711.9412A/11

The Secretary of State to the Japanese Ambassador (Matsudaira)

Excellency: On December 31, 1927, I had the honor to communicate to you for the consideration of your Government and as a basis for negotiation the draft text of a proposed treaty of arbitration and conciliation, the arbitration provisions of which were mutatis mutandis identical with those contained in the draft treaties which I had just submitted to the French and British Governments, and the conciliation provisions of which were based upon the Treaty for the Advancement of Peace concluded between the United States and Great Britain on September 15, 1914.

The new arbitration treaty with France, a copy of which is enclosed, was signed February 6, 1928,12 and the Senate of the United States has already given its advice and consent to the ratification thereof. The question having arisen, however, as to whether that treaty affected the status of the conciliation treaty of 1914,13 the matter was resolved by an exchange of notes14 recording the understanding of both France and the United States that the earlier conciliation treaty was in no way affected by the later arbitration treaty. In order to obviate further questions of this nature, however, I deem it desirable to avoid the incorporation in other arbitration treaties of any portion of the language of the earlier conciliation treaties, where they exist, and where no such treaty is now in force to negotiate two separate and distinct treaties rather than to endeavor to deal with both subjects in a single instrument, and I have followed that course, for example, in the case of Germany to which I recently submitted the draft texts of two separate treaties, one an arbitration treaty based upon the treaty with France of February 6, 1928, and the other a conciliation treaty based upon the so-called Bryan [Page 140] treaties of 1913 and 1914.15 In these circumstances I have the honor to suggest, in the interest of uniformity and for the purpose of presenting possible future misunderstanding, that your Government substitute for the draft treaty which I submitted with my note of December 31, 1927, the two drafts transmitted herewith.

The language of the enclosed draft arbitration treaty is identical with that of the Preamble and Articles IV, V and VI of the treaty submitted with my note of December 31, 1927, with the following exceptions: the words “and conciliation” have been omitted from the last paragraph of the Preamble; in Article IV (which is Article I of the enclosed draft) I have substituted for the words “the abovementioned Permanent International Commission” the words “an appropriate Commission of Conciliation”; I have added to Article V (which is Article II of the enclosed draft) a new paragraph lettered (d) identical with paragraph (d) of the corresponding article of the treaty signed by the United States and France on February 6, 1928; and the last word of the first sentence of Article VI (which is Article III of the enclosed draft) has been changed from “forms” to “laws”.

Except for changing the word “forms” to “laws” in the first sentence of the final article, the language of the enclosed draft conciliation treaty is identical with that of Articles I, II, III and VI of the draft submitted with my note of December 31, 1927, and the language of the Preamble is taken from the Preamble of the abovementioned treaty of September 15, 1914, between the United States and Great Britain.

By the changes enumerated above and by substituting two separate treaties for the combined treaty suggested in my note of December 31, 1927, negotiations with your Government can now go forward on exactly the same basis as negotiations with the other Governments to which I am proposing new arbitration treaties and/or conciliation treaties similar to those concluded by the United States in 1913 and 1914.

Accept [etc.]

Frank B. Kellogg
[Enclosure 1]

Draft Treaty of Arbitration

The President of the United States of America and His Majesty the Emperor of Japan

Determined to prevent so far as in their power lies any interruption in the peaceful relations that have always existed between the two nations;

Desirous of reaffirming their adherence to the policy of submitting [Page 141] to impartial decision all justiciable controversies that may arise between them; and

Eager by their example not only to demonstrate their condemnation of war as an instrument of national policy in their mutual relations, but also to hasten the time when the perfection of international arrangements for the pacific settlement of international disputes shall have eliminated forever the possibility of war among any of the Powers of the world;

Have decided to conclude a new treaty of arbitration enlarging the scope and obligations of the Arbitration Convention signed at Washington on May 5, 1908, which expires by limitation on August 24, 1928, and for that purpose they have appointed as their respective Plenipotentiaries

  • The President of the United States of America
  • His Majesty the Emperor of Japan

who, having communicated to one another their full powers found in good and due form, have agreed upon the following articles:

Article I

All differences relating to international matters in which the High Contracting Parties are concerned by virtue of a claim of right made by one against the other under treaty or otherwise, which it has not been possible to adjust by diplomacy, which have not been adjusted as a result of reference to an appropriate Commission of Conciliation, and which are justiciable in their nature by reason of being susceptible of decision by the application of the principles of law or equity, shall be submitted to the Permanent Court of Arbitration established at The Hague by the Convention of October 18, 1907, or to some other competent tribunal, as shall be decided in each case by special agreement, which special agreement shall provide for the organization of such tribunal if necessary, define its powers, state the question or questions at issue, and settle the terms of reference.

