41. Memorandum From the President’s Assistant for National Security Affairs (McFarlane) to President Reagan1

MEETING WITH THE NATIONAL SECURITY COUNCIL

I. PURPOSE

To review the options for future Interim Restraint Policy.

II. BACKGROUND

U.S. policy regarding the SALT agreements is that we will not undercut them so long as the Soviet Union exercises equal restraint. Upcoming U.S. dismantlement decisions and Soviet noncompliance as well as a Congressionally mandated report due June 1 dictate a review of our Interim Restraint Policy at this time. In an interim response to the Congress, we have indicated that we intend to forward the report by June 10. The agenda for the NSC meeting, which will review the policy options, is at Tab A.2 A description of the various policy options is at Tab C and a summary of dismantlement requirements, should we continue a policy of not undercutting SALT I and II, is at Tab D.

III. PARTICIPANTS

List of participants is at Tab B.3

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IV. SEQUENCE OF EVENTS

I will introduce the subject by way of background and review of the issues. Next I will outline the Interim Restraint Policy options and we will devote about 40 minutes to general discussions. No specific decisions are being requested at this meeting. After the meeting and after Secretary Shultz’s consultations with our European Allies, we will recommend an NSDD to be issued before the end of the week which will form the basis of the June 10 report to the Congress.

Tab C

Options Paper4

INTERIM RESTRAINT POLICY OPTIONS

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CURRENT POLICY We will take no actions which undercut existing agreements as long as the Soviet Union exercises equal restraint.
OPTION A Continue not to undercut SALT I and SALT II and continue current strategic programs.
Continue no undercut; depends on the full Strategic Modernization Program; continues US commitment not to undercut existing agreements; keeps open future force options.
OPTION B Continue not to undercut SALT I and SALT II, but with a programmatic response to Soviet violations.
Continue not to undercut SALT I and SALT II; request a supplemental appropriation to increase US deterrent capability; continue to condemn Soviet violations; review policy periodically.
OPTION C Continue not to undercut SALT I and SALT II, but with exceptions.
Continue not to undercut launcher limits of SALT I and SALT II but respond to Soviet violations by flexibility re dismantling Poseidons, etc.
OPTION D Discontinue no undercut of SALT I and SALT II.
Discontinue policy of not undercutting SALT I and SALT II; the US will size and configure its strategic offensive forces to provide an effective deterrent to aggression.
OPTION E Adopt a new policy of US independent restraint.
Discontinue policy of not undercutting SALT I and SALT II; maintain adequate strategic forces for Western security; continue SDI research; independently exercise restraint concerning increases in nuclear forces.

Option A: Continue Current Policy and Strategic Programs

This option, which depends on the Strategic Modernization Program to address the strategic nuclear balance, would continue U.S. commitment to not undercut existing arms control agreements. At the same time, it would keep open future force options to go beyond SALT limits if lack of progress at Geneva or Soviet behavior so warranted. This option is intended to maintain an arms control posture which is supportive of the President’s commitment to deep reductions of strategic nuclear forces. To allow the U.S. to maintain stable deterrence with potent and flexible forces capable of responding to Soviet aggression at any level of conflict, the option is intended to promote and sustain broad support from the U.S. public, Congress and the Allies for the Strategic Modernization Program, strong and modernized conventional forces, continuing improvements to NATO’s defenses and the promise of the Strategic Defense Initiative. Finally, it proposes addressing the Soviet Union’s violations of existing arms control agreements in such a way that allows the United States to exert leverage on the Soviet Union to observe its commitments to abide by the provisions of those agreements. It could also create the circumstances by which we can continue to call national and international attention to these violations.

Presentation

This reaffirmation of current policy should be announced in a major Presidential speech. The speech should be made when it could best affect the Geneva negotiations, influence key defense votes in Congress, and garner support from our Allies. In it the President would stress the following points: The United States remains firmly committed to deep reductions in strategic forces and to the eventual elimination of nuclear weapons. We will continue to make every effort to achieve these goals in negotiations with the Soviet Union in Geneva. The U.S. has continued to abide by our political commitment not to undercut existing strategic arms agreements so long as the USSR shows equal restraint. It is now evident that this restraint has been increasingly one-sided as the Soviets have selectively violated provisions of SALT II as well as other arms control agreements. Such behavior, should it continue, undermines the prospects for meaningful arms control and could threaten deterrence. The U.S. believes in equal restraint and will move forward with the elements of the Strategic Modernization Program permitted to us by the SALT agreements. We also reserve the future right to test [Page 132] and deploy Midgetman, currently prohibited by the Interim Restraint Policy, in the absence of suitable progress in US/USSR bilateral arms control talks or successful resolution of U.S. concerns with Soviet noncompliance. In the interim, the U.S. will continue to dismantle strategic systems to meet SALT I/II limits. This show of good faith should serve to encourage the USSR to observe its arms control commitments while insuring progress toward our mutual goals of deep reductions and the ultimate elimination of nuclear weapons.

