96. Memorandum for the Record1

[Facsimile Page 1]

SUBJECT

  • Revision of NSC 5410/1

Mr. Smith discussed with the Secretary this afternoon the subject of the attached memorandum.

The Secretary authorized Mr. Smith to take the position indicated during Planning Board discussions on this subject.

Howard Furnas

cc: Mr. Mathews

Attachment

Memorandum From Smith to Dulles

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SUBJECT

  • Review of NSC 5410/1 “US Objectives in the Event of General War with the Soviet Bloc”

On Gordon Gray’s initiative, the NSC Planning Board is again considering this subject which was postponed last May at our request [Typeset Page 324] when you and Secretary McElroy were discussing alternatives to the present Strategic Concept.

This policy paper is an extremely important one, not because of the use which might be made of it during a period of hostilities, but because of the influence it has upon the development of a Strategic Concept and upon US military capabilities including force levels, weapon systems and strategic and tactical planning. It is the logical intermediary between Basic National Policy and the Strategic Concept and will, in large measure, determine the Strategic Concept since the latter depends for its characteristics upon the nature of the objectives which the US sets for itself in military situations.

The present statement of US war aims deals only with general war with the Soviet Bloc, and does not consider our objectives in any military engagement short of general war. In my judgment this is an incomplete treatment of this important subject, and the resulting gap can have serious consequences. So long as there is no stated objective for the case of limited operations, the development of doctrine and capabilities for such operations is inhibited. The policy statement is used as a guide for the planning of the whole range of US military activities. Under the present policy the emphasis is placed upon general war capability to the virtual exclusion of those factors necessary to provide the flexible capability called for in Basic National Policy, and this emphasis makes itself felt in inter-service competition for resources and in the overall structuring of US military strength. Thus a range of military alternatives is not available, the free choice of foreign policy alternatives may be correspondingly restricted, and at a time of serious threat the US may well be prevented from responding effectively to any military aggression short of general war.

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I believe US war aims policy should consider three kinds of war, (1) general war initiated by the USSR; (2) major war initiated by Communist China; and (3) other war with the Sino-Soviet bloc; and that our objectives should be spelled out carefully and in detail in order to give the military the maximum guidance necessary for the development of an overall flexible capability consistent with the requirements of Basic National Policy.

Recommendation:

That I be authorized during Planning Board discussions of NSC 5410/1 to take a position along the lines described above.

  1. Source: State position on NSC 5410/1. Top Secret. 3 pp. NARA, RG 59, S/PNSC Files: Lot 62 D 1, NSC 5410 Series.