The special agreement in each case shall be made on the part of the United States of America by the President of the United States of America by and with the advice and consent of the Senate thereof, and on the part of Japan in accordance with the constitutional laws of Japan.

Article II

The provisions of this treaty shall not be invoked in respect of any dispute the subject matter of which

(a)
is within the domestic jurisdiction of either of the High Contracting Parties,
(b)
involves the interests of third Parties,
(c)
depends upon or involves the maintenance of the traditional attitude of the United States concerning American questions, commonly described as the Monroe Doctrine,
(d)
depends upon or involves the observance of the obligations of Japan in accordance with the Covenant of the League of Nations.

Article III

The present treaty shall be ratified by the President of the United States of America by and with the advice and consent of the Senate thereof and by Japan in accordance with its constitutional laws.

The ratifications shall be exchanged at Washington as soon as possible, and the treaty shall take effect on the date of the exchange of the ratifications. It shall thereafter remain in force continuously unless and until terminated by one year’s written notice given by either High Contracting Party to the other.

In faith thereof the respective Plenipotentiaries have signed this treaty in duplicate and hereunto affix their seals.

[Enclosure 2]

Draft Treaty of Conciliation

The President of the United States of America and His Majesty the Emperor of Japan, being desirous to strengthen the bonds of amity that bind them together and also to advance the cause of general peace, have resolved to enter into a treaty for that purpose, and to that end have appointed as their Plenipotentiaries:

  • The President of the United States of America
  • His Majesty the Emperor of Japan

Who, having communicated to each other their respective full powers, found to be in proper form, have agreed upon and concluded the following articles:

Article I

Any disputes arising between the Government of the United States of America and the Government of Japan, of whatever nature they may be, shall, when ordinary diplomatic proceedings have failed and the High Contracting Parties do not have recourse to adjudication by a competent tribunal, be submitted for investigation and report to a Permanent International Commission constituted in the manner prescribed in the next succeeding Article; and they agree not to [Page 143] declare war or begin hostilities during such investigation and before the report is submitted.

Article II

The International Commission shall be composed of five members, to be appointed as follows: One member shall be chosen from each country, by the Government thereof; one member shall be chosen by each Government from some third country; the fifth member shall be chosen by common agreement between the two Governments, it being understood that he shall not be a citizen of either country. The expenses of the Commission shall be paid by the two Governments in equal proportions.

The International Commission shall be appointed within six months after the exchange of the ratifications of this treaty; and vacancies shall be filled according to the manner of the original appointment.

Article III

In case the High Contracting Parties shall have failed to adjust a dispute by diplomatic methods, and they do not have recourse to adjudication by a competent tribunal, they shall at once refer it to the International Commission for investigation and report. The International Commission may, however, spontaneously by unanimous agreement offer its services to that effect, and in such case it shall notify both Governments and request their cooperation in the investigation.

The High Contracting Parties agree to furnish the Permanent International Commission with all the means and facilities required for its investigation and report.

The report of the Commission shall be completed within one year after the date on which it shall declare its investigation to have begun, unless the High Contracting Parties shall limit or extend the time by mutual agreement. The report shall be prepared in triplicate; one copy shall be presented to each Government, and the third retained by the Commission for its files.

The High Contracting Parties reserve the right to act independently on the subject matter of the dispute after the report of the Commission shall have been submitted.

Article IV

The present treaty shall be ratified by the President of the United States of America by and with the advice and consent of the Senate thereof and by Japan in accordance with its constitutional laws.

The ratifications shall be exchanged at Washington as soon as possible, and the treaty shall take effect on the date of the exchange of [Page 144] the ratifications. It shall thereafter remain in force continuously unless and until terminated by one year’s written notice given by either High Contracting Party to the other.

In faith thereof the respective Plenipotentiaries have signed this treaty in duplicate and hereunto affix their seals.