175. Memorandum From the Deputy Under Secretary of State for Political Affairs (Johnson) to Secretary of State Rusk0

SUBJECT

  • Policy for West New Guinea

The attached memorandum from Walt Rostow (Tab B)1 results from a conversation in which he and I agreed upon the need for early action by the United States to achieve a settlement of the West New Guinea problem before it becomes explosive. In response to this request I have prepared a memorandum from you to the President (Tab A) reviewing four possible courses of action for the United States to pursue and recommending that which I consider the most profitable. It is also that which enjoys the greatest measure of agreement among the Bureaus of the Department interested in this problem.

The essence of the preferred solution involves a trusteeship to be undertaken by Malaya with material assistance from a consortium of nations organized by the United States but working to the extent possible through the United Nations. The trusteeship arrangement would not contain predetermined conditions governing the ultimate status of West New Guinea. It would therefore be without prejudice to the sort of self-determination which the Netherlands insists upon as well as without prejudice to the ultimate transfer of the territory to Indonesia which the latter insists upon. This open endedness would be accomplished by stipulating that a United Nations mission visit West New Guinea and report back to the Seventeenth General Assembly which, acting upon the report and recommendations of the mission, would, within the terms of Chapter XII of the United Nations Charter,2 consider the future status of the territory.

It is my belief that, with appropriate pressure from the United States upon both the Netherlands and Indonesia, it should be possible to reach this sort of understanding prior to the opening of the Sixteenth General Assembly next fall. If this is correct, it would be my recommendation that we be prepared in that Assembly to take the lead in achieving this sort of solution. To this end, I am suggesting below a series of steps which I recommend that you approve in order that we can begin implementing this [Page 394] proposal.3 Some of these steps may, of course, require modification in the light of the results achieved in the preceding steps.

(1)
Consultations with Ambassador Stevenson during his visit to Washington this coming week.
(2)
Transmittal of the attached memorandum (Tab A) from you to the President seeking Presidential concurrence to the proposal.
(3)
Consultation with appropriate members of the Congress to obtain their support for this action.
(4)
Instructions to our Ambassador in Kuala Lumpur to inform the Malayan Prime Minister of our intention to proceed with this sort of proposal.
(5)
Detailed briefing in the Department of the Netherlands, Indonesian, Australian and Malayan Ambassadors coordinated with step No. 4. (To implement your commitment to Luns, we should perhaps see the Netherlands Ambassador 24 hours before the others.)
(6)
Detailed briefing in New York of Secretary General Hammarskjold and appropriate members of the Secretariat concerning these proposals.
(7)
Instructions to those Embassies in the countries which we will consider appropriate to approach for assistance in establishing a consortium to underwrite the Malayan trusteeship, proposing consultations on this aspect of the proposal. These would include our Embassies in the U.K., France, Australia, Canada, and Japan among others.
(8)
Detailed briefing in the Department of representatives from the Embassies of those countries selected to participate in the consortium.
(9)
Background briefings of selected press representatives in order to clarify the nature of our proposals and to obtain appropriate support for them in the national and international press.
(10)
Assuming that there will be a degree of resistance encountered from the Dutch and Indonesian Governments, authorize contingency planning for high level approaches in the Netherlands and in Indonesia at an appropriate stage. For example, Dean Acheson was particularly effective in recent informal discussions with Netherlands officials and would make an excellent special envoy to discuss this problem with the Dutch. Ambassador Stevenson would be an ideal envoy to persuade the Indonesians.
(11)
Authorize IO, in coordination with FE and EUR, to develop tactics for bringing these proposals into shape for discussion in the Sixteenth General Assembly and to make efforts to obtain support of the proposal by other UN members, with particular emphasis on the Afro-Asian group.
[Page 395]

Tab A4

Memorandum From Secretary of State Rusk to President Kennedy

SUBJECT

  • Policy with Respect to West New Guinea (Irian)

