204. Information Memorandum From the Assistant Secretary of State for Intelligence and Research (Abramowitz) to Secretary of State Shultz1

SUBJECT

  • Likely Reactions of NATO Allies to Official U.S. Adoption of the Broad Interpretation of the ABM Treaty

In light of recent comments at one of your Saturday SDI meetings about possible NATO reactions to a broad US interpretation of the ABM treaty, we have examined allied views. We find:

Adoption of a policy conforming to the broad interpretation of the ABM treaty would be viewed by our allies as tantamount to a decision to deploy SDI and would be opposed by them at this time.
Allied support and participation has been predicated on our assurance that they will be consulted before the US makes decisions on development. They do not believe we have met that obligation at this time.
A decision to implement the broad interpretation will bring to the fore longstanding concerns about SDI’s political and military implications for alliance strategy, for the efficacy of UK and French deterrents, and for strategic stability.
The allies would believe the NST will be hopelessly stalemated by such a decision and an opportunity lost for significant arms control achievement.

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Attachment

Paper Prepared in the Bureau of Intelligence and Research, Department of State2

LIKELY REACTIONS OF NATO ALLIES TO OFFICIAL US ADOPTION OF THE BROAD INTERPRETATION OF THE ABM TREATY

The reactions of our NATO allies to a US move in the coming months to adopt officially the broad interpretation of the ABM treaty would be uniformly negative and some, including our principal allies, would strongly oppose it. Given the recent public debate over acceleration of SDI deployment, our allies would view a decision to move to the broad interpretation of the treaty as tantamount to an early deployment decision. They would regard such a move as a radical switch in policy and premature in light of the commitments we have made to them to date. It would, moreover, feed their accumulating fears about the administration’s grip on foreign policy.

Conditions for Present Allied Support for SDI

Most of our allies have endorsed the SDI research program as an appropriate response to Soviet strategic defense activities. Prime Ministers Thatcher and Chirac and Chancellor Kohl have all been supportive of the legitimacy of SDI research. Kohl and others credited SDI research with providing a strong inducement to the Soviets to return to the negotiating table and bargain seriously. London, Bonn, and Rome have lent moral support to the program by signing formal agreements to participate in SDI research, although their primary motive has been the desire not to be left behind in the SDI technology revolution.

While endorsing SDI research the allies have reserved on the merits of deployment. Their support has been given on conditions implicit in Prime Minister Thatcher’s Camp David statement (see annex).3

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One of these conditions has been that research will be conducted in conformity with the ABM treaty. When the question of treaty interpretation arose last fall, our allies made clear their unhappiness with our initiative to adopt a more permissive reading which would permit full-scale development and testing of space-based defense components. London and Bonn were relieved by the President’s decision to confine SDI activities to the restrictive interpretation as a matter of policy.

Kohl has publicly endorsed the restrictive interpretation of the treaty. Although Thatcher has reportedly said she does not wish to be drawn into interpreting the treaty, Geoffrey Howe, presumably speaking last week with her blessing, urged adherence to the restrictive interpretation.

The allies have taken us at our word that we will consult with them before taking any decision to develop and deploy strategic defenses. Because they will see an official move to the broad interpretation of the treaty as presaging deployment, they will insist that consultations are in order. On a number of occasions, they have sought to engage us in discussion of the pros and cons of strategic defenses but have found US answers to their questions unsatisfying. They have acquiesced in postponing such a dialogue, believing there would be an opportunity for it later. We have repeatedly said decisions on development and deployment would be made by a future president, at the earliest in the early 1990s.

Foreign Minister Genscher last week complained to Ambassador Burt that the Germans had been told nothing of US consideration of SDI deployment and that they would want to express their views on so important a matter. Lord Carrington reportedly is considering calling for US-NATO consultations on SDI deployment options. Belgian and Canadian permreps at NATO have called for a NATO study of the implications of SDI for alliance strategy. In consultations, our allies will expect a detailed, rigorous analysis of the political and military implications of SDI and a thorough exchange of views.

