893.00/4–145

Report by the Second Secretary of Embassy in China (Service)85

No. 26

Attached is a memorandum of a conversation on this date with a group of Communist leaders: Mao Tse-tung, Chairman of the Central Committee; Chou En-lai, second ranking political leader and functioning “Foreign Minister”; and Chu Teh, Commander in Chief of the Communist armies. Tung Pi-wu, the Communist member of the Chinese delegation to San Francisco, joined the group near the end of the talk.

General Chou had been informed the evening before of my receipt of orders to return to Chungking. This talk, which lasted for half the afternoon and through supper, was obviously intended to give me [Page 311] an up-to-date statement of the Communist position and the line to be taken at the imminent Communist Party Congress.

Summary: The Communist policy toward the United States is and will remain one of extending cooperation regardless of American action. It must be this because: (1) anything that the Communists can do to assist the American forces will help win the war; and (2) China needs American help after the war. The Communist policy toward the Kuomintang will remain: (1) On one hand, criticism to urge the Kuomintang toward more progressive policies; and (2) the offering of compromise based on the Communist 5 points leading to a true coalition government and genuine democracy. The decision to establish a “Chinese People’s Liberation Union” has been made, but actual formation will not be for several months. This Union will not be a “government” but a consultative body representing the people of the liberated areas (now unrecognized by the Central Government) to discuss common problems, plan joint steps for prosecution of the war, organize resistance in the occupied areas, and stimulate the rest of China to a more active war effort. The Communists will refuse to recognize a National Congress called before the end of the war and they will refuse to accept representation in such a Congress, insisting that the delegates must be freely chosen by all the people. End of Summary.

Three points are new and worth notice.

1.
The niggardly representation granted the Communists at San Francisco has not changed their decision to create their “union”. They are going ahead.
2.
The proposed name of the body—”Chinese People’s Liberation Union”—has possible significance which the Kuomintang and people of China will not miss. It is not a union of the Liberated Area governments, but rather may be interpreted as a union for the liberation of the Chinese people. The implied threat is clear.
3.
Mao was vague regarding the date proposed for organizing the union. But Chou’s secretary later said privately that if the Kuomintang persisted in convening its National Congress the conference setting up the Liberation Union would be held simultaneously.
John S. Service
[Annex]

Memorandum of Conversation, by the Second Secretary of Embassy in China (Service)

I was invited to Mao Tse-tung’s residence at 4 p.m. Chou En-lai and Chu Teh were already there. There was about half an hour of general conversation.

All showed interest in the reason for my return to Chungking, particularly whether it might be for return to the United States—which presumably might indicate consultation regarding China. (I had received no indication of the reason for my return.)

[Page 312]

Mao repeated previous hopes that American political observation and contact with Yenan would be maintained. He expressed that the developments in China during the coming months would be important and that the Communists hoped for American understanding from on the spot contact.

Chou twice made pointed remarks to the effect that it was unfortunate that I could not stay in Yenan another ten days; that I would find the stay worthwhile and interesting. (I took this to be a hint that the Party Congress is to be convened within that time.)

I touched on the military situation. Chu did not consider that the Japanese had yet shown definite signs of intention to take either Sian or Hanchung but believed that they will eventually take both cities in order to push back American airpower and protect their flank and vital communications for the long fight which (the Communists are sure) the Japanese are planning to wage in China.

I recalled that when the Japanese campaign in Honan last year seemed to develop into a threat against Sian, the Communists offered to send troops to join in its defence. There was some looking from one to the other. Finally Chu said that the Communist offer last year had been refused and that the Communists would wait this time to be asked. Pie did not seem to care to pursue the matter.

Mao then took control of the conversation. He was in exceptionally good spirits—getting out of his chair to act out dramatic embellishments of his talk, and diverging to recall amusing anecdotes. Chou occasionally explained or amplified Mao’s points. Chu sat back, silent and smiling.

Mao skimmed over the history of the recent fruitless negotiations with the Kuomintang. He felt that foreigners in general did not yet understand that the Kuomintang-Communist issue was far more than the usual bickering and jockeying between two ordinary political parties. The issues here were basic and vital to China’s future.

He proceeded to devote some time to discussion of recent articles in the Economist and New York Herald Tribune, questioning whether they were typical of the lack of understanding of foreign opinion.

