323. Paper Prepared in the Department of State1

THE UNITED STATES, EUROPE, AND THE CZECHOSLOVAKIA CRISIS

I. Introduction

The Czechoslovak crisis has raised grave issues for the United States and its Western European allies. It has cast into question such matters as the future of détente, the defensive capability of Western Europe, and the future of Communism and the independent states of Eastern Europe.

The purpose of this paper is to examine the issues and the current and prospective means for meeting these problems by the United States and its allies.

II. detente

The August 20–21 occupation of Czechoslovakia by the Warsaw Pact provided a cold douche for the future of detente, or the progressive rapprochement of East and West. In the late Sixties, the achievement of detente had become an important objective in the policies of most Western European nations as well as the United States. It had become a key element in the work program of the North Atlantic Treaty Organization. But its assumed basis was seriously undermined by the Czechoslovak crisis.

Most Western nations have reacted with strong expressions of disgust at, and disapproval of, the Warsaw Pact occupation of independent Czechoslovakia. There was almost universal support for the United Nations consideration of this problem and approbation for the resolution supported by the majority in the Security Council.

To give further meaning to their disapproval, most Western nations undertook to limit contacts with the Soviets and the occupying powers of the Warsaw Pact, and cancelled plans or proposed visits in the political and cultural fields. As the repression of Czechoslovakia continues, with the possibility of the installation of a de facto occupation regime, the deterioration of East-West contacts may well continue.

These relatively limited actions do not necessarily preclude the possibility of return in due course to the pursuit of detente. The present disposition [Page 745] of many European nations is to avoid actions which might impair the eventual resumption of closer relations with the Soviet Union and the countries of Eastern Europe. The positions of the United Kingdom and the Government of France on this score are particularly apparent.

US actions have so far generally paralleled those of its Western European allies. For the time being we are seeking a balanced approach that will satisfy the immediate objective of expressing censure of Soviet action without destroying overnight our longer-range goals.

[Here follow 9 paragraphs on actions to be taken in the cultural field.]

III. The Defense of Western Europe

The movement of Warsaw Pact forces into Czechoslovakia and the continuing occupation of that country has obviously affected the military situation in Europe. The status quo has been changed. There are larger military forces present in Central Europe than at any time since the post-war period. The military occupation of Czechoslovakia puts Soviet forces in a country where they have not been since World War II. There is no assurance as yet that the Warsaw Pact forces will soon return to their deployment where they existed six weeks ago.

The changed East-West military situation in Europe is of significance to the security of the United States and its allies. In the light of these developments we are reviewing with our allies what the implications may be for existing arrangements to provide for our common security.

The principal forum for this review will be NATO. Since the onset of the Czech crisis, the NATO posture has combined three essential elements: (a) vigilance by the NATO political and military authorities; (b) a low public profile while the spotlight was on the United Nations; and (c) intensified consultations among the Allies regarding implications of the situation for Western security interests.

As a result of NATO consultations a number of issues require consideration. These are outlined below.

A. Proposals for high-level NATO meetings

Following a period of speculation and trial balloons—including Kiesinger’s public mention of a Heads of Government meeting—the British on August 30 took the initiative. They have sought our views on two alternative proposals. Both take account of the fact that Defense Ministers of seven NATO countries are already scheduled to meet in Bonn, October 10–11, as the Nuclear Planning Group (NPG).

The first alternative envisages postponing the NPG until the end of October or early November, advancing the date of the usual year-end NATO meeting to the end of October or early November, and holding [Page 746] both sessions in Brussels. The result would be a stock-taking meeting of Foreign and Defense Ministers to consider defense and political matters arising from the crisis. Like the normal December meeting, fourteen countries would meet to examine defense issues while the French would join them later to examine political problems. In the course of the three (or four) day session, the seven-nation NPG would meet for a day.

The second alternative involves simply broadening the presently scheduled (October) NPG meeting to include all Defense Ministers (except presumably the French). The British favor the first alternative on political, psychological and practical grounds. It would permit a maximum amount of business to be transacted and avoid a “nuclear affairs” meeting as NATO’s first major response to the Czech crisis.

A key question, in either case, is whether the necessary groundwork can be laid in time to permit Ministers to take substantive decisions. A meeting without concrete results could be disappointing for NATO as an organization and for public opinion.

Another possible course would be to hold a special meeting of Foreign and Defense Ministers towards the end of September to issue a new program of work for NATO. The usual year-end meeting would be held in December. A September meeting would have the advantage of an early public response by NATO to the crisis.

B. General Alliance policy on East-West Relations

In connection with any special meeting, Ministers would have to decide whether the Czech crisis—and Soviet and Warsaw Pact policies demonstrated by recent events—call for any changes in Alliance policy objectives as stated in the Harmel Report (on future tasks of the Alliance), the Reykjavik declaration on mutual force reductions, or other public pronouncements (such as on strategic concept) issued by NATO over the past two years.

Our aim, and presumably that of all Member Governments (with France a possible exception) would be to seek a strong public reaffirmation of the Alliance—its defense and deterrent role—while maintaining the long-range commitment to improved East-West relations.

C. Strengthening NATO by extending the North Atlantic Treaty

Italy has suggested—although not yet by formal proposal—that Member Governments consider strengthening the Treaty by formal action to ascertain extended life for NATO. Such action would make clear the Allies intent to refrain from exercising the right of withdrawal for an additional period of years (say, ten) beyond 1969. (Article 13 provides that, after the Treaty has been in force for twenty years, a signatory state can withdraw on one year’s notice.)