There are four broad lines of policy open to us on this question:

I.
Continue our policy of “neutrality” on the issue, which includes, on the one hand, the urging of negotiations between the Dutch and the Indonesians and, on the other hand, urging Indonesia not to attempt to use force to settle the issue.
II.
Work towards a “Melanesian Federation” which would involve placing all of the Australian and Dutch territory in New Guinea (as well as possibly some of the islands in the area) under a United Nations trusteeship (possibly with Australia and two Asian states as trustees), pending attainment of a sufficient degree of development to permit independence.
III.
Place only West New Guinea (Netherlands New Guinea) under a UNGA short-term (two or three years) trusteeship agreement, with the Netherlands as trustee, under which the Netherlands would phase out most of its personnel, replacing them with non-Dutch personnel and providing that the General Assembly would decide the future status of the territory before the end of the trusteeship.
IV.
Place West New Guinea under trusteeship with Malaya acting as the trustee and being provided with resources and personnel supplied by a consortium of states organized by the United States which would utilize United Nations facilities to the maximum extent and which would result in the rapid but orderly replacement of Netherlands administrators. Dispatch a United Nations mission to West New Guinea to make findings and give advice to the United Nations General Assembly which would then, acting on the advice of the mission and under the authority of Chapter XII of the United Nations Charter, recommend what the future status of West New Guinea shall be and what means shall be used to accomplish that status.

[Page 396]

I.

The first course of action seems to be running out, with both the Netherlands and Indonesia adamantly refusing to enter into any meaningful negotiations and with an apparent growing danger of Indonesia mounting a para-military operation against West New Guinea. The Communist espousal of the Indonesian claim is greatly facilitating Communist infiltration into Indonesia and is promoting Indonesia’s alignment with the Sino-Soviet bloc. The issue also distracts Sukarno from his pressing internal problems, weakens the influence of moderate Indonesian elements, and is threatening to undermine the heretofore anti-Communist position of the Army.

On the other hand, Australian interests are considerably affected, and the Australian position has in general been that Indonesia may well fall under Communist control even if the West New Guinea issue is resolved to Indonesian satisfaction, and a Communist-controlled West New Guinea considerably complicates Australia’s defense problem. Thus, Australia would desire to do all possible to maintain the status quo.

II.

The second solution has many attractions as a long-range policy. It would be consistent with the principle of self-determination. It would, at least for the time being, better serve Australian defense interests. It would be difficult for the newly-independent and neutral countries to oppose, and to this extent would reduce support for Indonesia’s claim to West New Guinea.

On the other hand, it would probably take several generations to give the bare minimal preparation of the population for any meaningful independence or self-determination; it would not satisfy Indonesia, which would feel frustrated and balked; and even to get the proposal to the stage of presentation to the United Nations would require a long period of negotiation and public opinion preparation in Australia as well as in the Netherlands.

III.

It should be recognized that the third alternative is primarily designed as a “face-saving” device to transfer West New Guinea from the Netherlands to Indonesia. There have been many indications that important opinion in the Netherlands is increasingly seeking such a device. It would largely remove most of the disadvantages of the present situation vis-á-vis Indonesia and thus “draw the fuse” on this potentially explosive situation. It could be pointed out to Australia that, to the degree such a solution arrests the drift of Indonesia towards Communism, it promotes Australian security interests, and that a Communist [Page 397] Indonesia holding West New Guinea does not represent a materially greater threat to Australia’s security interests than a Communist Indonesia not holding New Guinea.

Even though there is increased receptivity in the Netherlands to some “face-saving”, it is unlikely that the Dutch Government could be persuaded to sign such a trusteeship agreement, and the pressing on the Netherlands of this solution would undoubtedly strain our relations with the Netherlands to a considerable degree. Such a solution also runs counter to the principle of self-determination, theoretical though this may be at the present stage of development of the peoples of New Guinea, and might be said to remove a primitive people from Dutch colonialism only to turn them over to Indonesian colonialism.

