335. Memorandum From Secretary of State Rusk to President Johnson1

SUBJECT

  • The Forthcoming NATO Ministerial Meeting

Secretary Fowler, Secretary Clifford, General Wheeler and I will be attending the NATO Ministerial sessions in Brussels, November 12 through 14. As you know, the main focus of the meeting will be on what our Allies and we should do to strengthen NATO in the light of the Warsaw Pact invasion of Czechoslovakia.

We anticipate that the meeting will reflect the groundwork laid since our September 4 discussion in the National Security Council.2 Our ambassadors have made vigorous demarches regarding improved allied defense contributions. Ambassador Cleveland has been involved in continuous negotiations with his colleagues in NATO and I had discussions with most NATO foreign ministers in New York.3

I enclose a listing of the main issues that may arise at the meeting. You may wish to discuss these with us prior to our departure.

I also enclose (1) a paper outlining the background and scope of the Ministerial Meeting; and (2) a paper summarizing what we are doing with each NATO country to encourage improved defense efforts.4

Dean Rusk
[Page 782]

Enclosure5

NATO MINISTERIAL MEETINGBRUSSELS

November 14–16, 1968

Position Paper

SCOPE PAPER

I. The Political Background

Effects of the Czech Crisis

This fall’s Ministerial Meeting takes place against a background of continuing Allied concern stemming from the invasion of Czechoslovakia. Even though the Allies do not wish to abandon their goals of reducing East-West tensions, and ultimately arriving at a peaceful settlement of the issues dividing Europe, the atmosphere has changed drastically as compared with meetings of the past few years. The fact of the invasion, and the resulting uncertainty regarding Soviet intentions toward Eastern Europe, the Mediterranean and even Western Europe, have combined to produce a new situation.

The highwater mark of detente was reached in December 1967 with adoption of the Harmel Report and in June 1968 with the Ministerial declaration on mutual force reductions. Today, despite differences of emphasis among individual NATO governments, the accent is on strengthening the Alliance’s defenses and its deterrent posture against possible future contingencies.

For some of the Alliance members—for example France, Canada and Denmark—the Soviet aggression has deflated exaggerated hopes for early change in the Soviet Union’s European policy. (There is no evidence, however, that De Gaulle has changed his fundamental views on NATO, the United States or Europe. There are some signs of French probing to see whether bilateral US-French defense cooperation, particularly in the nuclear field, might be improved essentially on French terms.) For the US the present situation, which may not last, offers a major opportunity to improve the Alliance’s political cohesion and its defense posture.

East-West Discussions in Light of Czechoslovakia

The NATO discussions since August have demonstrated that, for the longer term, none of our Allies wishes to forestall essential contacts [Page 783] or negotiations with the East. Most of them still favor the Non-Proliferation Treaty and would like to see a breakthrough in the arms race in which the two great powers would be committed to accept controls on their own nuclear armaments. On the other hand, however, they are seriously concerned about the psychological and political effects of any early talks in view of the post-Czech situation.

Other International Issues

Even though the European situation will be uppermost in the minds of the NATO delegations, other international issues will also affect the setting for this meeting. The two major questions of the Middle East and Vietnam may figure in Ministerial statements. Anticipation about policies to be followed by the new U.S. Administration will also mark the meeting’s atmosphere.

Western European Unification

The continued lack of progress in unifying Western Europe will loom large in the corridors. It may also be reflected in statements around the table. De Gaulle’s intransigence in keeping Britain out of the European Community has just manifested itself again in the failure of the recent WEU Ministerial Meeting. Tentative ideas for a European caucus in NATO have also failed to jell into anything offering promise of immediate results. The British will nevertheless continue to take soundings looking toward increased intra-European cooperation in the NATO framework.

Domestic Politics and Youth

The domestic political situation in some of the leading Allied countries also remains delicate and complex. This is the case for example in the UK, the FRG and Italy. For Canada, this will be the first Ministerial Meeting since the Trudeau Government’s electoral victory.

This year’s manifestations of radicalism among the youth in various Allied countries continue to affect European attitudes across-the-board. The memory of the near chaos in France last spring is still fresh in everyone’s mind.

International Finance

Lastly, even though the gold and monetary crisis of the past winter is well behind us, questions of domestic finance continue to loom large. Their impact on resources that can be made available for Western defense is likely to be the hardest factor conditioning Ministerial deliberations.

A NATO Watershed

In light of the foregoing, this last NATO Ministerial Meeting of the Johnson Administration—also the last meeting before the twentieth [Page 784] anniversary of the Treaty’s signature—will represent a watershed in the recent history of the Alliance. The past two years have seen major improvements in NATO’s defense and consultation arrangements. Now we would like to see a demonstration of renewed political will on the part of the governments, especially with regard to defense contributions.

