740.0011 Pacific War/2680

The Ambassador in China (Gauss) to the Secretary of State

No. 508

Sir: I have the honor to enclose for the information of the Department, a memorandum prepared by the Counselor of the Embassy, Mr. John Carter Vincent, on the subject of continuation of Chinese resistance to Japan and the suggestions that if American support for China is not forthcoming in the measure China expects consideration might be given to peace with Japan.

The Embassy has long been of the opinion that little more could be expected from China in the present war than continued resistance with the object of containing in this country a substantial Japanese military force which might otherwise be used elsewhere against the United Nations. I believe that the major battles of the war of the United Nations will be fought in other theaters. I have recognized that China might afford a springboard for aerial offensives against Japan from air bases in eastern China—Chekiang and Kiangsi—provided those bases could be supplied with aviation fuel, bombs and service facilities; but those air bases have recently been lost to the hands of the Japanese. Incidentally, the Chinese charge that the loss of these bases is due largely to lack of air support for the Chinese armies in the Kiangsi-Chekiang area; air support which had been expected from the United States.

For the time being at least, there remains in this theater of the war the one important problem of continuation of Chinese resistance to Japan; and effective resistance, not only to the measure of Japanese resistance which has been experienced in the past but to the greater pressure which Japan may at any time bring to bear for the settlement of the “China Incident”. Military and other observers have long maintained that if Japan had been disposed to throw into China heavily increased forces, with air support on a larger scale, Chinese [Page 105] resistance could readily be crushed. But for over four years, Japan has been husbanding the Japanese military strength for the greater program of aggression on which that country has now embarked.

With the success of the Japanese offensive southward, it now remains to be seen in what direction Japan will turn in the near future. If Japan becomes involved in a substantial way in major offensives against Siberia, India, or Australia, it is not likely that increased Japanese pressure can be applied at this time on China; but unless Japan does so become involved in other directions, it is to be expected that added pressure on China will develop, and I do not believe that, without reasonable outside support, China will be able effectively to resist such Japanese military pressure.

China of course cannot service any large air force; but it does have the facilities to service a reasonable number of fighter and bomber planes, operated by American personnel; and a reasonably strong air force would give substantial backbone and aid to the Chinese military forces in defensive operations against Japanese pressure and in harassing tactics against Japanese positions and lines of supply and communication in this country. Air operations against the Japanese in China, independent of the operations of the Chinese ground forces, would also be capable of rendering results commensurate with the force available for the purpose. China is also in need of munitions and materials for the manufacture of munitions, without which the Chinese ground forces cannot be expected to continue resistance for an indefinite period.

I believe that an effort should be made without delay to give China reasonable American air support and to maintain and develop air transport facilities capable of providing a continuing supply of munitions and materials for the manufacture of munitions. With such support, I believe that China can reasonably be expected to continue effective resistance to the Japanese in China and even to increased Japanese pressure in this country. As the war continues, however, and Chinese reserves are depleted and morale deteriorates, I do not believe that continued effective Chinese military resistance to Japan can be expected to continue without outside support.

Respectfully yours,

C. E. Gauss
[Enclosure]

Memorandum by the Counselor of Embassy in China (Vincent)

The “question” of a continuation of resistance by the Chinese has been raised again in the recent conversation between General Stilwell [Page 106] and Generalissimo and Madame Chiang.67 Although there are in the situation factors, phases and angles—psychological as well as factual; personal as well as political—which must be considered, it is possible nevertheless to offer a reasonably satisfactory answer.

First, it is believed that the answer to the question is to be found in the internal situation rather than in external circumstances; that is, ruling out the possibility of allied reverses so serious that the Chinese lose confidence in an allied victory (losses such as Tobruk are a shock but they do not appear to shake confidence in ultimate victory), the continuation of resistance does not depend upon the reception of allied aid, as General Chiang implied and Madame Chiang stated in their conversation with General Stilwell. Chinese in a position to assess the potentialities do not, I believe, consider that the amount of assistance that can be brought into China now or in the near future can have any decisive result—can in fact effect a material change in the situation. Neither air support nor artillery in sufficient force to make possible an offensive can, in the case of air units, be maintained in China and, in the case of artillery, be brought into China. Small arms and ammunition are needed but are not essential to a continuation of resistance of the kind that has characterized the hostilities in China for the past two years. Hence the attitude adopted by Generalissimo and Madame Chiang toward the recent diversion of planes and other supplies from China has its explanation more in face than in the actual facts of the situation. American planes would be useful in China: they are in no sense vital to a continuation of resistance. The statements made therefore by General and Madame Chiang, while worthy of serious consideration, should not be cause for alarm.

When the Generalissimo says, as General Stilwell reports, that he wants to know whether the United States continues to consider China as a real theatre of war in order that he may know what course China should follow in the future and when Madame Chiang explains that the Generalissimo means whether China should come to terms with Japan, the question arises: Who is going to come to terms with the Japanese?

There are three possibilities. General Chiang might come to terms. General Chiang, and the family and political intimates supporting him, might voluntarily retire from the scene and permit others less committed to resistance to come to terms. Or, Chiang and his immediate associates might be forced to retire by those desirous of coming to terms with Japan.

