711.9412A/1

The Secretary of State to the Japanese Ambassador ( Matsudaira )

Excellency: I have the honor to refer to our conversation of December 29, 1927, and to transmit herewith for the consideration of your Government, and as a basis for negotiation, a draft of a proposed [Page 136] treaty of arbitration and conciliation. The provisions of this draft operate to extend the policy of arbitration enunciated in the convention signed at Washington on May 5, 1908,7 which expires by limitation on August 24, 1928, and to establish as between Japan and the United States a mechanism for conciliation similar to that now in effect between the United States and a considerable number of other Governments as a result of the treaties for the advancement of peace concluded in 1914.8 The draft treaty explicitly records the desire of the two Governments to condemn war as an instrument of national policy in their mutual relations. The language of the preamble and of Articles IV to VI, inclusive, is mutatis mutandis identical with that of the draft treaties which I have transmitted this week to the French and British Ambassadors for the consideration of their Governments.9 The language of Articles I to III, inclusive, follows the language of similar articles in the treaty for the advancement of peace concluded between the United States and Great Britain on September 15, 1914.10

I feel that by adopting a treaty such as that suggested herein we shall not only promote the friendly relations between the Peoples of our two countries, but also advance materially the cause of arbitration and the pacific settlement of international disputes. If your Government concurs in my views and is prepared to negotiate a treaty along the lines of that transmitted herewith, I shall be glad to enter at once upon such discussions as may be necessary.

Accept [etc.]

Frank B. Kellogg
[Enclosure]

Draft Treaty of Arbitration and Conciliation

The United States of America and Japan determined to prevent so far as in their power lies any interruption in the peaceful relations that have always existed between the two nations, desirous of reaffirming their adherence to the policy of submitting to impartial decision all justiciable controversies that may arise between them, and eager by their example not only to demonstrate their condemnation of war as an instrument of national policy in their mutual relations, but also to hasten the time when the perfection of international arrangements for the pacific settlement of international disputes shall have eliminated forever the possibility of war among any of the Powers of the world, have decided to conclude a new treaty of arbitration and conciliation enlarging the scope and obligations of [Page 137] the Arbitration Convention signed at Washington on May 5, 1908, which expires by limitation on August 24, 1928, and for that purpose they have appointed as their respective Plenipotentiaries

  • The President of the United States of America
  • His Majesty the Emperor of Japan

who, having communicated to one another their full powers found in good and due form, have agreed upon the following articles:

Article I

Any disputes arising between the Government of the United States of America and the Government of Japan, of whatever nature they may be, shall, when ordinary diplomatic proceedings have failed and the High Contracting Parties do not have recourse to adjudication by a competent tribunal, be submitted for investigation and report to a permanent International Commission constituted in the manner prescribed in the next succeeding Article; and they agree not to declare war or begin hostilities during such investigation and before the report is submitted.

Article II

The International Commission shall be composed of five members, to be appointed as follows: One member shall be chosen from each country, by the Government thereof; one member shall be chosen by each Government from some third country; the fifth member shall be chosen by common agreement between the two Governments, it being understood that he shall not be a citizen of either country. The expenses of the Commission shall be paid by the two Governments in equal proportions.

The International Commission shall be appointed within six months after the exchange of the ratifications of this treaty; and vacancies shall be filled according to the manner of the original appointment.

Article III

In case the High Contracting Parties shall have failed to adjust a dispute by diplomatic methods, and they do not have recourse to adjudication by a competent tribunal, they shall at once refer it to the International Commission for investigation and report. The International Commission may, however, spontaneously by unanimous agreement offer its services to that effect, and in such case it shall notify both Governments and request their cooperation in the investigation.

The High Contracting Parties agree to furnish the Permanent International Commission with all the means and facilities required for its investigation and report.

[Page 138]

The report of the Commission shall be completed within one year after the date on which it shall declare its investigation to have begun, unless the High Contracting Parties shall limit or extend the time by mutual agreement. The report shall be prepared in triplicate; one copy shall be presented to each Government, and the third retained by the Commission for its files.

The High Contracting Parties reserve the right to act independently on the subject matter of the dispute after the report of the Commission shall have been submitted.

Article IV

All differences relating to international matters in which the High Contracting Parties are concerned by virtue of a claim of right made by one against the other under treaty or otherwise, which it has not been possible to adjust by diplomacy, which have not been adjusted as a result of reference to the above-mentioned Permanent International Commission, and which are justiciable in their nature by reason of being susceptible of decision by the application of the principles of law or equity, shall be submitted to the Permanent Court of Arbitration established at The Hague by the Convention of October 18, 1907,11 or to some other competent tribunal, as shall be decided in each case by special agreement, which special agreement shall provide for the organization of such tribunal if necessary, define its powers, state the question or questions at issue, and settle the terms of reference.

The special agreement in each case shall be made on the part of the United States of America by the President of the United States of America by and with the advice and consent of the Senate thereof, and on the part of Japan in accordance with the constitutional laws of Japan.

Article V

The provisions of this treaty shall not be invoked in respect of any dispute the subject matter of which

(a)
is within the domestic jurisdiction of either of the High Contracting Parties,
(b)
involves the interests of third parties,
(c)
depends upon or involves the maintenance of the traditional attitude of the United States concerning American questions, commonly described as the Monroe Doctrine.

Article VI

The present treaty shall be ratified by the President of the United States of America by and with the advice and consent of the Senate [Page 139] thereof and by Japan in accordance with its constitutional forms. The ratifications shall be exchanged at Washington as soon as possible, and the treaty shall take effect on the date of the exchange of the ratifications. It shall thereafter remain in force continuously unless and until terminated by one year’s written notice given by either High Contracting Party to the other.

In faith thereof the respective Plenipotentiaries have signed this treaty in duplicate and hereunto affix their seals.

  1. Foreign Relations, 1908, p. 503.
  2. For index references to the treaties for the advancement of peace see ibid., 1914, p. 1130; ibid., 1915, p. 13281329; and ibid., 1916, p. 1007.
  3. For draft treaty submitted to the French Ambassador, see vol. ii, p. 810; draft submitted to the British Ambassador not printed.
  4. Foreign Relations, 1914, p. 304.
  5. Foreign Relations, 1907, pt. 2, p. 1181.