The allies have been temporarily reassured in the past by our enunciation of objective criteria for judging the efficacy of SDI—cost effectiveness, survivability, and stability. Before we take a decision to develop a specific system, they will expect us to show how these criteria are met.

Strategic Concerns

Although debate on the strategic implications of SDI has been overshadowed in the past year by attention to other aspects of the SDI issue, such as participation in the research and the Reykjavik negotiations, there is no indication that the concerns voiced earlier have eased. [Page 710] These would be brought to the fore by decisions on the ABM treaty interpretation. These concerns include:

Alliance strategy. Protection of the US and the USSR by defensive systems would diminish or end the extended deterrent of US strategic forces, leaving Europe exposed to a relatively greater threat from superior Soviet conventional forces.
UK-French deterrents. A Soviet strategic defense in the long run could easily neutralize the much smaller deterrents of Britain and France. Both France and the UK fear difficulties in sustaining political support for their nuclear programs, a challenge which would be accelerated by an early deployment decision.
Instability. Our allies fear destabilizing effects of SDI on the strategic relationship. They will have special doubts about the survivability and cost-effectiveness of a first-generation strategic defense against an unconstrained Soviet threat.

Arms Control Implications

The allies probably believe that US adoption of the broader interpretation of the ABM treaty would seal the doom of the Nuclear and Space Talks because of either a Soviet walkout or a hopeless stalemate. Soviet assertions that the US had killed the talks would find a receptive audience among those Europeans who are already suspicious of or hostile to SDI.

Our allies believe that a departure in practice from the restrictive interpretation should be a matter for negotiation with the Soviets. Geoffrey Howe has recently suggested to you that we offer to stick with the broad interpretation in exchange for 50-percent reductions. The disruption of the Geneva talks would come at time when London and Bonn believe Gorbachev is interested in reaching a deal and that the Soviet internal situation may offer unique opportunities for reducing tensions.

Allied Domestic Concerns

With an election on the horizon, Thatcher would find US decisions on the treaty unwelcome at this time. Although the Kohl government has just won reelection, US decisions that led to a rupture of the Geneva talks would likely bring mass protests from Germany’s peace movement. Moreover, Foreign Minister Genscher, who is personally most suspicious of SDI, has been strengthened in the coalition by the strong showing of the FDP.

Chirac’s enthusiasm for SDI has been motivated in part by a desire to distinguish his policy from Mitterrand’s. Differences between the two over SDI are likely to be muted in the face of a US decision leading to accelerated development, since Gaullists and Socialists alike must deal with the strategic implications of SDI for the French deterrent.

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Impact on the Alliance

Events of the last year—including the bombing of Libya, our decision on SALT II, and the proposal to eliminate ballistic missiles—have already conveyed the impression that we will act alone when it suits us, with insufficient regard for allied views and interests. Official adoption of the broad interpretation, particularly without adequate consultations, would likely be viewed as a last-ditch act to assure implementation of a policy now because we doubted that political support could be mobilized later.

These perceptions would likely diminish US ability to lead the alliance on other tough issues such as coordinating a common approach in the CSCE and improving NATO’s conventional posture. The tendencies of our European partners to use the EC and WEU to prepare a common front for dealing with the US on security issues would doubtlessly be given momentum. One cannot rule out the possibility that, as a group or individually, our allies might embark on unilateralist paths of their own in dealing with Moscow.

  1. Source: Department of State, Central Foreign Policy File, [no P number]. Secret; Noforn; Nodis. Drafted by Robert Hansen (INR/WEA). A stamped notation in the upper-right corner of the memorandum indicates Shultz saw it.
  2. Secret; Noforn; Nodis. Drafted by Hansen.
  3. Attached but not printed is Thatcher’s Camp David Statement: “First, the US and Western aim was not to achieve superiority but to maintain the balance, taking account of Soviet developments; Second, that SDI-related deployment would, in view of treaty obligations, have to be a matter for negotiations; Third, the overall aim is to enhance, and not to undermine, deterrence; and, Fourth, the East-West negotiations should aim to achieve security with reduced levels of offensive systems on both sides.” For the memorandum of conversation of Reagan and Thatcher’s meeting at Camp David, see Document 9.