II. The Meeting: U.S. Objectives and Problems

U.S. Objectives

Our broad objectives for this meeting, and for followup work to be done by Permanent Representatives, flow from the political background and are largely conditioned by it. Briefly stated, these are:

  • —To achieve formal Ministerial recognition of the changed situation resulting from the invasion of Czechoslovakia; from the permanent stationing of substantial Warsaw Pact forces in that country; from what is now known of the high state of readiness of these forces; and from the uncertainties created by Soviet actions and doctrine, including national sovereignty and the “Socialist commonwealth”.
  • —To elicit firm commitments from the other Allies regarding qualitative and quantitative improvements in their NATO defense contributions.
  • —To reach a common understanding on the political implications of the post-Czech situation for the future of East-West relations and contacts.
  • —To reiterate as appropriate our support for Western European unification and, specifically, for initiatives the European members of the Alliance may take in the defense field.
  • —To emphasize the need to continue the Alliance for the indefinite future without undertaking new legal commitments that would require action by the Senate.
  • —To stress the continuity of US policy in supporting NATO as well as the concept of collective security inherent in the Organization.
  • —To make clear, without being provocative, Three Power (US, UK, French) and general Allied support for established Western positions on Germany and Berlin.
  • —To recall our continued deep interest in Mediterranean security as well as to seek, by adequate warnings, to deter possible further Soviet moves that might affect the balance in that area (e.g. Yugoslavia, Romania and Albania).
  • —To give a clear signal to the Soviet Union of Allied determination to defend the Treaty area, and to make clear that any further Soviet aggressive moves in Eastern Europe would have grave and incalculable consequences and would cause immediate and appropriate Allied reactions in self-defense.

The Meetings and the Problems

The meetings will be attended by ministers of foreign affairs, defense and finance. They will embrace sessions of three different bodies: the Nuclear Defense Affairs Committee (NDAC); the North Atlantic Council (NAC); and the Defense Planning Committee (DPC).

The North Atlantic Council

In the NAC, the main problem will be to get fifteen-country agreement (including France) on general statements regarding the European political situation, allied defense, Germany and Berlin, and the“signal” to the East. Much of this work will have been done in advance by the Permanent Representatives in the form of a draft communique and other documents such as the post-Czech political assessment. Discussion of these documents will afford an opportunity for ministers to have a substantive exchange of views on the overall situation. As a related but subsidiary issue, ministers may also be asked to approve a report on civil emergency planning aimed at assuring progress in this field to accompany renewed emphasis on a better NATO defense posture.

The Defense Planning Committee

In the DPC there will probably be some hard bargaining among the Fourteen over various decisions to be taken regarding improvement of the NATO integrated defense system, and particularly the specific increases in defense contributions to be made by individual countries. Here again, much of the groundwork has already been laid by the Permanent Representatives and by the Secretary’s October 7 dinner meeting in New York. Nevertheless, the Germans, the Dutch and others have made clear repeatedly that their national decisions must follow from collective NATO decisions. Thus, the DPC decisions may have to be approved in general terms first, with individual national decisions stated in principle or on a contingent basis. The Europeans will also want to know what the United States might do; e.g. hold early deployment exercises, improve combat capability of forces in Europe, and in CONUS.

[Page 786]

On the financial side, our own concern involves balance of payments considerations as well as increased budgetary resources other governments might make available for defense. Even though our specific negotiations on balance of payments grounds are likely to remain bilateral, we are seeking to have a statement adopted recognizing the common interest in neutralizing foreign exchange losses incurred by contributions for NATO defense.

The Nuclear Defense Affairs Committee

In addition to the NAC and DPC sessions, defense ministers of all countries except France, Iceland and Luxembourg will meet in the NDAC. The purpose will be to review the work of the NPG in light of that body’s discussions in Bonn in October.

One possible issue: There may be an attempt on the part of several countries to initiate discussions and studies which lead to a fixed set of consultation rules and procedures governing the use of nuclear weapons. This could result in a complete impasse or development of procedures so inflexible as to be unworkable in any of the myriad unforeseen circumstances which could arise. Either result could seriously degrade NATO’s tactical nuclear deterrent. Secretary Clifford intends to discourage pressures for such development by reminding the MODs directly of the dangers involved and by expressing deep US concern about the maintenance of the deterrent.6

  1. Source: Department of State, Central Files, NATO 3 BEL(BR). Secret. Drafted by Myerson on November 1 and cleared by Leddy and Springsteen.
  2. See Document 324.
  3. See Document 332.
  4. Only the scope paper is printed here.
  5. Secret. The source text bears no drafting information.
  6. On November 8, the Assistant Secretary of State for Intelligence and Research Thomas L. Hughes transmitted Intelligence Note No. 872 to Secretary of State Rusk. This note summarized in more detail NATO’s reaction to the Soviet invasion of Czechoslovakia and assessed the situation as the Alliance prepared for the November Ministerial Meeting. (Department of State, Central Files, NATO 3 BEL(BR))