88. Memorandum From Secretary of Defense Brown to President Carter1

SUBJECT

  • ICBM Vulnerability

Since late last year the Defense Science Board has been studying the ICBM vulnerability problem. The Chairman, Dr. Eugene Fubini, has just submitted the Board’s report. It is well done and highly relevant to some key decisions we must soon make.

Enclosed (Tab A) for your information is an executive summary of that report. If, after reading this, you want additional background, I can send you a more detailed (18-page) summary. I should note that the group’s conclusions on NCA survivability are, in my view, flawed by their lack of knowledge of our plans relative to that issue.

While the Defense Science Board was conducting this study, similar and related issues were being examined by three other panels: An OSTP panel formed by Frank Press; a panel of the Air Force Scientific Advisory Board; and a university-oriented panel of the Department of Defense knows as JASON.2 Bill Perry, Under Secretary for Research and Engineering, met with representatives from these four panels ten days [Page 385] ago to determine whether the scientific community that had studied this problem was converging on a common opinion.

There was, I believe, strong agreement on the nature of the threat, our need to respond vigorously, and the desirability of starting a new missile program in the near future. Participants also agreed on most of the technical issues regarding how to rebase ICBMs for survivability, but disagreed on the best basing mode—partly because there is incomplete information on some of the proposals, and partly because of differing subjective judgments. A summary of the results of that meeting is enclosed at Tab B. You might also wish to discuss this with Frank Press, who has been following all of these studies and, of course, sponsored one of them.

This material is useful background for the Mid-Term Review of the Defense Program, planned for Wednesday, September 20.

Harold Brown

Tab A

Executive Summary of a Report Prepared by the Defense Science Board3

EXECUTIVE SUMMARY

This paper summarizes the major findings and recommendations of the DSB Strategic Nuclear Balance panel.

Current Policy and Planning

A review of official U.S. policy and guidance documents indicates that current definitions of strategic policy objectives are inconsistent, vague and incomplete.

Technical-Operational

[3 paragraphs (20 lines) not declassified]

ICBM survival will be increasingly doubtful starting in the early to mid-1980’s because of the major increase in RVs as the Soviets MIRV their ICBM force and because of the increased accuracy being introduced in the SS–18 and SS–19.
In view of the Soviet SLBM threat, bomber base escape is questionable, especially from coastal bases. Considerable improvement in [Page 386] survivability would be gained as a result of being able to move the bombers rapidly to the [less than 1 line not declassified] defined in the strategic bomber study.
[1 paragraph (6 lines) not declassified]

In sum, the essential and immediate need to support a broader “deterrence” requires increased attention to the war-fighting capability of both our strategic forces and the C3I systems which support them. The DSB recommends that first priority must be given to fixing and improving existing systems; in particular, improving the survivability of our C3I systems, and correcting without further delay the increasing vulnerability of the major elements of our strategic forces.

Acquisition Policy

Establish priorities in the areas of acquisition that emphasize improvement in survivability and endurance of existing weapons or devices, even if this requires postponement of new starts of major national importance. In particular:

C3I: Fix the C3I system so that it works in peacetime and under attack.

ICBM: Rebase ICBMs in a survivable configuration such as a Multiple Aim Point System.

Bombers: Improve the survivability of the bomber force by providing interior dispersal bases for redeployment of alert B–52s (and any future strategic aircraft).

SSBNs: Maintain the capability of SLBMs at sea by extending the life of POSEIDON SSBNs to approximately 30 years, and back-fitting C4 missiles on most of them.

Resource Implications:

We are now at a historic turning point.
On the one side, we are committed to improving general purpose forces at 3 percent per year.
On the other side, we must fix the deficiencies in U.S. strategic forces or be prepared to give strategic superiority to the Soviet Union.
The presently projected Defense budget is probably not large enough to do both.

[Page 387]

Tab B

Paper Prepared in the Department of Defense4

Seminar on ICBM Vulnerability & Responses

1. Purpose

(S) [2 lines not declassified] The impact of this threat and potential US responses have been studied this year under the sponsorship of a number of organizations: Air Force Scientific Advisory Board (AFSAB), Defense Science Board (DSB), JASON and OSTP. This seminar provided a forum for interchange and discussion among representatives of these groups in an attempt to: 1) examine the convergence of the technical community on the basic facts and issues, 2) better focus and understand the issues, and 3) separate the issues from the underlying technical facts. The discussion was organized in four topic areas: 1) the threat, 2) the importance of a US response to the threat, 3) the most effective basing approach in response, and 4) the most effective missile for that basing. There was also a discussion recognizing the growing importance of Command, Control and Communications to the SLBM and airbreathing legs of the TRIAD in the face of the threat to the ICBM.