The Economist had suggested that Chiang’s announcement of the National Congress in November was a clever stroke because it “stole the Communists’ thunder”, and that the Communists would make a great mistake if they did not join. Mao pointed out that the Communists could not join if [it?] even if they wished; that it was a strictly one-party assembly whose members were fictitiously elected 9 years ago (since when many have become puppets) at a time of open civil war by the Kuomintang against the Communists; that almost two-thirds of the people of China (Japanese occupied and Communist liberated areas) would not be represented; and that no real [Page 313] democracy could be expected under these conditions from a party which since Chiang’s counter-revolution in 1927 had been repressive and anti-democratic. He vigorously insisted that for the Communists to agree to the calling of such a false Congress would be to desert all their principles and betray the people of the liberated areas. It would therefore be a great mistake. (Much of what Mao said in this connection was repetition of his remarks in our conversation of March 13, 1945—see my report no. 10 of that date.)

The Herald Tribune had said that the Communists had “increased their demands” and become “more unreasonable” because of Soviet victories and the attention of Americans in, for instance, the despatch of the Observer Section to Yenan. At great length, Mao argued the consistency and unchanging character of Communist policy; how even in the civil war days the Communists were calling for union on the basis of nation-wide resistance against Japan, the granting of democratic rights, and the full mobilization of the people; how the United Front had finally been created in 1936–7 when these promises were given by the Kuomintang; how the Communists had repeatedly during the war found it necessary to demand the observance of these principles as essential to the unification of the country and successful prosecution of the war. (Interesting confirmation of the validity of this argument can be found by referring to Edgar Snow’s Red Star Over China in which he records talks with Mao in 1936. The similarity of Communist objectives then and now is striking.)

As for the effects of Soviet victories and American attention, Mao humorously recalled the civil war when the slogan was “Kill Chiang Kai-shek”, the violent recrimination after the New 4th Army Incident (January, 1941) when the Communists openly defied the Central Government, and the belligerence created when the Central Government threatened the Border Region with military force in the summer of 1943. All of these, he pointed out, were instances of a much stronger Communist attitude toward Chiang than at present, and all were before Soviet victories and American attention.

Repeating the unchangeableness of Communist objectives, Mao emphasized that the Communists had fought for them when weak, few in numbers and entirely alone, and that they would continue to work toward those objectives regardless of outside influence, for or against.

In one sense, Mao admitted, the Kuomintang’s complaints are justified. “Our objectives are unchanged but our voice gets louder as the situation in China becomes more desperate and more urgent and as more and more of the people see that we are right. Such complaints by the Kuomintang show that it is feeling the pressure. Delay, however, will not help it.”

[Page 314]

Mao then proposed to give a brief statement of Communist policies toward the United States and toward the Kuomintang, from which it could be seen that they were as consistent and unchanging as the Communist main objectives.

Communist policy toward the United States is, and will remain, to seek friendly American support of democracy in China and cooperation in fighting Japan. But regardless of American action, whether or not they receive a single gun or bullet, the Communists will continue to offer and practise cooperation in any manner possible to them. Anything they can do—such as intelligence, weather reporting and rescue of airman—the Communists consider an obligation and duty because it helps the Allied war effort and brings closer the defeat of Japan. If Americans land in or enter Communist territory, they will find an army and people thoroughly organized and eager to fight the enemy.

The Communists will continue to seek American friendship and understanding because it will be needed by China in the post-war period of reconstruction. (For amplification of this argument, please refer to Mao’s talk on March 13 reported in my despatch no. 10.)

Whether or not America extends cooperation to the Communists is, of course, a matter for only America to decide. But the Communists see only advantages for the United States—in winning the war as rapidly as possible, in helping the cause of unity and democracy in China, in promoting healthy economic development of China through industrialization based on solution of the agrarian problem, and in winning the undying friendship of the overwhelming majority of China’s people, the peasants and liberals.

Communist policy toward the Kuomintang will remain on one hand to criticize and try to stimulate progressive reform; and on the other, to offer compromise which can be a basis for real unity, democracy and devotion of the forces of all the country to winning the war. The gist of this compromise is contained in the Five Points proposed by the Communists and endorsed by Ambassador Hurley. The compromise must mean the termination of the dictatorship of the Kuomintang and Chiang Kai-shek. If Chiang continues as President, he and the military forces must be responsible to a coalition government including all parties. The compromise must include recognition of the Communist armies, as part of the National Army, and of the liberated areas as legitimate local governments.

This compromise and the coalition government which must be its result will of course be temporary. It cannot be perfectly democratic because, with much of the country behind enemy lines or under enemy occupation, it cannot be completely representative. (Mao divided China as follows: Chungking areas 190 million, Japanese [Page 315] areas 160 million, Communist areas 100 million.) It will be the best possible government under the existing circumstances and until it can carry out the transition to full democracy after all of the country has been recovered.

The Communists do not insist on outright and immediate agreement by Chiang to a coalition government. They are willing to discuss the matter and work out details in an inter-party conference. But such a conference of parties must have authority and be able to make decisions that will control the government and prepare for the transition to constitutionalism.

