893.00B/4–2048

The Consul General at Mukden (Ward) to the Ambassador in China (Stuart)6

No. 10

The Consul General has the honor to transmit herewith a copy of a memorandum entitled “Political Alignments within Chinese Communist Party in the Northeast” which was prepared on April 19, 1948, by Vice Consul Allen C. Siebens.

Mr. Siebens’ memorandum is very timely and of particular interest for the reason that as the Chinese communists enlarge their holdings, in and approach the complete domination of the Northeast it becomes increasingly necessary for them to formulate a definite policy toward the future administration and orientation of this area. Such formulation will in all likelihood develop schisms within the communist ranks, which will sooner or later cause the pro-Moscow clique (which [Page 199] is reported to be the most closely knit and determined group, although a minority) to come into the open and take a stand against the more naive but reputedly numerically stronger pro-China clique. The crystallization of ideological differences into organized intra-party factions, which should be a logical sequence to the taking of any such stand, will probably be the signal for determined aggression and ruthless purging within the party by the Moscow-oriented group.

[Enclosure]

Memorandum by the Vice Consul at Mukden (Siebens)

Subject: Political alignments within Chinese Communist Party in the Northeast.

In connection with the subject of possible political alignments within the higher echelons of Chinese Communist leadership, and with particular reference to trends in the Northeast Provinces, I submit information which I received recently from a former Nationalist intelligence agent, a native of the Northeast, who states that he has specialized in North Manchurian affairs and that he is now discontinuing his intelligence activities due to lack of financial support from the National Government. Except where otherwise indicated, the information in this memorandum consists of written and oral data supplied by this source.

According to data, the Chinese Communists commenced in April of 1947 to define their membership in terms of the “Yenan” clique and the “Sungpei” clique. The Yenan clique was defined as consisting of members who fulfilled at least one of the following qualifications: 1) senior membership in the Chinese Communist Party, 2) recipiency of “fundamental” training by the Communist Party, 3) membership in the senior executive staff of the Communist Party, 4) membership in the Communist group organized by the Yenan “government”, 5) general membership in the Communist Party, subject to certain undefined (by this source) criteria of loyalty and effectiveness.

The Sungpei clique was defined as consisting of persons coming from the following categories: 1) the former executive staff of the various bodies of the Northeast Salvation Society, which was under the direction of the Communists during the war against Japan, 2) those who were more or less forced to join forces with the Communists for the preservation of personal interests, 3) those who joined forces with the Communists out of sheer opportunism, hoping to obtain positions of influence, 4) members of the former Manchukuo puppet Army and other former Manchukuo puppet officials.

[Page 200]

The Sungpei clique apparently is suspected by the Yenan clique of harboring individuals of doubtful loyalty to the Communist cause. In April of 1947 the Yenan clique therefore assigned one of its members, Lin Feng, to mix with the Sungpei clique members for the purpose of discovering the general nature of their thinking. Upon completion of this assignment, in September, 1947, Lin Feng allegedly issued a manifesto, quoted below in English translation, of which a copy was given to members of the Communist Party in the Northeast who occupied positions above that of hsien (district) political representative:

“There should be no distinction of an international character in our Party. The Chinese Communist Party especially should be pro-Soviet Russia and should not be against Soviet Russia. However, the comrades who recently joined our ranks, since V–J day, unexpectedly oppose the aims of our Party. They are likewise opposing the activities of Soviet Russia and its will. It is really regrettable. Hence, we should become, united. We should be unanimously friendly to Soviet Russia without any distinction of clique.”

The Sungpei clique is reputedly characterized as being anti-Soviet tad in favor of reaching some type of agreement with the Government. The Yenan clique is reputedly pro-Soviet, tends to dedicate its first loyalties to the Communist International, and favors waging the civil war until clear-cut Communist hegemony over specific areas has been achieved.

The leading personalities in the Yenan Clique, according to this report, are as follows (informal remarks mine for purpose of limited reference in the case of personalities who possibly not especially well known):

Mao Tse-tung

Li Li-san (Li Min-jen)

ChuTe

Lin Feng

Formerly temporary member Central Executive Committee CCP, perhaps now permanent member. Influence political rather than military. Reported of Hunanese origin. Reported presently Dean of Communist University at Chiamussu, of which chief function reputedly is to train future administrators and Party leaders.

