S/SNSC files, Iot 63 D 353,1 NSC 124 Series

Report to the National Security Council by the Executive Secretary (Lay)2

top secret
NSC 124

United States Objectives and Courses of Action With Respect to Communist Aggression in Southeast Asia

References:

  • A. NSC Action No. 597–b3
  • B. NSC 48/54
  • C. NSC 645

The enclosed draft statement of policy on the subject, prepared by the NSC Staff in accordance with NSC Action No. 597–b, is submitted herewith for consideration by the National Security Council at an early meeting. An NSC Staff study will be circulated separately as an annex6 to NSC 124 for Council information in this connection.

The enclosure, if adopted, is intended to supersede NSC 64 and paragraph 14 of NSC 48/5, and to supplement the statement of the current U.S. objective with respect to Southeast Asia contained in paragraph 6–g of NSC 48/5. It is recommended that, if the enclosed [Page 46] statement of policy is adopted, it be submitted to the President for consideration with the recommendation that he approve it and direct its implementation by all appropriate executive departments and agencies of the U.S. Government under the coordination of the Secretaries of State and Defense.

It is requested that special security precautions be observed in the handling of the enclosure and that access to it be restricted on a need-to-know basis.

James S. Lay, Jr.

[Enclosure]

Draft

Statement of Policy Proposed by the National Security Council on United States Objectives and Courses of Action With Respect to Communist Aggression in Southeast Asia*

objective

1. To prevent the countries of Southeast Asia from passing into the communist orbit, and to assist them to develop the will and ability to resist communism from within and without and to contribute to the strengthening of the free world.

general considerations

2. Communist domination of all Southeast Asia would seriously endanger in the short term, and critically endanger in the longer term, United States security interests.

a.
The communist take-over of Indochina or Thailand or Burma as a consequence of identifiable Chinese Communist aggression, especially if encountered by no more than token resistance on the part of the United States or the UN, would have critical psychological and political consequences. These consequences would probably include relatively swift submission to or alignment with communism by the remaining countries of this group. Furthermore, in the absence of effective and timely counteraction, an alignment with communism of the rest of Southeast Asia and India, and in the longer term, of the Middle East (with the probable exceptions of at least Pakistan and Turkey) would progressively follow. Such widespread alignment would endanger the stability and security of Europe and would nullify the psychological advantages accruing to the free world by reason of its response to the aggression in Korea.
b.
Equally serious consequences could also flow from successful communist subversion of mainland Southeast Asia without identifiable aggression.
c.
Communist control of all of Southeast Asia would render the U.S. position in the Pacific offshore island chain precarious and would seriously jeopardize fundamental U.S. security interests in the Far East.
d.
The loss of Southeast Asia, especially of Malaya and Indonesia, could result in such economic and political pressures in Japan as to make it extremely difficult to prevent Japan’s eventual accommodation to communism.
e.
Southeast Asia, especially Malaya and Indonesia, is the principal world source of natural rubber and tin, and a producer of petroleum and other strategically important commodities. The rice exports of Burma and Thailand are critically important to Malaya, Ceylon and Hong Kong and are of considerable significance to Japan and India, all important areas of free Asia.

3. Actions designed to strengthen the political and territorial integrity of the countries of Southeast Asia require sensitive selection and application, on the one hand to assure the optimum efficiency through coordination of measures for the general area, and on the other, to accommodate or to do minimum violence to the individual sensibilities of the several governments, social classes and minorities of the area.

4. The successful defense of Tonkin is important to the retention in non-communist hands of mainland Southeast Asia. However, should Burma come under communist domination, a communist military advance through Thailand might make Indochina, including Tonkin, militarily indefensible. Thus, the route of communist advance into Southeast Asia will influence the execution of the following U.S. courses of action with respect to individual countries of the area.

courses of action

Southeast Asia

5. With respect to Southeast Asia, the United States should:

a.
Strengthen psychological activities in relation to the area to foster increased alignment of the people with the free world.
b.
Continue programs of economic and technical assistance designed to strengthen the indigenous non-communist governments of the area.
c.
Encourage the countries of Southeast Asia to restore and expand their commerce with each other and with the rest of the free world, and stimulate the flow of the raw material resources of the area to the free world.
d.
Seek agreement with other nations, including at least France, the UK, Australia and New Zealand, for a joint warning to Communist China regarding the grave consequences of Chinese aggression [Page 48] against Southeast Asia, the issuance of such a warning to be contingent upon the prior agreement of France and the UK to participate in the courses of action set forth in paragraphs 6–d, 7–f, and 8–c in the event that such a warning is ignored.
e.
Continue to encourage and support closer cooperation among the countries of Southeast Asia, and between those countries and the United States, Great Britain, France, the Philippines, Australia, New Zealand, South Asia and Japan.
f.
Strengthen covert operations designed to assist in the achievement of U.S. objectives in Southeast Asia.
g.
Continue activities and operations designed to encourage the overseas Chinese communities in Southeast Asia to organize and activate anti-communist groups and activities within their own communities, resist the effects of parallel pro-communist groups and activities and, generally, increase their orientation toward the free world.
h.
Take whatever measures may be practicable to promote the coordinated defense of the area, and encourage and support the spirit of resistance among the peoples of Southeast Asia to Chinese Communist aggression and to the encroachments of local communists.
i.
Make clear to the American people the importance of Southeast Asia to the security of the United States so that the people may be prepared for any of the courses of action proposed herein.

