349. Information Memorandum From the Assistant Secretary of State for European and Canadian Affairs (Burt) to Secretary of State Shultz1

SUBJECT

  • Gromyko’s Brief for Geneva

In preparing ourselves for Geneva, I thought it would be useful to put ourselves in the Soviets’ shoes. Accordingly, before leaving for my wedding in Rome, I asked my Soviet experts to do a mock memorandum from Gromyko’s own experts to him on strategy for the Geneva meetings. Attached is the result of this effort. I have had a chance to review and comment on it, and have added my own comments. I believe you will find it both informative and entertaining.

In undertaking this project, we contacted former Gromyko advisor (and subsequent defector) Arkadiy Shevchenko,2 to learn how Gromyko’s position for a meeting such as Geneva is actually developed. Shevchenko told us that Gromyko tends to work out a basic strategy on his own, without sharing his full thinking with his staff. Before a Ministerial meeting, he traditionally sends a memorandum to the Central Committee setting forth the position he intends to take in general terms, together with the texts of any formal statements he intends to make. Gromyko generally works out in advance the fallback positions to which he will be prepared to move in the course of a meeting. He decides on his own, often on the spur of the moment during the meeting itself, if and when to use these fallbacks.

In the package of draft talking points for Geneva that we provided prior to your departure for California, you have a set of contingency points for responding to arguments and proposals that Gromyko may advance.3

[Page 1263]

Attachment

Mock Memorandum for the Soviet Minister of Foreign Affairs4

SUBJECT

  • Your Meeting with Shultz

With Comrade Chernenko’s November proposal,5 we have abandoned our policy of shunning dialogue with the United States on the central arms control issues and made a strategic decision to reengage the Americans in negotiations. Our earlier policy, while administering the necessary shock treatment to some forces in the West, did not prove effective enough to halt the deployment of new US missiles in Western Europe. Having regained the initiative on Soviet-American arms control negotiations, we are now better positioned to achieve our objective of blocking US efforts to reverse the trends in the correlation of military forces and achieve superiority through the deployment of a large-scale, space-based ABM system.

The fact of Soviet-American negotiations has already raised expectations in the West of early progress, and this will by itself lead to Allied and Congressional pressures on the US Administration to adopt realistic positions in the talks. Our policy should therefore proceed, as in the past, on two tracks: using active measures and diplomatic contacts with healthy forces in the West to reinforce these pressures; while at the same time making a serious test in the negotiations themselves of US readiness to move toward mutually acceptable agreements.

As is well known, the Americans have proven extraordinarily skillful these past four years in using propaganda as a device for avoiding realistic negotiating positions and for sustaining funding for new weapons programs. Thus we must be vigilant in guarding against any repetition of our experience of 1981–1983, in which the Americans used the facade of the Geneva negotiations to implement the deployment of new missiles in Western Europe. In concrete terms, this means that the USSR should resist the opening of formal negotiations unless and until [Page 1264] there is concrete evidence that the Americans are prepared to address our concerns in a serious and equitable manner.

As their response to our June 29 Vienna Talks proposal illustrated, the Americans’ priority objective at Geneva will be to reach agreement at the earliest possible date on renewed talks in separate fora on strategic and medium-range nuclear forces. They will try to avoid any commitment to serious negotiations on space weapons, and to steer the agenda of any space forum away from discussion of their “Star Wars” defense system toward, at best, cosmetic constraints on anti-satellite systems. Your goal is to foil this strategy, and specifically:

—to secure US agreement to negotiations on space arms whose “subject and objectives” are consistent with our concept of preventing the militarization of outer space;

—to consent to new talks on offensive nuclear arms only after having received satisfaction on space weapons;

—to determine, once and for all, whether the Americans are prepared to accept a ban on space-strike systems or, at a minimum, a ban on anti-satellite systems;

—to ensure that new negotiations on offensive nuclear arms take place in a forum or fora clearly distinct from the previous Geneva talks, and with an agenda that has been altered to take into account the deployment of new US medium-range missiles and our own counterdeployments;

—to determine whether the US has abandoned its pursuit of unilateral Soviet nuclear disarmament and does, in fact, have new proposals consistent with the principles of equality and equal security;

—to ensure that the responsibility for a possible failure to reach agreement at Geneva on the subject and objectives for new negotiations clearly lies with the US.