IV.

The fourth alternative is a modification of the third and designed primarily to bridge the gap between Dutch and Indonesian positions concerning trusteeship for West New Guinea. The Dutch have stated they would accept the idea of a trusteeship only if self-determination for the inhabitants of West New Guinea were guaranteed by terms of the trusteeship. The Indonesians have stated that they would accept trusteeship for West New Guinea only if it were designed as an interim arrangement to provide for the orderly replacement of Dutch administration prior to turning the territory over to Indonesia.

This proposed alternative would leave an “open end” with respect to both these stipulations. By making clear that the Malayan responsibility is an interim one pending further determinations on the question by the General Assembly, it does not preclude the prospect that the territory might go to Indonesia. By stipulating that the General Assembly should act in accordance with the provisions of Chapter XII it provides the Dutch with an opportunity to turn over administration of West New Guinea without abandoning the principle of self-determination for the inhabitants and transfers the problem of implementing these assurances to the United Nations membership, leaving the Dutch without direct moral responsibility for the outcome. We must recognize, however, the distinct possibility that Indonesia will oppose such trusteeship and will introduce a counter resolution predetermining the turnover of the territory. We can best dissuade Indonesia from such a course of action if we have taken soundings and believe that two-thirds of the UN membership is prepared to support such a trusteeship solution.

Australian interests in this matter are regarded ultimately in the same light as discussed under the third alternative. The Australians are publicly committed to the proposition that anything acceptable to both the Netherlands and Indonesia would be acceptable to them. Therefore, while they might not favor, and may even resist, the solution envisaged [Page 398] under the fourth alternative, they would in the last analysis accept such a solution if we could, by applying pressure on both the Indonesians and the Dutch, get these two principals in this dispute to agree on such a course of action.

The Prime Minister of Malaya, who has taken an active role in attempting to settle this dispute, has been informally approached and has expressed his willingness to serve as a trustee for West New Guinea provided the United States would undertake to organize a consortium of nations which would supply him and his government with finances and personnel which would enable him to discharge his responsibility effectively and provided Indonesia can be brought to accept it. Despite the fact that both the Dutch and the Indonesians have some reservations concerning the Prime Minister of Malaya’s potential role in this matter, it is considered that he is the least objectionable to both participants of any single candidate that could be designated for this post.

Recommendation

None of these proposed policies is ideal. Each has certain drawbacks in terms of its acceptability to the nations primarily concerned with this problem. However, the fourth solution is specifically designed to minimize each of these drawbacks and to maximize the opportunity to enhance United States national interests in the solution of this problem. Therefore, on balance, I am inclined to favor the fourth alternative and recommend that you authorize the Department of State to undertake preliminary consultations with Malaya, the Netherlands and Indonesia, Australia and Secretary General Hammarskjold concerning the establishment of an interim trusteeship. It is further recommended that you authorize the Department of State to consult with those friendly nations which it considers willing and able to contribute finances and personnel to assist in the administration of such a trusteeship. Among the states envisaged for such consultations are the United Kingdom, Australia, Canada, Japan and others with an interest in the Pacific region. It would be anticipated that action for the establishment of the trusteeship and for the dispatch of the United Nations mission to West New Guinea would be undertaken in the Sixteenth General Assembly. It would be anticipated that the report and recommendations of the visiting mission be considered by the Seventeenth General Assembly which will convene in the fall of 1962.

Dean Rusk5
  1. Source: Department of State, Central Files, 656.9813/5–2361. Secret. Drafted by Johnson and Sullivan.
  2. Printed as Document 174.
  3. Chapter XII of the U.N. Charter defined the composition, functions and powers, voting, and procedures of the Trusteeship Council.
  4. There is no indication on the source text of Rusk’s approval or disapproval.
  5. Secret.
  6. Printed from a copy that bears this typed signature.