Indochina

6. With respect to Indochina the United States should:

a.
Intensify support of constructive political, economic and social measures.
b.
Continue to promote international support for the three Associated States.
c.
In the absence of large-scale Chinese Communist intervention:
(1)
Continue to furnish aid for the French Union forces without relieving French authorities of their basic military responsibility for the defense of the Associated States.
(2)
Provide military equipment and supplies on a high priority basis in order to:
(a)
Assist the French Union forces to maintain progress in the restoration of internal security against the Viet Minh.
(b)
Assist the forces of France and the Associated States to defend Indochina against Chinese Communist aggression.
(c)
Assist in developing indigenous armed forces which will eventually be capable of maintaining internal security without assistance from French units.
(3)
In view of the immediate urgency of the situation, involving possible large-scale Chinese Communist intervention, and in order that the United States may be prepared to take whatever action may be appropriate in such circumstances, make the plans necessary to carry out the courses of action indicated in subparagraph d below.
(4)
In the event that information and circumstances point to the conclusion that France is no longer prepared to carry the burden in Indochina, or if France presses for a sharing of the responsibility for Indochina, whether in the UN or directly with the U.S. Government, oppose a French withdrawal and consult with the French and British concerning further measures to be taken to safeguard the area from communist domination.
d.
In the event that it is determined, in consultation with France, that Chinese Communist forces (including volunteers) have overtly intervened in the conflict in Indochina, or are covertly participating to such an extent as to jeopardize retention of the Tonkin Delta area by French Union forces, take the following measures to assist these forces in preventing the loss of Indochina, to repel the aggression and to restore international peace and security in Indochina:
(1)
Support a request by France or the Associated States for immediate action by the United Nations which would include a UN resolution declaring that Communist China has committed an aggression, recommending that member states take whatever action may be necessary, without geographic limitation, to assist France and the Associated States in meeting the aggression.
(2)
Whether or not UN action is immediately forthcoming, seek the maximum possible international support for and participation in any international collective action in support of France and the Associated States.
(3)
Consistent with world-wide U.S. commitments take appropriate military action against Communist China as part of a UN collective action or in conjunction with France and the United Kingdom and any other friendly governments.
(4)
Intensify covert operations to aid anti-communist guerrilla forces operating against Communist China and to interfere with and disrupt Chinese Communist lines of communications and military supply areas.
(5)
Employ as desirable and feasible anti-communist Chinese forces, including Chinese Nationalist forces, in military operations in Southeast Asia, Korea, or China proper.
e.
If communist control of substantial additional portions of Indochina becomes inevitable, support any elements capable of continued resistance to communism in order to delay the consolidation and exploitation of communist gains and to minimize the psychological consequences of such a communist victory.

Burma

7. With respect to Burma, the United States should:

a.
Encourage the Burmese Government to cooperate fully with the anti-communist nations, and be prepared to furnish to Burma military equipment, supplies and advice as appropriate.
b.
Arrange to conduct a full and frank exchange of views with the British Government with the object of re-examining policy [Page 50] toward Burma and seeking any joint or coordinated action which might contribute toward an improvement in the situation in Burma. Urge the inclusion of elements from other Commonwealth countries in the British Services Mission, emphasizing participation by Asian nations, especially India.
c.
Attempt to arouse the Burmese and Indian Governments to the dangers of Chinese Communist expansion and to the need for effective military defense against it, including coordinated military action with other Southeast Asian countries.
d.
Develop united action and cooperation among indigenous, anticommunist groups in Burma to resist communist encroachments. Make preparations for the establishment of guerrilla forces among suitable ethnic groups for possible use against the communists. Unless the Burmese Government should cease to be non-communist, however, the major consideration should be to take no action that would involve serious risk of alienating the Burmese Government.
e.
Conduct information and economic assistance programs in Burma which will have a maximum short-term favorable impact upon the Burmese people and government.
f.
In the event of overt Chinese Communist aggression against Burma, take the following action:
(1)
Support an appeal to the UN by the Burmese Government.
(2)
Consistent with world-wide U.S. commitments take appropriate military action against Communist China as part of a UN collective action or in conjunction with France and the United Kingdom and any other friendly governments.
(3)
Employ as desirable and feasible anti-communist Chinese forces, including Chinese Nationalist forces, in military operations in Southeast Asia, Korea, or China proper.
g.
In the event of a seizure of power at the seat of government in Burma by local communists, activate to the extent practicable the guerrilla forces referred to in paragraph 7d above.
h.
If, in spite of the preceding courses of action, communist control of all or a substantial part of Burma becomes inevitable, support any elements capable of continued resistance to communism in order to delay the consolidation and exploitation of communist gains, and to minimize the psychological consequences of such a communist victory.