The possibility that Chiang might come to terms with the Japanese is so slight that I believe it can be dismissed. Chiang, as the Embassy has stated on several occasions, is irrevocably committed to resistance. [Page 107] Unity and resistance are the two pillars of his policy. Through the latter he has achieved a large degree of the former. He could not give up the one and retain the other under his leadership. And there is also the personal equation. Chiang envisages himself as one of the four great leaders on the allied war front. As such he can demand support but he cannot seriously consider abandoning the fight.

The possibility that Chiang and his immediate adherents might voluntarily step aside in order to permit others to come to terms with the Japanese is merely a possibility. It is in no sense a probability largely for the reasons cited in the preceding paragraph which apply forcefully, if less directly, to the contingency of voluntary retirement. Chiang would have everything to lose and nothing to gain by such a gesture. Furthermore, the question of voluntary retirement presupposes the existence of a group capable of leading the country and government to the acceptance of terms with Japan. This supposition leads to consideration of the third possibility.

Under certain contingencies, it is possible that a group in the government less committed to resistance than Chiang might be able to force his retirement and come to terms with the Japanese. This possibility could only become a probability should the allied fortunes of war fall so low as to undermine general confidence in an allied victory. At present there exists no group within or without the government or party capable of initiating and pursuing a policy contrary to that of Chiang. In fact it is doubtful if there exist within the government individuals of importance who have a desire to oppose Chiang. The most powerful men in the government in their various fields—(Chen Li-fu, Minister of Education, and with his brother Chen Kuo-fu, the leader of the influential “C-C” clique; H. H. Kung, controller of the finances of the country; Chang Chun, Governor of Szechuan and leader of the “political science” group of officials who, although oriental in their outlook, are not pro-Japanese; Ho Ying-chin, Minister of Military Administration and “elder officer” of the Whampoa military academy clique which has much influence in the army; and Tai Li, chief of the Chinese gestapo with a large “army” of political agents and also “Whampoa”)—these men or the groups they lead are not inclined to oppose the Generalissimo even though they may not be as determined upon resistance as the Generalissimo. They are, in fact, bound to the Generalissimo by bonds of personal loyalty in varying degrees which seems to preclude their taking action against him. Their importance in the political picture lies in the role they play in the government under Chiang and the role they would play should Chiang fortuitously be removed from the picture rather than in any role they might play in opposition to Chiang. Chiang is not a dictator but Chiang is so astute a politician [Page 108] and manager that he has been able to maintain control over the various groups, preserving a certain bond with each and playing one off against another when and where necessary.

There is another important angle of the situation which must be mentioned in connection with discussion in the foregoing paragraph. Although public opinion in China is not well organized or vocal, it is in fact committed to resistance and it is doubtful, even should there be a group or a combination of groups within the government desirous of setting themselves up in opposition to Chiang and coming to terms with the Japanese, that such a group could carry opinion among the rank and file of the country and the army with them. More likely they would bring chaos—or a degree of disunity close to chaos. Furthermore, it would be extremely difficult to “sell” the people on the idea of peace with Japan because they could be shown very little in the way of practical benefits that would accrue therefrom.

It is clear from the foregoing, I think, that there is actually little “question” in present circumstances of a discontinuation of Chinese resistance; that resistance will be continued upon its present and past “non-offensive” basis; and that any move or inciting of a move for terms with the Japanese is so remote a possibility that it is hardly worth consideration. Confidence in an allied victory persists generally and may be relied upon to continue unless shaken by reverses of considerable magnitude. It is true (as a sidelight) that there is a large and influential body of Chinese officials who would view a Russian land victory in Asia over Japan with hardly less misgiving than a Japanese victory over Russia but this feeling is not shared by most people in and out of the Government.

Although terms with Japan may be ruled out, there are possibilities in the situation less spectacular and decisive that cannot be. One of these is the possibility that there may be a peripheral disintegration of authority and disaffection should confidence in allied victory be weakened. Further deterioration in the economic situation might have a like effect. Provincial leaders such as Yu Han-mou in Kwangtung, Lung Yun in Yunnan, and Yen Hsi-shan in Shansi might be persuaded that association with the Japanese puppet regime at Nanking would be more advantageous to them than continued loyalty to Chiang. I do not think this will occur but it is a possibility that cannot be overlooked, and it is a possibility with which the Chungking Government would be ill-prepared to cope. And there is another element in the situation. Under the influence of those in government who have little sympathy with western concepts of democratic government, who have a fear of Chinese communism which beclouds their judgment, and who are intent upon conserving the dominant position of the Kuomintang now and after the war, the [Page 109] government might be persuaded to reduce its resistance to a minimum in order to conserve military strength for the future. In such a contingency, Chinese insistence upon receiving assistance from us might prove a greater embarrassment to us, viewing the war globally, than to the Japanese.

In conclusion, the Embassy’s view has been and I think should continue to be that China should be given all practical assistance—practical from the standpoint of ability effectively to utilize such assistance in China, practical from the standpoint of transportation facilities, and practical from the standpoint of needs in other theatres of the war. Assistance should not be given because of a fear that failure to do so would result in the Chinese authorities’ ceasing resistance and seeking peace with Japan.

John Carter Vincent
  1. For further correspondence on this, see memorandum of conversation, July 11, infra.