Option B: Continue to Not Undercut SALT I and SALT II, but with a Programmatic Response to Soviet Violations

This approach would: 1) maintain no undercut policy on SALT I and SALT II; 2) request a supplemental appropriation to increase U.S. deterrent capability, consistent with SALT I and SALT II, as a proportionate response to Soviet violations; 3) continue to condemn Soviet violations and seek corrective action in diplomatic channels; and 4) review periodically the new policy in light of the Soviet compliance record. The defense supplemental would accelerate and/or increase selected strategic programs as a response to Soviet actions. It reflects a judgement that, if the U.S. were to selectively or completely abandon restraints (however flawed they may be), we would offer the Soviets a pretext to substantially increase their own forces, while the U.S. would take the blame—here and with the Allies—for destroying arms control. We would find Congress legislating arms control and dictating how we could respond to the unconstrained growth in Soviet strategic capabilities. This approach would enhance deterrence, demonstrate to the Soviets that non-compliance entails real costs, put the onus on them for any unraveling of existing restraints, strengthen our position in ongoing negotiations and promote Congressional consensus on a response to the Soviet violations and the maintenance of restraints pending a new agreement.

Presentation

In 1982, on the eve of the START negotiations, I decided that the U.S. would not undercut the expired SALT I or the unratified SALT II Treaty as long as the Soviet Union exercised equal restraint. The reasons behind my decision were clear:

First, this policy would not adversely affect our security, provided we and Congress took steps necessary to modernize our strategic deterrent and to offset Soviet strategic advantages obtained over the past decade.
Second, I believed then and continue to believe that a framework of mutual restraint was an important contribution to stability as we sought to negotiate substantial reductions in the nuclear threat.
Third, this policy was conditioned on Soviet exercise of equal restraint.

In adopting this policy, I hoped that the Geneva talks would by this time have produced a new and more equitable agreement providing for substantial reductions. The Soviets, however, have blocked success thus far. Moreover, as noted in my two reports to Congress, the Soviets have failed to comply with several provisions of existing commitments. They have neither taken corrective actions nor provided any information that might have alleviated our concerns.

For the present, I have decided that the prospects for achieving agreement in Geneva will be greater with mutual restraint. The U.S. will continue not to undercut the provisions of SALT I and SALT II. We cannot however, close our eyes to Soviet cheating. Thus, I have also requested the JCS to recommend those additional steps that need to be taken, within SALT constraints, to counter Soviet violations. On the basis of their recommendations, I will submit a supplemental appropriations request to the Congress so that these steps can be taken and the danger posed by Soviet violations redressed. For now, we can take the necessary steps within the provisions of existing SALT agreements. However, this new policy will require continuous review of Soviet compliance and the status of the Geneva negotiations. We hope that the Soviet Union will take arms control and compliance as seriously as we do, so that genuine and significant reductions in nuclear weapons can begin.

Option D: Cease Interim Restraint of SALT I and SALT II

On May 31, 1982, the President stated: “As for existing strategic arms agreements, we will refrain from actions which undercut them so long as the Soviet Union shows equal restraint.” The United States has scrupulously adhered to this commitment. By contrast, the President has found and reported to the Congress that the Soviet Union has repeatedly violated its arms control obligations. Consequently, the USSR is not exercising equal restraint. The United States regards such Soviet behavior as fundamentally inimical to the future of arms control and to the security of this country and that of its allies. In accordance with the President’s announced policy the United States is, therefore, no longer bound to refrain from actions which might undercut the existing strategic arms agreements. Until an acceptable strategic arms reduction agreement can be negotiated, the United States will size and configure its strategic offensive forces exclusively on the basis of our longstanding national policy necessary to provide an effective deterrent to aggression.