Thailand

8. With respect to Thailand, the United States should:

a.
Continue to assist the Government of Thailand in creating conditions of internal security, in becoming a stabilizing force in Southeast Asia, and in maintaining its alignment with the free world.
b.
In the event of communist domination of either Indochina or Burma: [Page 51]
(1)
Immediately consider increasing the priority and volume of military aid to Thailand.
(2)
Immediately put into effect whatever measures may be determined as feasible to forestall an invasion of Thailand or a seizure of power by local Thai communists.
c.
In the event of Chinese Communist aggression against Thailand:
(1)
Support an appeal to the UN by the Thai Government.
(2)
Consistent with world-wide U.S. commitments take appropriate military action against Communist China as part of a UN collective action or in conjunction with France and the United Kingdom and any other friendly governments.
(3)
Employ as desirable and feasible anti-communist Chinese forces, including Chinese Nationalist forces, in military operations in Southeast Asia, Korea, or China proper.

Malaya

9. With respect to Malaya, the United States should:

a.
Support the British in their measures to eradicate communist guerrilla forces and restore order.
b.
In the event of Chinese Communist aggression against Malaya, in addition to the appropriate military action contemplated above against Communist China, the United States should assist in the defense of Malaya as appropriate, as part of a UN collective action or in conjunction with the United Kingdom and any other friendly governments.

Indonesia

10. With respect to Indonesia, the United States should:

a.
Seek to strengthen the non-communist political orientation of the government, promote the economic development of Indonesia, and influence Indonesia toward greater participation in measures which support the security of the area and Indonesian solidarity with the free world.
b.
In the event of a seizure, or attempted seizure, of power by internal communist action in Indonesia:
(1)
Seek maximum international response to a request by the legal government for friendly nations to come to its assistance against the insurgents.
(2)
Consistent with world-wide U.S. commitments, take appropriate military and other action to wrest the area from communist control.
c.
In the event of Chinese Communist aggression against Indonesia, in addition to the appropriate military action contemplated above against Communist China, take appropriate military action to assist in the defense of Indonesia as part of a UN collective action or in conjunction with other friendly governments.

  1. Serial master file of National Security Council and related Department of State documentation, 1947–1961, retired by the Executive Secretariat of the Department.
  2. Several preliminary drafts, none printed, of this report are in lot 63 D 351 and in S/PNSC files, lot 61 D 167. The latter is a serial file of NSC reports and memoranda for the years 1950–1961, maintained and retired by the Policy Planning Staff. Additional documentation relating to the NSC 124 Series is in files 611.90 and 790.5.
  3. At its 110th meeting on Dec. 19, 1951, the NSC, with the President presiding:

    • “a. Discussed the situation in Indochina in the light of recurring rumors of impending Chinese Communist intervention.
    • “b. At the suggestion of the Secretary of State, directed the Senior NSC Staff to expedite the report on U.S. policy toward Southeast Asia, with particular reference to possible courses of action regarding Indochina.” (S/SNSC (Miscellaneous) files, lot 66 D 95, NSC Action No. 597. This lot file includes administrative and miscellaneous NSC documentation, including Records of Action, as maintained by the Executive Secretariat of the Department of State for the years 1947–1963. Retired by S/S, CMS.)

  4. NSC 48/5, “United States Objectives, Policies, and Courses of Action in Asia”, May 17, 1951, is printed in Foreign Relations, 1951, vol. vi, Part 1, p. 33.
  5. NSC 64, “The Position of the United States With Respect to Indochina”, Feb. 27, 1950, is printed ibid., 1950, vol. vi, p. 744.
  6. Annex to NSC 124, “NSC Staff Study on United States Objectives and Courses of Action With Respect to Communist Aggression in Southeast Asia”, Feb. 13, is not printed. (Lot 63 D 351, NSC 124 Series)

    Part of this Annex (the sections dealing with general, regional, and Indochinese matters) is printed in Department of Defense, United States–Vietnam Relations, 1945–1967, 12 volumes (Washington, Government Printing Office, 1971), Book 8, pp. 468–476. The sections omitted treat Burma, Malaya, Thailand, and Indonesia.

  7. Southeast Asia is used herein to mean the area embracing Burma, Thailand, Indochina, Malaya and Indonesia. [Footnote in the source text.]