Setting

Your meeting follows a year in which, on the one hand, American propaganda and diplomatic statements have claimed that the US favors arms control, while on the other hand, the pace of the US military build-up has continued to accelerate: Pershing II and GLCM deployments continue to proceed in the UK, FRG and Italy; the first of thousands of long-range ALCMs have begun to be deployed on US heavy bombers, while work proceeds on the B–1 and “Stealth” bombers; despite Congressional pressures, the MX program continues, and new first-strike missiles (Midgetman, Trident II) are in active development; and hundreds of nuclear-armed SLCMs have begun to enter the US naval fleet.

Most importantly, despite US denials, it is clear from the US defense budget that President R. Reagan has decided to lay the basis for deployment of a large-scale ABM system in space. To camouflage US intentions, the US has launched a hypocritical, slanderous campaign regarding alleged “violations” of existing agreements by the Soviet Union.

[Page 1265]

In his meeting with you in September, and in his letters to Comrade Chernenko, President Reagan has sought to put a positive face on these contradictory actions, resorting to the traditional “positions of strength” logic of the arms race. It is, of course, possible that his expressions of interest in reaching arms control agreements are sincere—most American Presidents want to leave a “peacemaker” legacy for the historians. Moreover, in his meeting with you he seemed to have a greater grasp of arms control issues than we anticipated.

But the fact remains that the US Government is deeply divided, and that the competing schools of thought documented by American journalist S. Talbott in his book Smertel ’niye Proiski remain entrenched in the Departments of State and Defense.6 There is no evidence that the President has decided to overrule the opponents of arms control headed by C. Weinberger and R. Perle in favor of the realistic forces headed by G. Shultz and R. Burt. If anything, the evidence points the other way:

—Although R. Reagan, in his meeting with you, broached the idea of an interim agreement that would constrain ASATs while beginning a process of reducing nuclear arms, this proposal was not reaffirmed in subsequent communications with Chairman Chernenko, and seems to have been contradicted by US public statements since then.

—Despite repeated hints since your Stockholm meeting with G. Shultz that the US has “new ideas” on strategic arms reductions, these ideas have never materialized. According to S. Talbott, the President’s approval for the so-called “framework” proposal—which might have provided the basis for an agreement—was rescinded after Stockholm once the Pentagon discovered the State Department’s gambit.

—Recent efforts at manipulating the US press by a “senior Administration official” (R. McFarlane), as well as speeches by C. Weinberger and others, have conveyed the clear message that the US is committed to deployment of its “Star Wars” defense system, and is not prepared to put it on the bargaining table in new negotiations.7

—Perhaps most importantly, despite encouraging rumors that circulated in Washington immediately following the US elections, there have been no personnel changes in the arms control policy apparatus. Among the President’s senior arms control advisors remain R. Lehman, formerly R. Perle’s senior deputy, and K. Adelman, who has just published a notorious article advocating “Arms Control Without Agreements.”8

Your interlocutor at Geneva, G. Shultz, is a man of good will, according to Ambassador Dobrynin, but we should not overestimate [Page 1266] the differences between his views on dealing with the USSR and those of President Reagan or C. Weinberger. In any case, his flexibility is likely to be severely constrained, as the entire “Senior Arms Control Policy Group” will be traveling with him to monitor his behavior. Moreover, Shultz has appointed P. Nitze as a Special Advisor on arms control: while Nitze was an energetic and intelligent interlocutor for Comrade Kvitsinskiy in the medium-range missile negotiations, he is also the spiritual father of the infamous Committee on the Present Danger and, as such, close in outlook to the Pentagon.

Thus, the prospects for the Geneva meeting are not bright. You should be prepared for hard bargaining over the subject and objectives of new negotiations. It is very possible that the Americans will not be prepared for talks on terms that we can accept, and therefore that we will not be able to announce agreement on the opening of formal negotiations at Geneva. Given the Reagan Administration’s demonstrated capacity to hoodwink the American public and its overseas allies as to its true aims and purposes, it is not advisable to exclude the possibility of another meeting at foreign ministers’ level sometime in the future. But you should be prepared to defer agreement on a date for another meeting if you judge the American position to be wholly without substance.

