104. Memorandum From Secretary of Defense Brown to the President’s Assistant for National Security Affairs (Brzezinski)1

SUBJECT

  • Final Report on the PD–18 Study Entitled “Modernization of the ICBM Force”

Attached is the final report on the PD–18 follow-on study entitled “Modernization of the ICBM Force.” This study was made to provide background for addressing two of the issues raised in your memorandum of August 24, 19772: hard-target capability and the future of the Triad.

I believe that our discussion with the President on September 293 and the memoranda I sent him on October 23 on Triads and Dyads and on October 28 regarding ICBM vulnerability and MAP verification, provide my views on these issues to the extent they can be formulated at this stage.4 I believe it will probably take several months, at least, to reduce the uncertainty in some important factors such as SALT, MAP verification, and alternative ICBM basing systems. For the moment, I believe we will need to proceed along several paths until the preferred choice becomes clearer.

Harold Brown

Attachment

Report Prepared in the Office of the Assistant Secretary of Defense for Program Analysis and Evaluation5

[Omitted here are the title page and table of contents.]

[Page 465]

I. Preface

In response to the NSC Directive of August 24, 1977, subject: “Follow-On Studies for PD/NSC–18,” the Secretary of Defense initiated a DoD study to address the following related issues:

modernization of the ICBM force,
the future of the Triad concept, and
U.S. requirements for hard-target kill capability.

This two-volume study attempts to illuminate these and related issues of policy by focusing on broad cost-effectiveness considerations and the factual basis underlying arguments about military requirements. With only a few exceptions, the study does not examine alternative designs for specific systems; nor does it explore the full range of conceivable strategic systems. Instead, we have focused primarily on the relative merits of illustrative forces with various deployments of MAP-based MX, Trident II, and Cruise Missile Carriers.

Volume II has been printed as a separate document; it contains: (1) the full text of the study’s technical papers, (2) discussion of the analytical methodology used in the cost-effectiveness analysis, and (3) detailed information and results from that analysis, including background material on costs and special nuclear materials.6

This study was conducted by the Strategic Forces and Arms Limitation Division in the Office of the Assistant Secretary of Defense (Program Analysis and Evaluation). Although the study team was assisted by a working group comprised of representatives from the Services, OJCS, DIA, and a number of OSD offices, this report is a PA&E product and has not been coordinated within DoD.

II. General Observations

This section describes a number of observations drawn from the study, but avoids conclusions on matters of policy. Section II.A summarizes observations of a general nature traceable to the technical papers contained in Volume II. Section II.B describes the observations from the study’s cost-effectiveness analysis.

A. From the Technical Papers:

1.
The ICBM force has played a dominant role in the targeting of our strategic forces against the Soviet Union, [1 line not declassified] our forces will still be well-hedged in their ability to destroy economic targets; however, we face a significant decrease in our counterforce capability until ALCMs are deployed in the mid-1980s. At that time, [Page 466] the issues will be: timeliness of response, ALCM penetration capability, and flexibility, e.g., in other than a spasm-type war.
2.
Modernizing the ICBM force through MAP basing has some strong rationale: to enhance crisis stability and restore the more stable pre-MIRV situation in which an attacker could not expect to destroy as many missiles as he expended; to preserve the Triad concept of well-hedged forces against non-silo targets and the unique contributions of the ICBM force; and, to discourage the Soviets from seeking strategic superiority. There are also a number of concerns with the MAP concept. Among the most severe are MAP verification (not addressed in this study) and the sensitivity of the system and its cost to a responsive threat. A SALT agreement limiting Soviet MIRVed ICBM throw weight and RV fractionation could go a long way toward ensuring that a MAP system would be affordable. Without a fractionation limit, 10-year system costs could rise above $40B. Without a SALT agreement, there would be no way to confidently bound the problem, i.e., the Soviets could continuously expand the threat and we would be forced to expand the MAP system for a given level of survivability.
3.
[1 paragraph (12 lines) not declassified]
4.
Deploying MX in existing Minuteman silos would be by far the least expensive way to modernize our ICBM force. Among the potential advantages of this option are: (1) it would be a clear response in kind to Soviet acts, and might encourage them to accept more arms control and [14 lines not declassified]
5.
[1 paragraph (13 lines) not declassified]
6.
Survivability “requirements” for a MAP system should not be based on throw weight or EMT, especially when comparing the adequacy of different concepts such as MX in MAP vs. Minuteman in MAP vs. the common missile in MAP. Retaliatory effectiveness against the current [2 lines not declassified]

B. From the Cost-Effectiveness Analysis:

1.
A minimum modernization force (i.e., a force with Trident SSBNs, the Trident I missile, and ALCMs on 169 B–52Gs, but without MX, Trident II or CMCs) would cost roughly $100B in constant 1979 dollars ($45B when discounted at 10%) through the year 2000. The cost of greater modernization would depend primarily on: (1) decisions regarding what constitutes essential equivalence, (2) our requirements for hard-target capability, (3) the risks we were willing to accept regarding breakthroughs in ASW, air defense and pre-launch destruction of bombers, and (4) the strategy we chose for influencing the Soviets on arms control.
2.
All forces considered in this analysis, including the minimum modernization force, would provide more non-silo retaliatory [Page 467] capability against the current National Target Base than today’s forces. The minimum modernization force would also be as well-hedged against force-wide degradations and against catastrophic failure of any one component as today’s forces. This greater non-silo retaliatory capability will be the result of planned improvements in the SLBM and bomber forces, including increased day-to-day alert rates.
3.
The incremental cost for “fully” modernized forces that present a relatively strong essential equivalence picture, provide an extensive hard-target capability, and hedge against catastrophic failure in any force element would be $30–45B (constant 1979 dollars); +$15–22B in discounted (10%) dollars. Foregoing the extensive hard-target capability could save $6–10B (constant 1979 dollars); +$2–5B in discounted (10%) dollars.
4.
There are no significant differences between Triads providing quick-response vice non-quick-response hard-target capability in terms of cost, essential equivalence measures, total hard-target capability, non-silo retaliatory effectiveness or hedging. This issue will have to be decided on the other important factors, primarily timeliness of response and whether or not we want to “threaten” the Soviet ICBM force or attempt to drive them to a mobile ICBM or more SLBMs.
5.
Under the assumption (not assessed in this study) that [less than 1 line not declassified] Dyads of Trident II and bombers (plus silo-based MM III for use in limited exchanges) could be given much the same capabilities as comparably priced Triads. In particular, balanced Dyads could hedge as well as Triads against force-wide degradations of effectiveness, and even against catastrophic failure of one leg. Therefore, conclusions about the relative advantages of Triads vs. Dyads depend on judgments about [2 lines not declassified]
6.
[1 paragraph (7 lines) not declassified]
7.
Given a decision to deploy an extensive QRHTC, a force emphasizing the baseline MX in MAP basing would be significantly more cost effective than a force with both MX and Trident II, whether or not MX and Trident II were developed jointly in a common missile program. However, a Triad without Trident II would provide no hedging of the QRHTC.

[Omitted here is the remainder of the report.]

  1. Source: Carter Library, National Security Council, Institutional Files, Box 14, PD–18 Folder #2 [2]. Top Secret.
  2. See Document 31.
  3. See footnote 2, Document 90.
  4. Brown’s memoranda, October 23 and October 28, are printed as Documents 97 and 101, respectively.
  5. Top Secret.
  6. Volume II of the report is in Carter Library, National Security Council, Institutional Files, Box 14, PD–18 Folder #2 [1].