153. Letter From Herter to McElroy1

Dear Neil:
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On February 26, 1959, Deputy Secretary Quarles and I agreed that Assistant Secretaries Irwin of Defense and Smith of State would consult together on the problems of US strategy raised in Secretary Dulles’ letter of January 24, 1959 before the military paragraphs of NSC 5810/1, “Basic National Security Policy”, were taken up by the NSC Planning Board in the 1959 annual review of that paper.

In the course of a preliminary discussion on April 16 Mr. Irwin suggested to Mr. Smith that it would be helpful if this Department could provide a brief statement of foreign policy requirements bearing upon military strategy. I am accordingly sending you the enclosed paper.

I recognize that there are various considerations in addition to those of foreign policy that must bear upon the formulation of our military strategy. I hope, however, that the enclosed paper will be of assistance to your Department in its re-examination of the military paragraphs of NSC 5810/1.

With warmest personal regards,

Most sincerely,

/S/ Christian A. Herter
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Enclosure

Staff Paper Prepared in the Department of State

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Summary Statement of Foreign Policy Requirements Bearing upon US Strategy

US strategy should serve our national policy objectives of maintaining the cohesion of the Free World and influencing the policies of the Communist empire in directions compatible with US national security interests. From the point of view of foreign policy this requires:

1. An evident, secure nuclear retaliatory capability and an acceptable doctrine for its use. This capability is the primary requirement. Its existence does not, however, solve all problems. We need to reassure our allies that this capability would be used only in defense of vital interests and that its use would be consistent with their continued survival.

2. An evident, adequate and flexible capability for military operations short of general war and an acceptable doctrine for its use against the range of possible Communist aggressions. This requirement is of increasing importance. As Soviet nuclear capability grows, so does Free World and Communist questioning that the US would use its strategic nuclear capability in any situation that did not clearly and imminently endanger vital US security interests. Deterrence of Communist limited aggression, and Free World confidence that such aggression will be deterred, will depend more and more on the strengthening of US limited war capability. The present degree of US reliance on nuclear weapons for this purpose disturbs large segments of the Free World and impedes the fulfillment of our national policy objective of maintaining the cohesion of the Free World. We need from the point of view of foreign policy a capability and a doctrine that are flexible enough to enable us to deter and to defeat limited Communist aggression in ways that are acceptable to Free World public opinion and that minimize the danger of expanding local war into general war.

The foregoing generalizations apply to the deterrence and defeat of three categories of Communist aggression as follows:

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1. Substantial Soviet aggression against the NATO area would mean general war.

2. Overt Soviet non-nuclear aggression against non-NATO areas. For deterrent purposes we must retain the threat of nuclear response. In the event of such aggression, however, it would be preferable if our initial response were non-nuclear. Should the USSR persist in its aggression, [Typeset Page 699] limited and local use of nuclear weapons against military targets would be acceptable from the foreign policy point of view.

3. All other kinds of Communist aggression. For deterrent purposes we should not explicitly deny ourselves the use of nuclear weapons. It should, on the other hand, be evident to the Free World that we are not overly dependent on these weapons for deterrence or actual military operations. In the event of such aggression, recourse to the use of nuclear weapons would, in most situations, have highly adverse consequences from the foreign policy point of view. We should, therefore, plan and be prepared for a non-nuclear response in these situations. The use of nuclear weapons should be regarded as a last resort.

  1. Source: Transmits a paper on foreign policy considerations bearing on military strategy. Top Secret. 3 pp. NARA, RG 59, S/PNSC Files: Lot 62 D 1.