses to renew the Treaty because, in such event, neither of us would be willing to reduce the size of our present battleships, or the calibre of guns. I expressed the view that we might agree upon a continuance of parity as between ourselves and provide for going up or down, depending upon what other naval powers do. He said this was in line with his ideas and that we would both have to have some provision, in respect of Japan, such as the present escalator clause with respect to France and Italy.

The question was then raised as to the advisability of holding a Conference in 1935 in case Japan definitely informs us beforehand that she will not agree to a renewal of the Treaty without an increase in her ratio. He said he was concerned about this because,-under the Treaty, Great Britain is the Power to issue invitations and she would not want to put Japan in a position to claim afterwards that she was not invited to the Conference. I suggested that if our two countries should agree beforehand as to the future makeup of our navies, and it should then be found impossible to reach an agreement with Japan, a naval treaty could be entered into by us without the necessity of a Conference with other Powers, unless it were found that France and Italy could be brought into the frame-work of a new treaty.

He said another thing which concerned him was that, in case of a general naval Conference as contemplated, in 1935, Great Britain would have to invite Germany and that this would open the doors, necessitating invitations to Yugoslavia, Spain, Turkey, and perhaps Russia and other countries, which would greatly complicate the problem.

Mr. MacDonald thought it essential that the preliminary discussions be most secret in order to avoid arousing prejudices and misunderstandings; and that, in order that such conversations may be carried on freely and without embarrassment to either government, it would be well to proceed as was done year before last, i. e. to have a representative from each of the navies, in conjunction with a representative of the Foreign Office and a corresponding representative of the United States, thresh out the details. He himself, and the principal representative of the United States should not at first take part in the conversations, although they should decide upon the scope of the work and keep in touch with what is going on, but in the background. He said his idea was to designate Admiral Bellairs and Mr. Craigie of the Foreign [Office] for these preliminary negotiations. [Page 229] I asked if it was his idea for these to be held in Washington or London and he said he would like to think this over and talk about it further later on.

There was some discussion of the possible appointment as naval attaché, in London or Washington as the case may be, of the person designated to deal with the naval aspects of the work proposed, but no definite view was expressed.

Mr. MacDonald manifested considerable anxiety and concern about the attitude and activities of Japan and said, in effect, that he not only considered it of the greatest importance that the United States and England reconcile any differences in the point of view as to their respective navies but that, for the promotion of world peace and stability, it was vitally important that they cooperate most closely. I told him I had always favored the most friendly cooperation between our two countries and was satisfied that President Roosevelt feels the same way.

I also said that I had been most hopeful about our ability to reach a mutually satisfactory agreement on the naval question but that I had been perplexed by the note his government sent to the United States last September,27 with regard to our naval program, because there seemed to be no ground whatever for raising any objections about this. He insisted that they recognized we were acting Within our treaty rights and that there was no resentment whatever on their part over our program, but said that they had hoped to avoid the expense involved in building new types of vessels and that their note to us was prompted by friendship but that our reply28 had somewhat disturbed them. I told him I did not see how we could possibly have taken any other position and that the fact that someone from the Admiralty tipped off a Hearst representative about the ending of the note, had made the situation more difficult. Furthermore, if we had taken any other position it would, under the circumstances, have been construed as a surrender to the dictation of Great Britain. He said he had understood that the leak came from Washington but I assured him that it had not. He then said he was going to look into that further but indicated that this was now a closed incident. He repeated that he was now satisfied from his talks with the Admiralty that the only difficult question between us would be with regard to the size of battleships for which we must find a solution.

In conclusion I told him that I would be back here on my way from Sweden within two or three weeks and would then return home unless [Page 230] developments in disarmament require my presence. He said that during that time he would go into the matter discussed more fully with the different ones here with whom he must consult, and would be glad to have a further discussion with me upon my return.

N[orman] H. D[avis]
  1. A memorandum from President Roosevelt to the Secretary of State, March 26, 1934, attached to photostatic copy of this letter reads as follows: “Will you read this and let me know if there is anything you think we should do at this time? F. D. R.” For reply from the Secretary of State to Mr. Davis, see paragraph 4, telegram No. 117, March 28, p. 34.
  2. Stanley Baldwin, Lord President of the Council
  3. For correspondence relating to the General Disarmament Conference, see pp. 1 ff.
  4. Anthony Eden, British Under Secretary of State for Foreign Affairs.
  5. Adolf Hitler, Chancellor of the German Reich.
  6. Jean Louis Barthou, French Minister for Foreign Affairs.
  7. André Tardieu, Minister without portfolio in coalition Cabinet of Gaston Doumergue.
  8. Edouard Herriot, Minister of State in coalition Cabinet of Gaston Doumergue.
  9. Alexis Léger, Secretary General of the French Foreign Office.
  10. Eduard Beneš, Czech Minister for Foreign Affairs.
  11. William George Tyrrell, British Ambassador to France.
  12. Great Britain, Cmd. 4512, Miscellaneous No. 3 (1934): Memoranda on Disarmament Issued by the Governments of the United Kingdom, France, Germany and Italy, January 1984, p. 21.
  13. Washington correspondent for the London Times.
  14. Telegram No. 23, January 29, from the Chargé in Great Britain, p. 15.
  15. Telegram No. 27, January 31, to the Ambassador in Great Britain, p. 221.
  16. Tsuneo Matsudaira.
  17. For correspondence concerning Anglo-American naval conversations, see Foreign Relations, 1932, vol. i, pp. 528 ff.
  18. Aide-mémoire of September 14, 1933, from the British Embassy, Foreign Relations, 1933, vol. i, p. 382.
  19. Memorandum of September 22, 1933, to the British Embassy, ibid., p. 386.