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Presentation

The US government has determined that the Soviet Union has repeatedly violated its arms control agreements and hence has not exercised equal restraint. The integrity of the arms control process would be damaged if the US unilaterally complied with agreements the Soviets are violating. We cannot condone Soviet cheating. To be serious about arms control is to be serious about compliance.

The United States remains committed to the goal envisioned in its proposal tabled at the Strategic Arms Reductions Talks (START) in Geneva. This proposal calls for both sides to make sharp reductions in their strategic offensive arsenals and, in particular, to eliminate large numbers of the most destabilizing weapons—ballistic missiles—by agreeing to a ceiling of 5,000 warheads on such missiles. We are interested in making rapid progress toward this goal with the Soviets in Geneva.

By contrast, the Soviet Union has shown little interest in achieving meaningful reductions or in making progress toward a verifiable, equitable accord which requires them. To the contrary, the Soviet Union has actually regressed from positions previously taken and instead adopted a largely intransigent posture which severely impedes progress.

In accordance with the policy I announced on May 31, 1982, the United States is, therefore, no longer bound to refrain from actions which might undercut the SALT strategic offensive arms agreements. Until an acceptable strategic arms reduction agreement can be negotiated, the United States will size and configure its strategic offensive forces exclusively on the basis of our longstanding national policy necessary to provide an effective deterrent to aggression.

The Administration will shortly begin consultations with the Congress regarding means of ensuring that options for this undesirable—and, we would hope, avoidable—contingency are credibly preserved. In the event the USSR chooses to amass ever more threatening kinds and numbers of strategic weapons, the United States reserves the right however, to respond appropriately.

Option E: Adopt a new Policy of U.S. Independent Restraint

This new concept for security and stability would allow the United States to continue to maintain adequate strategic forces for Western security while we continue to research under the Strategic Defense Initiative and independently refrain from the proliferation of nuclear weapons. In the 1990’s the U.S. would begin the transition to a strategic defense posture with a corresponding reduction of offensive nuclear weapons. This new course is, therefore, independent of Soviet cooperation or their strategic military posture. Specifically, the U.S. would announce a commitment to Independent Restraint, that is, we would independently [Page 135] restrain the proliferation of further nuclear weapons in lieu of being bound by past commitments to observe the limits of the flawed SALT agreements. We will continue all elements of the President’s Strategic Force Modernization Program while refraining from needless proliferation of nuclear weapons. We will independently remove older weapons from service and certify these actions to the Congress and the American public. By restraining needless proliferation, the inventory of U.S. strategic ballistic missile weapons will remain essentially constant over the next decade, then begin substantial decreases at a time when strategic defense may become a reality. However, we would reassess and be able to modify our strategic forces in the face of a Soviet strategic breakout, either offensive or defensive. We will continue our commitment to transition to strategic defense and do it in an open manner. And we will seek a renewed dialogue with the Soviets to reduce the risk of war through meaningful measures to improve stability and predictability.

Presentation

Independent Restraint should be announced in a major Presidential speech. The speech could occur following the coming round of Geneva negotiations, assuming the talks are unproductive, or following a Reagan-Gorbachev summit, assuming no agreements of substance can be extracted from the Soviets. Independent Restraint would take place on January 1, 1986. Key Administration figures should be immediately prepared to brief Congress, the press, and our Allies to explain the rationale and the implications of the new course. To demonstrate U.S. resolve not to proliferate offensive nuclear weapons, the President would state that the compromise resulting in a pause after authorizing deployment of 50 Peacekeeper missiles represents a degree of U.S. restraint. He would also state that a Poseidon ballistic missile submarine would be removed from strategic service. The President could offer the Congress and the press the opportunity to inspect inactivated submarine and ICBM systems to verify removal from strategic service. Such an inspection offer could also be made to the Soviet Union, if appropriate, as a confidence-building measure. Our public presentation should emphasize that Independent Restraint offers the choice between: (1) continuation of agreements which have not constrained the expansion of nuclear forces, which are facing increasingly difficult verification problems due to technological developments and which are subject to Soviet violations, or (2) U.S. actions that do not hinge on Soviet cooperation and, ultimately with strategic defense, will lead to greater security and true nuclear arms reductions.

