893.00/9–144

The Ambassador in China (Gauss) to the Secretary of State

No. 2921

Sir: I have the honor to enclose a copy of a report (no. 4.) “Kuomintang and Japanese Views of Effectiveness of Communist Forces” prepared by Mr. John S. Service, Second Secretary of Embassy on detail to General Stilwell’s Headquarters, who is now in Yenan, Shensi (seat of the Chinese Communist regime). Attached to Mr. Service’s report is a memorandum containing notes of a conversation between Mr. Guenther Stein, British correspondent, and General Ho Ying-chin,50 Chief of the Chinese General Staff, and excerpts51 from three Japanese-controlled publications.

General Ho’s interview with Mr. Stein indicates that there has been very little, if any, change in the attitude which he has maintained toward the Chinese Communists during the past five years. His attitude and views doubtless reflect those entertained by the Generalissimo and other high Kuomintang leaders who distrust Communist motives and fear the steady growth of Chinese Communist influence and power in north China and wonder where it will lead in the future.

There is little doubt but that in his interview with Mr. Stein, General Ho has deliberately minimized Communist military power and achievements in north China. His motive is not clear, although there is a strong presumption that he wished to depreciate Chinese Communist military strength and capabilities because of fear that if they become generally known pressure for the arming by the Allies of the [Page 534] Communist forces will grow. That the National Government at Chungking will do everything in its power to prevent the arming of the Chinese Communists is almost certain; for it fears that eventually such arms would be turned against it in a bloody civil war for control of China.

While General Ho’s estimate of Communist military capabilities and strength, as given to Mr. Stein, appears to be misleading, acceptance of Chinese Communist claims of their military power and achievements, without a thorough check, would not seem wise or desirable. Recent Chinese Communist claims of military achievements against Japan seem to have been exaggerated, and it may be that they have exaggerated their military potentialities. In view of the utter inaccuracy of Japanese reports and the Japanese propensity to utilize propaganda to exacerbate Kuomintang–Communist relations, it is believed that Japanese reports in regard to their operations against the Communists should be treated with great reserve.

The Communists have unquestionably been successful in establishing bases of resistance behind the Japanese lines, especially in north China, and they have in this way prevented large areas from coming under complete enemy domination. They have also contained some Japanese troops in north and central China. But they have been unable to deny the Japanese the use of the cities and lines of communications and important natural resources of the occupied areas. With one or two possible exceptions they appear to have avoided meeting the Japanese in frontal clashes, confining themselves in the main to occasional attacks against small elements of the enemy. In reviewing the battles of the past seven years in China, it would seem safe to say that Communist participation has been on a relatively minor scale. The Communist[s] have fought no battles comparable in scope and intensity to those of the Shanghai, Hsuchow, Hankow, and Changsha campaigns; and, their claims to the contrary notwithstanding, they appear to have contained but a minor proportion of the Japanese military forces operating in China.

Respectfully yours,

C. E. Gauss
[Enclosure]

Report by the Second Secretary of Embassy in China (Service)

No. 4

Subject: Kuomintang and Japanese Views of Effectiveness of Communist Forces.

To: Commanding General, Fwd. Ech., USAF–CBI, APO 879.

1. I enclose, as being of general interest on the subject of Kuomintang–Communist relations, notes of an interview given to Guenther [Page 535] Stein, correspondent of the Christian Science Monitor and other papers, by General Ho Ying-chin on May 16, 1944.

General Ho expresses, in a most extreme form, the contentions of the reactionary anti-Communist elements of the Kuomintang regarding the Communist armies: that they are of insignificant size; that they are not fighting the Japanese but only the Kuomintang; that they are not supported by the people; that they are losing ground and hold no important areas in the occupied zones; and that they should be reduced in numbers and all guerrilla and partisan units dissolved.

2. The question of whether the Communist armies are opposing the Japanese does not, in my estimation, need argument. Reports which we have received from time to time from foreigners who have come through the guerrilla areas and recently from the Communist commanders here in Yenan are so detailed and complete that I am prepared to accept, even before personal field observation, the gist of the Communist statements that, subject to their limitations of supply, they are holding important territory in the rear of the Japanese lines and actively resisting Japanese attempts to consolidate their control over large areas of North and East China. If this were not true, there would be no need for the well-known elaborate systems of Japanese defenses of, for instance, the main railway lines.

As has been noted in Chungking, Communists claims of fighting with the Japanese are in general supported by Japanese news broadcasts. The Communists here in Yenan have also collected a mass of material from Japanese sources regarding their warfare against the Communists. While I have had no opportunity of checking these translations, I enclose a few excerpts of clippings from Japanese publications as indicating the Japanese respect for the Communists as an active fighting and political force in North China. These are also an interesting contrast to the expressed views of such Kuomintang leaders as Ho Ying-chin.

3. For General Ho to have made such categorical statements to an intelligent, well-informed correspondent with considerable China background, on the eve of his departure for Communist territory where he would have opportunity of checking at least a part of the statements, is not explainable except as an indication that General Ho actually believed in their truth. But whether or not General Ho really believes what he is quoted as saying, his interview must cause concern as illuminating the difficulties which will be met in trying to bring about any effective coordination between Central Government and Communist military forces as long as men holding the views of General Ho are in authority.

General Ho vigorously rejects the whole concept of guerrilla warfare—the form at which the Communists are most skilled and which [Page 536] would seem most suitable to the conditions and terrain behind most of the enemy lines in North China. He wishes to reduce the numbers of the Communist forces already fighting the Japanese. Finally, he indicates that the Central Government will try its old tactics of separating them from their own bases—which will reduce their effectiveness since they not immediately have good knowledge of the country and the close relations with the people necessary for successful guerrilla operations. And he implies that their command will be broken up.

The Communist leaders (note especially the interviews with Chu Teh and Mao Tse-tung transmitted as enclosures to my report no. 3 of July 30)52 have stated their desire to have their forces, the 18th Group and the New 4th Armies, incorporated into and coordinated with the National Army. They indicate clearly, however, their belief that these forces, at least in the immediate future, will be most useful for guerrilla operations behind the lines, that there must therefore be a continuance of present Communist methods of close political liaison with the people, that they will not agree to any substantial reduction of these forces, and that they will not give up their leadership of these armies.

This diametrical opposition of views can be expected to continue to cause trouble even if, as the Communists suggest, there is set up an Allied supreme command in the China theater.

4. It is requested that the attached copies of this report be transmitted to the American Ambassador at Chungking, and to Headquarters, USAF-CBI, New Delhi for the information of Mr. Davies.

John S. Service

Approved for transmission:
David D. Barrett, Colonel, G. S. C.

  1. Memorandum of conversation on May 16 not printed. Mr. Service made parenthetical comments in rebuttal of General Ho’s statements.
  2. None printed.
  3. Not printed, but see infra.