894.011/7–1246

The Chairman of the Far Eastern Commission (McCoy) to the Assistant Secretary of State (Hilldring)

confidential

Dear General Hilldring: At the 19th meeting of the Far Eastern Commission on July 11 the question of the authority of the Far Eastern Commission to approve a new Japanese Constitution was raised again. The matter has been under consideration by the Commission for some time in general terms, but was brought specifically to a head at yesterday’s meeting in such a way as to demand prompt resolution. I would therefore appreciate it if you could arrange for me to have at an early date a statement of United States policy on the subject of the authority of the Far Eastern Commission to approve a new Japanese Constitution for the guidance of the American delegation on the Commission.

As a possible position for the United States in this connection I am enclosing a draft41 which I hope you may find helpful in giving me the necessary guidance. The draft, entitled “United States Policy in Regard to the Authority of the Far Eastern Commission to Approve a New Japanese Constitution” is one which seems to me and my advisers [Page 268] adequately meets the issue, and which I think also stands a good chance of being supported by the other governments represented on the Commission.

For your information the following immediate background is pertinent to the issue. At the Commission meeting on July 11 the enclosed paper, FEC–031/23, “Provisions for the Review of a New Japanese Constitution”,42 was up for consideration. Of the 11 representatives on the Commission, 10 were prepared to accept this paper. The Soviet representative alone dissented and insisted that the paper should include an additional paragraph on the subject of the authority of the Commission to approve the new Constitution. Such a second paragraph had been a part of the paper, but had been deleted prior to consideration of the paper by the Commission because it had been impossible to agree on its language.

The deleted second paragraph read as follows:

“The new constitution, unless previously disapproved by the Far Eastern Commission, will in due season after promulgation become the legal successor of the present constitution without awaiting final review by the Diet and the Far Eastern Commission in terms of the foregoing paragraph.”

This paragraph had been accepted in the Steering Committee, again with 10 representatives concurring, but with the Soviet representative insisting that its language be changed to read as follows:

“The new constitution, unless previously disapproved after approval by the Far Eastern Commission, will in due season after promulgation become the legal successor of the present constitution without awaiting final review by the Diet and the Far Eastern Commission in terms of the foregoing paragraph.”

It was the hope of the Steering Committee, in deleting this controversial second paragraph, that the Commission could approve the review principle embodied in the first paragraph.

The Soviet statement at the Commission meeting on this subject is enclosed for your information.43 Your particular attention is invited to the 5th paragraph of the Soviet statement, in which the position is taken that a new Japanese Constitution can go into effect only after it has positively been approved by the Far Eastern Commission and after a consequent United States directive to this effect has been issued to the Supreme Commander.

Very sincerely yours,

Frank R. McCoy
[Page 269]
[Enclosure l]

Draft Statement of Policy for the United States Representative on the Far Eastern Commission44

United States Policy in Regard to the Authority of the Far Eastern Commission To Approve a New Japanese Constitution

1. The Japanese Government and people are competent to adopt a new Constitution provided it is enacted in accordance with Japanese constitutional requirements and is consistent with the provisions of the Terms of Surrender, including the Potsdam Declaration and of the policy decisions of the Far Eastern Commission.

The Potsdam Declaration contains the following statements which describe certain features which must characterize a new Japanese Constitution: (1) “The Japanese Government shall remove all obstacles to the revival and strengthening of democratic tendencies among the Japanese people. Freedom of speech, of religion and of thought, as well as respect for the fundamental rights, shall be established”; (2) “The occupying forces of the Allies shall be withdrawn from Japan as soon as these objectives have been accomplished and there has been established, in accordance with the freely expressed will of the Japanese people a peacefully inclined and responsible Government”.

2. The Far Eastern Commission has the function “to formulate the policies, principles, and standards in conformity with which the fulfillment by Japan of its obligations under the Terms of Surrender may be accomplished”.