2. The Threat

(S) [9 lines not declassified] Two groups (JASON and DSB) did not examine the threat as a part of their review, but took it as a given. The remaining groups (AFSAB, OSTP) had reviewed the threat analysis. Representatives from the various groups had examined the threat in greater depth within the past two years, and found no basis for disagreement. A more confident assessment of Soviet accuracy (by the Soviets as well as the US), as demonstrated in ongoing development tests, will probably require about six more months of testing. All groups felt it would be useful to conduct an independent threat assessment at that time, but that there was no need to defer programmatic decisions pending results of more detailed assessment.

3. Response to the Threat

(C) All four panels felt it was important to respond decisively and vigorously to the threat. Some felt the need to respond by 1983 in reaction to domestic perceptions if not military need. Others felt that a gap in an operationally deployed response could be tolerated from [Page 388] 1983–1986 so long as there was evidence of a vigorous program which would be effective in the long term. The gap from 83–86 might be tolerated by beefing up our other TRIAD legs temporarily during this period (e.g., increased bomber alert), recognizing that we could rely on the effectiveness of these TRIAD legs until 1986, but that our confidence beyond then might begin to degrade.

4. Basing Approach

(S) If a Multiple Aimpoint (MAP) approach is selected, all panels agree that vertical shelters are the best technical implementation. All panels agree on the following desirable features of MAP: 1) it provides a technically sound approach to survivability; 2) it offers endurance; 3) it is straight forward to construct; and 4) we can confidently predict its nuclear hardness. All groups recognize the breakout problem associated with a Soviet MAP deployment, but there is disagreement on the degree to which a Soviet MAP deployment exacerbates the present breakout problem. All panels feel that mutual verification of MAP systems will be a difficult problem, but recognize that it can be resolved with hard work. With respect to MAP, there is disagreement on the expected difficulty in negotiations, the time when negotiations would be completed, and the impact on delaying SALT II.

(S) There is disagreement on the relative effectiveness of alternative approaches to MAP. The OSTP panel feels that a strip alert airmobile system with dispersed inland basing (e.g., wide bodied jet, initially with MINUTEMAN III missiles) is the most attractive alternative, and it would be reasonable to begin deployment of such a system by 1983. A more effective air-mobile system (e.g., hardened aircraft with a new missile) would be competitive with a long term MAP deployment in 1986, in the opinion of the OSTP panel. This approach would avoid the potential environmental and SALT problems which this panel associates with MAP. Other panels objected to the strip alert air-mobile approach because of its dependence upon tactical warning, sharing many of the survivability problems of the present air-breathing force. They also felt that a 1983 Initial Operating Capability (IOC) was unrealistic and noted that, with a 1977 start, we were projecting a 1982 IOC for ALCM, with B–52 modifications as the pacing item. There was also disagreement on beginning with an unhardened aircraft as opposed to developing a system with long term effectiveness from the start.

(S) All panels agreed on the merits of two potentially far term (beyond 1990) solutions. One potential solution is a Ballistic Missile Defense system to provide preferential defense for those MAP shelters containing a missile. Such a system would be low altitude and probably non-nuclear. A limited point defense system could be consistent with the ABM treaty or, some felt, an expanded system (1000 interceptors) could probably be negotiated in SALT III (if non-nuclear). The second [Page 389] potential approach is a shallow water (Great Lakes, continental shelf) submersible system deployed in large numbers. These systems would be small, with very small crews, and would create ASW problems drastically different than those associated with the TRIDENT in deep waters. All groups recommended accelerated R&D for both concepts.

5. Missile

(C) All groups agreed on the need and importance of developing and deploying a new missile, survivably based. However, there was disagreement on the relative priority of initiating a new missile development as opposed to proceeding first with a survivable basing approach. Some panels believed that the TRIDENT II SLBM (D–5) was needed for TRIDENT and therefore recommended starting now with the development of a common missile. Others felt that a D–5 was not needed in the medium term, and recommended proceeding now to obtain the flexibility offered by a large MX.

  1. Source: Carter Library, National Security Affairs, Brzezinski Material, Brzezinski Office File, Subject Chron File, Box 89, Doctrine/C3I: 1978. Top Secret.
  2. For the OSTP report, see Document 43. JASON (“July August September October November”) refers to an independent advisory panel of scientists that consulted for the Department of Defense.
  3. Top Secret. The summary cover sheet, which bears the title “The Strategic Nuclear Balance,” is attached but not printed.
  4. Secret.