Our Strategy

Lack of progress at Geneva may work to our advantage: If we can convince Western publics and US Allies that the US refused to follow through on its November 22 commitment to begin serious negotiations on space arms,9 then pressures will grow in the weeks following Geneva for the US to take a more reasonable stance. In fact, it is possible that the US Congress will do some of our work for us, curtailing funds for ASAT and SDI, as well as MX and other strategic programs.

To ensure that this is the case, we should coordinate the efforts of our propaganda apparatus and those of the fraternal countries in order to expose the duplicitousness of US policy and to refute the likely charges that the USSR has set preconditions for beginning talks. (The Warsaw Pact summit in Sofia, now scheduled for the week following the Geneva meetings, will provide an occasion to set forth the agreed line we expect our allies to follow.)

At the Geneva meeting itself, this means that you should take a resolute stance at the level of principle, while showing just enough tactical flexibility to keep the onus on G. Shultz to come forward with [Page 1267] ideas that meet our concerns. Thus, your position should be based on the following elements:

—The central message you will want to get across is that the Soviet Union is now ready for serious negotiations, that we have made a forthcoming gesture in proposing the Geneva meetings, and that it is therefore incumbent on the United States to make the first move on substance.

—As your basic themes, you should stress how US plans to deploy a space-based ABM system are the principal threat to peace and strategic stability, that preventing the militarization of outer space is the most urgent question before us, and that US refusal to negotiate seriously on space arms will render pointless efforts to negotiate reductions in nuclear arms.

—On outer space arms, you should press for acceptance of the goal of banning all space-strike systems, and denounce US attempts to establish a more vague or narrowly-focused agenda as inadequate, and as a cynical scheme to deceive public opinion.

—We must recognize that we are unlikely to get a US commitment to stop its “Star Wars” program in its tracks, although we should try to create as many obstacles as possible. Thus, as a fallback, you should be prepared to accept a negotiation whose stated objective is to ban ASAT systems (and does not explicitly address space-based ABM systems), but only on the following conditions:

—that the US publicly reaffirm the commitment it made to British Prime Minister M. Thatcher that it will continue to adhere to the ABM Treaty and that any changes will be a matter for negotiations;

—and that the US renounce all plans to deploy nuclear arms in space.

—If the US is not prepared to agree to anything but the most general formulation of subject and objectives for space negotiations, you should withhold agreement to beginning new offensive arms negotiations.

—On offensive nuclear arms per se, you should stress the unacceptability of previous US proposals, and the need to respect the principle of equality and equal security. Any formulation of subject and objectives for offensive arms talks should at least implicitly reflect this principle, and avoid language that would imply a change in our principled positions on forward-based and third-country systems, or on the geographic scope of limits on medium-range systems.

—You should also make clear that US Pershing II and GLCM deployments have altered the strategic situation, and that any future agreements should have as their objective restoring the balance through removal of these new US first-strike weapons; in that context, Soviet [Page 1268] countermeasures could be withdrawn, and SS–20s reduced to the level of British and French systems consistent with previous proposals. As a first step, you should propose an immediate freeze on US deployments and Soviet counterdeployments.

—By the same token, you should state that, absent US agreement to remove its Pershings and GLCMs, the USSR would have to reconsider its offer in START to reduce strategic forces to 1800 launchers. (Ultimately, we may decide to enter into an agreement that would formally permit some US deployments to remain; there is no reason to reveal any flexibility on this question, however, until there is evidence that the US is prepared to address our concerns in other respects.)

—On format for new negotiations, the Americans will likely seek separate fora to address nuclear and space arms; in the case of the former, they will seek to reconstitute the Geneva “START” and “INF” negotiations that they torpedoed through deployment of Pershing II and GLCM in Western Europe. Your position should be that it is impossible to treat offensive nuclear arms and space-strike systems in isolation from one another; they are organically linked, and thus should be addressed in a single framework.