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The Allied Governments could act on this problem either by amending the Treaty or issuing individual declarations of intent to refrain from exercising the withdrawal right for, say, ten more years.

Greater assurance about the Alliance’s future would have favorable impact on (a) overall US-European relations and (b) specific issues, including the Non-Proliferation Treaty.

This subject may arise in preliminary fashion, at least in the corridors, at any special NATO meeting held in the near future. Our current position is that the Alliance will continue and need not be subject to formal action. The Czechoslovak crisis raises issue of need for a more formal commitment.

D. NATO force levels and planning

NATO is presently considering an urgent Military Committee proposal that member governments defer any further force reductions or redeployments pending NATO review of the overall situation. This proposal gives the United States difficulty because of the current examination of further economies in our defense establishment in Europe.

Beyond this immediate question, NATO must now reexamine its entire force posture and dispositions in Europe in light of such factors as what the invasion of Czechoslovakia showed about Soviet and Warsaw Pact operations and capabilities, and the fact that Soviet forces will probably be stationed on Czechoslovakia’s western frontier for an indefinite period.

Apart from other US objectives that may emerge as a result of study, we will want to seek increased European contributions to their own defense. This could include improvement of reserves, equipment, and mobilization capabilities as well as any changes in standing forces.

E. NATO strategy, crisis and alert procedures

NATO’s present strategic concept based on “flexible response” and “forward defense” is unlikely to be altered fundamentally as a result of the Czech crisis. But certain aspects, notably the doctrine of political warning time, will have to be reexamined. The doctrine envisages that, prior to any overt Warsaw Pact action against NATO, there would be a period of heightened tension and warning permitting the Allies to take necessary reinforcement measures.

Closely related to the foregoing, some at least of the Allies will want reexamination of the reinforcement times, strategic mobility for redeploying US forces in Europe, NATO alert and crisis procedures, and the efficiency of the early warning radar system covering the Central Front.

F. The Mediterranean

While the Czech crisis has focussed attention on the NATO Central Front, concern about Soviet pressures against Romania and Yugoslavia [Page 748] raises anew the problem of Mediterranean security. At the June meeting in Reykjavik NATO Ministers gave various directives aimed at improving command arrangements, stand-by naval force dispositions, and surveillance activities. These were directed primarily at the increased Soviet naval presence in the Mediterranean. Recent events may require review and/or speeding up of NATO work on security in the Mediterranean and on NATO’s southeastern flank.

G. The French attitude

On all of the foregoing subjects, the French are in a special position for two reasons. First, they do not participate in most aspects of the integrated military system. Second, since the invasion of Czechoslovak, De Gaulle has reaffirmed his policy of opposition to “blocs”. As a corollary, the French have been negative on the idea of special high-level western meetings—NATO, WEU, or European Community.

In all probability, the French would, however, be represented at any Ministerial session of the North Atlantic Council. They would expect the Fourteen to meet without them for part of the session to deal with NATO military questions. The best hope for improving French cooperation in Eastern defense would probably be through practical steps—improved liaison with the NATO military or improvement of French forces in Germany. The Germans are probably in the best position to sound out the French on these questions.

H. The key role of Germany

The Federal Republic of Germany—on the Central Front with the largest land army of the continental allies—has been particularly hard hit by the Czechoslovak crisis. The actions of the Warsaw Pact aggressor states have thrown into question the German policy of seeking better relations with the countries of Eastern Europe. Moreover, the rapidity with which the Soviet Union, with little apparent warning, undertook this action, has shaken German confidence in the warning time principle of the NATO strategic concept.

The Soviet actions have also caused a reexamination of the German attitude towards signature of the Non-Proliferation Treaty (NPT). While no public decision has been made on this subject the issue is obviously one now being subjected to re-appraisal. The Germans feel that to sign the NPT—with its duration—might well jeopardize their future security.

The German press is heavy with charges of “super power complicity” in the Czechoslovak crisis and expressions of uneasy doubts of the ability of the US and other of Germany’s allies to stand up to the Warsaw Pact. In addition, there is the problem of Berlin. The actions of the Warsaw Pact aggressor states, following upon the June actions of East Germany against Berlin, raise doubts in German minds about the future of that city which they regard as an important part of Free Germany.

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The result is a general malaise through Germany. Kiesinger reacted to this feeling in his recent interview when he urged a NATO summit meeting as a means of putting new life in NATO.

Germany is key to the security of Europe and to the effective functioning of the NATO Alliance. While the current malaise may be founded on emotionalism rather than fact, it remains true that Germany is uneasy and disturbed. Such an attitude can have a multiplier effect throughout Europe unless steps are taken now to reaffirm the solidity and efficacy of Western defense within NATO.

In short, high-level review and reappraisal by NATO nations could well be an important ingredient in calming the German attitude. It could also be an important factor in the continuance of constructive US/German relations.

[Here follows Section IV, “Communism and the Future of Independent States of Eastern Europe.”]

  1. Source: Johnson Library, Meetings Notes File, Folder 7. Secret. The source text bears no drafting information. Attached to a September 4 memorandum from Walt Rostow to President Johnson, which transmitted the order of business for a meeting of the National Security Council on that day.