The crux of the problem is that the Kuomintang will not accept any limitation of its dictatorship and therefore cannot convene a conference that has authority. Chiang has therefore discarded the proposal of an inter-party conference in favor of his National Congress.

The calling of the National Congress before the end of the war, before the legalization of all parties, and before the election of new delegates by all the people must be opposed uncompromisingly.

Communist opposition will be to refuse to recognize the Congress or accept its orders. This is the logical course because the people of the liberated areas will not be represented. Then the next move will be up to Chiang. “We will not strike the first blow. We will not fire the first shot.”

“But the Congress as now planned will certainly bring civil war. It will be the excuse for Chiang to have the opposition declared rebels. If he is going to continue his bluff, he will (because it is the only means he knows and understands) try to use force. When attacked we will fight back. We are not afraid of the outcome because the people are with us. The Japanese haven’t been able to wipe out the liberated areas. How can Chiang’s conscript, un-indoctrinated army of unwilling peasants? Chiang could not whip us during the civil war when we were a hundred times weaker. What chance has he now? We are not worried about Chiang’s American arms, because a conscript peasant army will not use them effectively against their brother conscripts fighting for their homes and economic and political democracy. What we are worried about is the cost to China in suffering and loss of life, in destruction of property, in the delay in rebuilding of the country. China needs peace. But she needs democracy more, because it is fundamental to peace. And first she must drive out the Japanese. We think America, too, should be concerned, because her own interests are involved.”

I asked what the Communists would do if the Kuomintang asked them to participate in the National Congress by assigning them a number of seats. Chou immediately and emphatically replied that [Page 316] they would refuse. Mao indicated agreement and Chu nodded. Chou amplified as follows. Communist participation in the San Francisco delegation cannot be taken as precedent. Nor can Communist proposals for a coalition government or inter-party conference. They are arrangements between Parties because it is impractical to have the people elect their representatives. But a National Congress to pass a permanent Constitution and set up a fixed form of Constitutional Government is something entirely different. The membership of the Congress must be elected freely by the people, not bargained for or appointed by political parties.

Mao resumed. At present the liberated areas are not recognized by Chungking. They receive no guidance, help or military supplies although they are bitterly fighting the enemy in the occupied territory. “They are children without a mother”. They face many common problems. They should work and plan together for the most effective prosecution of the war. The Communists are therefore proposing that the various areas send representatives to join in forming a “Chinese People’s Liberation Union” (Chung-kuo Jen-min Chieh-Fang Lien-Ho Wei-Yuan-Hui). The purposes of this body will be: to unify the war effort of the people of the liberated areas, discuss common problems, and make joint plans of action for the most effective defeat of the enemy; to stimulate and organize resistance against the Japanese in the occupied areas; and to encourage the people and Government in the rest of China to greater efforts in active prosecution of the war.

Mao said with emphasis that this Union would not be a “government” and that “it would be a mistake to consider it one”. It will not have the powers or functions of a government, being merely consultative.

Mao avoided being specific regarding the form of organization of the Union, saying that these details could be worked out later. He also cautioned that neither the definite decision to form the Union, nor its exact name, had yet been formally passed by the Communist Party. “But”, he said with a slight smile, “they probably will be.” (This is not as undemocratic as it sounds. All the delegates to the Party Congress have been assembled in Yenan for some time and important meetings and consultations have been proceeding continuously. It is certain that agreement on all important matters have already been reached. The actual meeting of the Congress, therefore, may be little more than the formal presentation and acceptance of reports, the election of new Committees, and the passing of already agreed upon resolutions.)

To my question of how soon the Union would be formed, Mao replied that it would not be for several months. It would take that long for representatives to arrive from the more distant areas.

[Page 317]

I asked how the delegates to form the Union would be selected. Mao suggested tentatively that the Peoples Political Councils of each liberated area would send representatives. He pointed out that these councils were democratically elected by universal suffrage and represented all classes and parties.

To my question whether groups other than those in the liberated and possibly occupied areas would be included, Mao replied that participation would be open to all groups who wished to join. This, of course, would include any groups in Kuomintang China. But he did not see, under present conditions of certain Kuomintang disapproval, how they could participate directly. “Places”, he said, “would be saved”.

Mao emphasized that all groups in the liberated areas, and if possible in occupied areas, would be represented and that the Union would have a thoroughly United Front character.

I asked whether the proposal for the Union would be dropped if the Kuomintang agreed to a coalition government. The question was not directly answered. Mao said that: “There are coalition governments and coalition governments.” If there was an ideal coalition government, it might be assumed that the Union would be unnecessary because the coalition government would take the liberated areas under its wing and do all possible to help the people of China win their liberation.

J[ohn] S[tewart] S[ervice]
  1. Received in the Department about April 27.