—If, however, the Americans prove willing to accommodate our concerns on the subject and objectives of space arms negotiations, you could as a gesture of good will agree to separate fora for nuclear and space arms. In this case, however, you should make clear that agreements cannot be reached in the former absent achievement of a ban on space-strike systems in the latter.

—You should also resist the reestablishment of separate negotiating fora to address strategic nuclear arms and medium-range systems in Europe. This would contradict our principled position that US deployments made the previous Geneva talks impossible, and obscure the fact that we are commencing new negotiations.

—Again, however, if the American position on space arms negotiations is reasonably forthcoming, you should be prepared to suggest flexibility in fora for nuclear arms negotiations, as long as the agreed subject and objectives make clear that the agenda is different from that of the former Geneva talks.

In short, you will want to make clear that the Soviet Union has made a decision to reengage the United States in negotiations, but at the same time hold out as long as possible to see what concessions can be squeezed out of the Americans.

Non-Arms Control Subjects

G. Shultz has suggested that time be set aside to discuss topics other than those agreed on in the November 22 joint statement. You have deflected this suggestion, but he may raise it again, since he [Page 1269] undoubtedly feels pressure to say he has raised humanitarian issues with you. You should make a judgment at that time as to whether such discussion at Geneva would be to our advantage.

—On the one hand, it is sure to be unpleasant, and the Americans tend to advertise exchanges on such topics to deflect attention from their unwillingness to treat the arms race seriously.

—On the other hand, having no discussion on these topics weakens G. Shultz personally. Allowing relations in these areas to move forward with some normality in fact focuses attention on the abnormal situation in the disarmament field resulting from the American search for military superiority.

Press Handling After the Meetings

We will want to issue a TASS Statement providing our post-mortem assessment as soon as possible after the meetings, since the Americans are likely to try to shape the Western press’s accounts through a “backgrounder.” Such a statement would emphasize that the Soviet Union came to Geneva prepared for radical steps, but the Americans did not, and announce whatever follow-up meetings may have been agreed.

In the event the meeting ends with matters at a complete impasse, you might want to consider holding a press conference in order to make clear that the failure of the meeting was the result of US intransigence, and to encourage other western governments and publics to put pressure on the Americans to rethink their position.

Informing the Central Committee

If you agree with the approach outlined above, we will turn the preceding points into a memorandum to the Central Committee informing them of the approach you intend to take at Geneva.10

  1. Source: Reagan Library, George Shultz Papers, Box 13, Executive Secretariat Sensitive (1/1/1985–1/17/1985); NLR–775–13–1–1–5. Secret; Sensitive. Drafted by Vershbow on December 31, 1984; cleared by Simons, Palmer, Pifer, Timbie, and Courtney. Forwarded though Armacost. A handwritten note in the margin reads: “Text same as State 004 (Tosec 200055).”
  2. Shevchenko defected to the United States in April 1978, the highest-ranking official to leave the Soviet Union.
  3. This draft of the talking points was not found; however, the final briefing book for Shultz is in Department of State, Executive Secretariat, S/S, Memorandum of Conversations Pertaining to the United States and USSR Relations, 1981–1990, Lot 93D188, Shultz-Gromyko at Geneva, January 1985.
  4. Secret; Sensitive; Czar. Drafted by Vershbow; cleared by Simons, Palmer, and Pifer. As Burt explained to Shultz in his covering memorandum, this is a “mock” memorandum by Vershbow who used the name A.A. Vershbovich of the fictitious “USA Department” as the sender of the memorandum.
  5. See Document 310.
  6. Strobe Talbott’s book, Deadly Gambits: The Reagan Administration and the Stalemate in Nuclear Arms Control, was published in September 1984.
  7. See footnote 3, Document 339. See also Leslie Gelb, “Space Arms: The Choices: U.S. Bargaining Chip or Essential Defense,” New York Times, December 26, 1984, p. A1.
  8. See footnote 7, Document 319.
  9. See footnote 8, Document 314.
  10. Since this was a mock memorandum, Gromyko did not indicate approval or disapproval of the recommendation.