PPS Files, Lot 64 D 563

Memorandum by the Counselor (Bohlen)1

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The current reexamination and bringing up to date of the NSC 68 series will perhaps afford a convenient opportunity to introduce more precision and accuracy in the analysis of the Soviet Union’s international policy. While the main premises of NSC 68 remain valid, a more precise definition of the pattern of Soviet behavior in international affairs would reduce appreciably, I believe, certain general and highly speculative statements concerning Soviet purposes which are contained in the original NSC analysis and contained in its subsequent revisions.

The importance of an accurate and precise estimate of Soviet purposes goes without saying, since such an estimate is in large measure the basis for many of our actions in the field and the programs on which we are currently operating. An imprecise analysis of the nature of the Soviet danger may not only lead us into incorrect action in the foreign field but might place our justification and reason for the efforts we are currently undertaking in the defense field at the mercy of a traditional shift in Soviet tactics.

[Page 164]

The following observations therefore are not designed to supplant the main thesis of the NSC 68 series, i.e., the vital necessity of a build up of US force and that of our allies, but are put forward for consideration in the current review. It is my belief that the proper approach is to deal insofar as possible, either with facts whenever they are available, and certain factors in regard to the Soviet Union and its policies which are generally undisputed and which have remained constant during the entire existence of the Soviet Union rather than highly speculative and controversial opinion as to “Soviet intentions”. It is my belief that speculation as to Soviet intentions which can neither be proved nor disproved is unnecessary in order to demonstrate the vital necessity of an adequate military defense in the free world. The acceptance of this thought by persons who have had no actual experience with the Soviet problem tends to play down dangerously the effect of our own actions upon Soviet policy. They are moreover dangerous since if events should prove them inaccurate—which they might—a good deal of the foundation and justification for our current effort might be pulled out from under us.

Charles E. Bohlen
[Annex]

Memorandumz by the Counselor (Bohlen)

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The Soviet Union is both a first-class power and the directing center of an international conspiracy. The same small group of men both control and direct the Soviet Union as a country, and control and direct the organizations of international communism. It is in the dual nature of the Soviet regime that lies the continuing menace to the United States and any countries of the non-Soviet world. This menace will not be removed as long as the Soviet Union continues to exist in its present form regardless of whether the Soviet Union is in a period of expansion or is relatively quiescent. The doctrine which animates the men who control both the Soviet Government and the international communist organization is implacably, unrelentlessly and unappeasably hostile to the United States and any regime not under Kremlin control. This factor alone taken in conjunction with the fact that the Soviet Union and the countries it controls are heavily armed and are continuously rearming is sufficient in itself to require the United States and the countries of the free world to maintain military establishments adequate to counterbalance the armaments, actual or potential, of the Soviet bloc. It is not necessary to justify this elementary requirement of our national survival on any particular phase of Soviet activity. The need for adequate defense will remain as long [Page 165] as the Soviet regime continues in power or until there is so fundamental a change in its present structure as radically to alter the entire world situation.

In the eyes of Soviet rulers, they are in a constant state of warfare with all non-Soviet powers and organizations. However, the chief purpose of the Soviet Union is not the world-wide extension of communism to which all other considerations are subordinated, but rather the reverse. The world revolutionary movement is since the inception of Stalin’s dictatorship in Russia the servant and not the master of the Soviet Union. Ever since his accession to power the guiding thought of the Stalinist Group has been that under no circumstances and for no revolutionary gains must the Soviet state be involved in risks to the maintenance of Soviet power in Russia. The process of imperialistic expansion will always take place when opportunities for such expansion exist without serious risk to the maintenance of Soviet power in Russia, but will not be undertaken if in the eyes of the Kremlin the acquisition of any positions for communism involve a serious risk to the Soviet system.

Soviet actions since the end of World War II confirm in every respect the accuracy of this judgment. It has been for the last six years within the power of the Soviet Union to acquire by overt force virtually all of continental Western Europe and the Middle East since there has been no force even remotely comparable to that which the Soviets could bring to bear in those areas. The reason why the Soviet Union has not capitalized on these opportunities is clearly the fear of world war or rather war with the United States which would inevitably risk the continued existence of the system in Russia. The ease of the armed aggression in Korea, according to available evidence, is not a departure from traditional Soviet caution in this respect but appears rather to have been based on a very profound miscalculation on the part of the Kremlin as to what U.S. reaction would be. The unwillingness of the Soviet Union to risk the maintenance of Soviet power in Russia for the sake of the acquisition of new positions in the world does not in any sense mean that the Soviet Union will not use armed force under certain circumstances to repell an armed threat, either to the Soviet Union, or to areas which it now controls. The history of the Soviet Union, in particular, the small undeclared wars fought with Japan at Changkufeng in 1938 and at Nomahan in 1939 are striking examples of the willingness of the Soviet Union, while basically desiring to avoid a general war, to use armed force to meet an armed threat to its frontiers. If this analysis is correct, the chief danger of general hostilities in the foreseeable future would appear to lie in the possibility of a Soviet misjudgment as to the action this country would or would not take in a given local situation rather than from any Soviet plan to initiate general hostilities. The clarity, therefore, [Page 166] of the U.S. position as to what we would or would not do in a local situation will probably be the determining factor in the Kremlin’s eyes as to whether or not to risk further local aggression in the manner of Korea, In short, it is not Soviet policy that has undergone any appreciable change since the end of World War II, but merely that the circumstances under which it has operated have been infinitely more favorable to Soviet purposes than in the period preceding the war. It is these changed circumstances and the polarization of power between the Soviet Union and the United States, the points of pressure between the two worlds that have brought about the continuing and real danger of World War III rather than a new element in Soviet policy. This distinction is important since it recognizes that U.S. actions are equally determinant with Soviet policies in diminishing or enhancing the possibility of an outbreak of general hostilities which would not be the case if the thesis of a Soviet blueprint, plan or program for world domination was accepted as the chief guide to Soviet actions.

  1. Department of State Representative on the Senior Staff of the National Security Council.