Liu Ch’eng-tung

Mayor of Harbin. Graduate of Catholic University, Peiping. During period of Marshall Mission was fond of asking officers Executive Headquarters why U. S. as impartial arbitrator continued to supply arms to Nationalists.

Wan Yi

Prominent Communist General in Kirin area. Reputed to have commanded attack against Ssupingk’ai in May, 1947. A Nationalist [Page 201] General during war ol resistance, subsequently imprisoned by Gimo after rivalry with another Nationalist General and, according to one source, because of alleged “liberal” thinking. Joined Communists in about 1944 subsequent to release from prison, did not become very active until after V–J day. Apparently involved in “Peace Plan” for Northeast reported from Changchun and Peiping in latter part 1947 (reference not available here) to Embassy. This gives grounds for doubting validity of including him in Yenan clique. Seems to have joined Communists out of opportunism.

The leading personalities of the Sungpei Clique, as listed by the source of this report, are as follows: (informal remarks mine, as above):

Chow Pao-chung

Communist military commander Kirin theatre, which has been most important Communist field command. Formerly fought Japanese under a commander Wang Huan-lin. A superior combat commander who perhaps being used by Communists from standpoint expediency and who serving them from same standpoint.

Chang Hsueh-shih

Fourth son of Chang Tso-lin, Manchu[ria] war lord, younger brother of Chang Hsueh-liang. Son of a concubine and reputedly became Chang Tso-lin’s favorite son after Chang Hsueh-liang showed signs of personal decadence. Fought Japanese in central Hopei under General Lu Cheng-ts’ao (see below), joined Communists after V–J day. Not more than 40 years old, reputed to have strong following among students of Northeast, many of whom rumored to have followed him to North Manchuria. Reported not to be especially active politically. Under Communists was and still may be president of Northeastern University at Chiamussu.

Lu Cheng-ts’ao

Former lieutenant of Chang Tso-lin and Chang Hsueh-liang. Engaged in military operations against the Japanese in Hopei during war of resistance. Joined the Communists after V–J day when ignored by the Nationalists during taking-over period. Reputed to have with him a substantial number of experienced soldiers and officers who followed him to North Manchuria. Now Deputy Commander under Lin Piao. Reputedly strong anti-Kuomintarig. An able tactician.

Yu Tien-fang } No significant information available about these personalities. Biographical data for these as well as others who are determined to have importance will be forwarded when available.
Chou Wei-pin
Hsieh Yu-ch’in
Liu Ch’ing-t’ing

Conversations with various sources indicate that the group referred to in this report as the Yenan group is generally cohesive and united while the Sungpei group consists generally of individuals whose most common denominator is that they don’t belong to the Yenan group and are not Party members. The source of the above report agrees that to his knowledge there is no evidence of potential effective resistance [Page 202] within Communist ranks to the policies now being molded by top Party leaders.

It appears that at this time, when tendencies toward regionalism can be detected within Nationalist ranks, the Communists on their part are progressing toward greater unity. The dominant group within the Party apparently has maintained and is increasing a preeminence which will enable it to face with some confidence the ultimate task of extending into the ranks of its present leaders the policies of “settling of accounts” and “screening” which already have been instituted as part of the organizing procedure for Communist areas.

This preeminence is, of course, directly dependent on the continued military success of the Communist forces and on the ability of the Communists to administer adequately the territory they conquer. This second requisite to the continued ascendancy to power of the inner “Yenan” clique is in turn dependent on Communist ability to muster qualified administrative personnel, and present indications are that there is a shortage of such personnel within Communist ranks. Party leaders, therefore, can be expected to delay purges in the high echelons until such time as “reliable” leaders have been developed from within the party. That this process of development is still Operating slowly seems to be demonstrated by the reputed appointments recently of a former Manchukuo puppet to the mayoralty of Kirin (Using Shih-lien) and of another (Hsi Cha) to the anticipated mayoralty of Changchun.

Allen C. Siebens
  1. Copy transmitted to the Department by the Consul General without covering despatch; received May 12.