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Tab D

Draft Paper Prepared in the National Security Council5

ILLUSTRATIVE

SALT I AND II U.S. DISMANTLEMENT OPTIONS

SALT I — 656 SLBM launcher limit or up to 710 as TITAN dismantled

SALT II — 1,200 limit on MIRV’d ICBM + SLBM launchers1,320 limit on MIRV’d ICBM + SLBM launchers + Heavy Bombers with ALCMs

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EVENT/DATE/LIMIT ILLUSTRATIVE COMPENSATION OPTIONS FEASIBILITY OF OPTIONS
TRIDENT SIX (ALABAMA) FEB 12, 1985
SALT I—2 BELOW LAUNCHER LIMIT
(1) 16 TITAN ICBMs + 8 SLBM tubes remaining from SSBN dismantlement (1) No problem; SALT I compensation only, SALT II limits not yet exceeded.
TRIDENT SEVEN (ALASKA) SEP 17, 1985
SALT I—22 OVER LAUNCHER LIMIT
(1) 8 TITAN ICBMs + 1 POLARIS SSN + 14 MM–III ICBMs
or
(2) 24 TITAN ICBMs + 14 MM–III ICBMs
(1) TITANs on track; POLARIS means cancellation of swimmer delivery vehicle6; MM III may impossible due to lack of sufficient time to plan.
(2) Neither may be achievable. (TITANs due to fuel disposition/safety problems, MM–III due to lack of sufficient time to plan.)
SALT II—14 OVER MIRV LIMIT or
(3) 8 TITAN ICBMs + 1 POSEIDON SSBN
(3) TITANs on track, SSBN 635 planning accomplished; only achievable option.
TRIDENT EIGHT (NEVADA) MAY 20 1986
SALT I—24 OVER LAUNCHER LIMIT
SALT II—22/24 OVER MIRV LIMIT DEPENDING ON OPTION FOR TRIDENT SEVEN10
(1) 8 TITAN ICBMs + 1 POLARIS SSN + 24 MM–III ICBMs
or
(2) 8 TITAN ICBMs + 1 POSEIDON SSBN + 6–8 MM–III ICBMs
or
(3) 2 POSEIDON SSBNs
or
(4) 24 TITAN ICBMs + 22-24 MM–III ICBMs
(1) TITANs achievable; POLARIS means cancellation of swimmer delivery vehicle7; MM-III achievable.8
(2) All achievable.9
(3) Achievable.11
(4) Achievement of TITANs questionable w/o major influx of funds; MM-III achievable.12
  1. Source: National Security Council, National Security Council Institutional Files, Box SR–104, NSC 00118. Secret. Copies were sent to Bush and Regan. Prepared by Wright and Kraemer. A stamped notation in the top right-hand corner of the memorandum indicates Reagan saw it. Reagan wrote his initials in the top right-hand corner of the memorandum. The meeting was scheduled to take place on June 3 from 11:00 a.m. until noon in the Cabinet Room.
  2. Attached but not printed is the agenda.
  3. Attached but not printed is the list of participants.
  4. Secret; Sensitive; Noforn. A summary and presentation of Option C is missing in the original.
  5. Secret.
  6. Swimmer delivery vehicle refers to two converted, but SALT accountable, ex-POLARIS SSBNs. [Footnote is in the original.]
  7. In June, 1986, when the 121st B-52 is converted to carry ALCM, the SALT II, 1320 limit of MIRV plus ALCM heavy bombers is operative. [Footnote is in the original.]
  8. Swimmer delivery vehicle refers to two converted, but SALT accountable, ex-POLARIS SSBNs. [Footnote is in the original.]
  9. Specific numbers in options for TRIDENT #8 depend on which option is selected for TRIDENT #7. MM–III achievable for TRIDENT #8 only if planning begins no later than May 1985. [Footnote is in the original.]
  10. Specific numbers in options for TRIDENT #8 depend on which option is selected for TRIDENT #7. MM–III achievable for TRIDENT #8 only if planning begins no later than May 1985. [Footnote is in the original.]
  11. Specific numbers in options for TRIDENT #8 depend on which option is selected for TRIDENT #7. MM–III achievable for TRIDENT #8 only if planning begins no later than May 1985. [Footnote is in the original.]
  12. Specific numbers in options for TRIDENT #8 depend on which option is selected for TRIDENT #7. MM–III achievable for TRIDENT #8 only if planning begins no later than May 1985. [Footnote is in the original.]