The Far Eastern Commission, therefore, has the authority to determine the principles and standards in accordance with which the new Japanese Constitution should fulfill the provisions of the Potsdam Declaration.

The Far Eastern Commission determined these principles and standards by a policy decision, FEC 031/19, adopted on July 2, 1946.

3. The Far Eastern Commission has the right to pass upon a new Constitution to determine whether it is consistent with the provisions of the Potsdam Declaration and of pertinent policy decisions of the Far Eastern Commission.

The Secretary of State, on March 12, 1946, stated that “before the Constitution becomes constitutionally effective it will in some way or other come before the Far Eastern Commission”. The United States representative on the Far Eastern Commission joined with the other representatives on the Commission in voting for the following [Page 270] provision: “The Commission desires that the Supreme Commander for the Allied Powers make clear to the Japanese Government that the Far Eastern Commission must be given an opportunity to pass upon the final draft of the Constitution to determine whether it is consistent with the Potsdam Declaration and other controlling documents before it is finally approved by the Diet and becomes legally valid.”

4. The competence of the Far Eastern Commission “to pass upon the final draft of the Constitution” is limited to determining whether the Constitution is consistent with the Potsdam Declaration and other controlling documents, including the policy decisions of the Commission. The Commission appears to have been given no authority to “pass upon” the draft Constitution in any other respect or for any other purpose.

5. The Terms of Reference of the Far Eastern Commission and of the Allied Council contain no provision, either expressed or implied, that a new Japanese Constitution requires the approval of the Far Eastern Commission.

The Terms of Reference of the Far Eastern Commission state (III, 3):

“The U. S. Government may issue interim directives to the Supreme Commander …45 provided that any directives dealing with fundamental changes in the Japanese constitutional structure … will be issued only following consultation and following the attainment of agreement in the Far Eastern Commission.”

This requirement bars the United States Government from issuing an interim directive dealing with fundamental changes in the Japanese constitutional structure, and provides that any directive dealing with the subject must follow the attainment of agreement in the Far Eastern Commission. The recent directive to SCAP containing the “Basic Principles for a New Japanese Constitution” (FEC 031/19), a policy decision adopted by the Far Eastern Commission on July 2, 1946, was sent in accordance with this section of the Terms of Reference. There is nothing in this section, however, which requires that a directive must be issued to validate an action of the Japanese Government, such as the adoption of a new Constitution, which is within the competence of that Government provided the action is not inconsistent with existing requirements of the Allied Powers.

The Terms of Reference of the Allied Council state (section 6):

“If, regarding the implementation of policy decisions of the Far Eastern Commission on questions concerning … fundamental changes in the Japanese constitutional structure … a member of the Council disagrees with the Supreme Commander (or his Deputy), [Page 271] the Supreme Commander will withhold the issuance of orders on these questions pending agreement thereon in the Far Eastern Commission”.

This requirement is applicable solely to instances when the Far Eastern Commission has issued a policy decision concerning a fundamental change in the Japanese constitutional structure. It does not require the Far Eastern Commission to issue any policy decision on the subject. It therefore does not stipulate or imply that a new Japanese Constitution must receive the approval of the Far Eastern Commission.

6. Since the Japanese Government and people are competent to adopt a new Constitution provided it is not inconsistent with the provisions prescribed by the Allied Powers, a draft Constitution will in due course become effective, unless the Far Eastern Commission finds that it is not consistent with the Potsdam Declaration and other requirements. A formal approval of the Constitution by the Far Eastern Commission in the sense of acceptance, amendment or rejection by the Commission of each section or paragraph would violate the intention of the Potsdam Declaration that the new government in Japan must be established “in accordance with the freely expressed will of the Japanese people”.

7. When the Far Eastern Commission passes on the draft Japanese Constitution, the Commission may conclude that it is not consistent with the Potsdam Declaration and other requirements and may insist on adequate changes in the draft. If the Commission does not find that the draft is inconsistent with these requirements, the Draft Constitution, in accordance with the competence of the Japanese Government and people to adopt a new Constitution, and without formal action by the Commission, will become effective after it has fulfilled Japanese constitutional provision.

[Enclosure 2]

FEC–031/23 Presented to the Far Eastern Commission, July 11, 1946

Provisions for the Review of a New Japanese Constitution

In order that the Japanese people may have an opportunity, after the new constitution goes into effect, to reconsider it in the light of the experience of its working, and in order that the Far Eastern Commission may satisfy itself that the constitution fulfills the terms of the Potsdam Declaration and other controlling documents, the Commission decides as a matter of policy that, not sooner than one year and not later than two years after it goes into effect, the situation with respect to the new constitution should be reviewed by the Diet. Without prejudice to the continuing jurisdiction of the Far Eastern [Page 272] Commission at any time, the Commission shall also review the constitution within this same period. The Far Eastern Commission, in determining whether the Japanese Constitution is an expression of the free will of the Japanese people, may require a referendum or some other appropriate procedure for ascertaining Japanese opinion with respect to the Constitution.

[Enclosure 3]

Soviet Statement, July 11, 1946, on the Authority of the Far Eastern Commission To Approve a New Japanese Constitution

The paper FEC–031/23, which is submitted for our consideration today, in its original form contained two paragraphs and out of these the first paragraph covered the provisions for the review of a new Japanese constitution while the second one dealt with the provisions for its going into effect. Now we are offered to adopt only the first paragraph of that document concerning the provisions for the review of the constitution.

I wish to state here that the Soviet Delegation, taking into account some of the considerations which have been expressed here, is prepared to concede with respect to the last sentence of the first paragraph and accept the wording which was suggested by the U.S. Delegation. But I am unable to consent upon the exclusion from that document of its second paragraph. It is my view that the question of provisions for the constitution’s going into effect cannot be divorced from the question of reviewing it, and logically it should inevitably precede it. There is not much sense in speaking of how and when and who is going to review the constitution unless we come to a preliminary agreement on how and when it goes into effect.

At the last meeting of the Commission the Soviet Delegation proposed to make an amendment in the original second paragraph to the effect that the new Japanese constitution prior to its going into effect should come for approval by the Far Eastern Commission.

This suggestion of the Soviet Delegation was contended by some of the members of the Far Eastern Commission. The Soviet Delegation considers it necessary to give a complete clarity to this question as it is of fundamental importance and upon its solution it will be dependent whether the Far Eastern Commission intends to live up to the spirit and letter of the Moscow decisions of the Three Ministers in respect to the scope of its jurisdiction.

In the Soviet Government’s view it is doubtless that such question as the new Japanese constitution’s going into effect does fall under the provisions of the Article 3, Part III of the Moscow decisions, which [Page 273] provides that substantial changes in the Japanese constitutional structure are subject to agreement within the Far Eastern Commission. This question is one of those upon which the U. S. Government should necessarily issue a directive to the Supreme Commander after an appropriate consultation with the Far Eastern Commission and after reaching in the Commission an agreement on acceptability of the Japanese constitution from the viewpoint of application of the principles of the Potsdam Declaration. After this only, the Japanese constitution approved as complying with the principles of the Potsdam Declaration can go into effect. A different approach to the question would be contrary to the Moscow decision regarding the terms of competence of the Far Eastern Commission.

In stating this point of view and bearing in mind the extreme importance of this question, the Soviet Delegation invites all the representatives of the member-nations of the Far Eastern Commission to define their position on this question and state formally their viewpoint regarding the Far Eastern Commission’s prerogative to approve, in accordance with the Moscow decisions of the Three Ministers, the new Japanese constitution as the necessary prerequisite of the latter’s going into effect.

  1. Enclosure 1.
  2. Enclosure 2.
  3. Enclosure 3.
  4. Draft was approved by SWNCC 228/8, July 16, and sent to General McCoy on July 22.
  5. Omissions indicated in the original.