63. Memorandum From the President’s Assistant for National Security Affairs (Brzezinski) to President Carter1

SUBJECT

  • National Security Council Meeting and Lunch with the JCS—Wednesday, May 10.

You are having lunch tomorrow with Harold and the JCS, followed by a half-hour NSC meeting. The central focus of both meetings is the Defense Consolidated Guidance (CG). The lunch will also give you the opportunity to touch on some particularly sensitive matters with the JCS, especially those related to SALT and CTB; you may also want to use the lunch to cover some of the broader policy issues raised by the CG. At the NSC meeting you may want to move into some of the more important program issues raised in the CG. Your book contains back-up material and NSC analysis of the CG, though it is not essential that you read this material for these meetings.

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The CG is a practical document designed to produce programs and budgets. Your review of the CG is to allow you to see that major defense program guidance properly reflects your overall national security policy, early enough in the defense program/budget process so that programs can be easily adjusted to reflect your concerns.2

Since the Services are currently drawing up their programs on the basis of the CG, this is not the point to make specific decisions on weapons programs; but rather to examine the underlying policy assumptions and ensure that an adequate range of options is maintained and examined. You will have further opportunities to examine defense programs during the OMB Spring Review, your review of DOD’s Status Report in September, and the final budget review in December.

I think it likely that the Chiefs will make a strong pitch for more money, based on Soviet military programs and political activity, for example in the Horn and Afghanistan. While you should take the opportunity to affirm your interest in doing what is necessary to preserve a strong defense posture regardless of cost, I don’t believe you should make firm commitments at this point.

The following annotated agenda may help you structure the lunch and the NSC meeting.

Lunch

1. CTB. You should seek to neutralize any JCS opposition to our CTB position—a five year treaty with a review conference in the fifth year plus Senate ratification of any extension, strong safeguards and Presidential assurance that any reliability testing required after five years could be carried out.

2. SALT/Strategic Programs. The Chiefs will be looking for specific weapons decisions to show that SALT does not imply a slackening in US efforts to maintain strategic equivalence with the Soviets. The CG suggests that their concerns would be significantly moderated if we were to improve our air defenses as an answer to Backfire, commit ourselves to a new ICBM as an answer to Minuteman vulnerability, and establish options for a significant expansion of our strategic forces in order to maintain essential equivalence. The danger is that we could find ourselves committed to potentially open-ended programs and still face military opposition to SALT.

On air defense, I suggest that you ask the Chiefs how much of an improvement in air defenses is needed before you make any commitments to air defense improvements.
On the new ICBM, I suggest that you should not agree to proceed with full-scale development of M–X until a survivable basing [Page 272] mode is identified. However, you may want to reiterate your interest in examining the possibilities for a Trident II missile that can also be used by the Air Force. I would also recommend serious consideration of further improvements in systems that could make the launch-under-attack strategy a less risky proposition if we must eventually adopt it.
On essential equivalence, I suggest that you endorse development of options to expand strategic forces, while reserving on the specifics. The current political environment would be improved by such actions; we can drop the options later if the Soviets curtail their strategic build-up.

3. Navy. This question involves enormously complicated issues regarding the appropriate missions for the Navy and the forces required to carry them out. It also involves important questions of foreign and domestic policy. Unfortunately, the Navy and OSD have become so polarized on this issue that neither can produce an adequate analytical basis for making decisions which will be politically credible. For this reason, I believe you should direct the National Security Council to develop a plan of action for resolving the larger Navy issues, perhaps through the PRM/SCC process or through a special NSC organized group with experts from outside the government.

NSC Meeting

Assuming that you are able to finish the above agenda during the lunch, you may want to turn to the following topics during the NSC meeting.

4. NATO Issues. The emphasis of our defense policy on NATO is manifested in new programs: to expand POMCUS; to increase modestly the size of the Army; to mechanize an additional infantry division; and to respond to Allied interest in long-range theater nuclear capability. Harold is seeking your affirmation of the relative priorities in the CG that motivate these programs: NATO over worldwide contingencies; NATO central front over the flanks; early combat over sustaining capabilities.3

Priority on early combat capability was stated in PD–18;4 this priority has been reinforced by recent estimates on reduced warning time. One of the PD–18 follow-on studies is examining the sustainability issue, including the trade-off with early combat capability; it will be ready for your review in the fall. I suggest you reserve judgment on any changes in this priority until you have reviewed this study.
Our studies prior to PD–18 revealed severe deficiencies on NATO’s central front, while finding that the flanks could be defended, but with some loss of territory. The strategic value of France and Germany also imply a higher priority to the central front than the flanks. Though the need for some priority on the central front is established, the CG recognizes that it does not provide an analytical basis for judgments on the relative priority accorded the flanks and the central front and promises further work.
To meet the PD–18 directive to maintain a force for global contingencies in Korea, the Middle East, and the Persian Gulf, the CG asserts as tentative guidance that a corps-sized force (one Marine and 2 Army divisions) with support for 60 days would be needed.5 Given the fact that we have not analyzed the requirements for such contingencies, I do not believe you should go beyond the general guidance of PD–18. Several difficult questions are apparent—what political circumstances might cause us to employ military forces outside of NATO, what deterrent forces would be necessary to inhibit warfighting, and what are the political ramifications of seriously thinking about such contingencies? Cy and I need to work with Harold on these problems in the coming year so as to provide us a better basis for future force planning.

While I believe you can safely endorse Harold’s programs as useful planning targets and as appropriate reflections of your defense policy, you should probably avoid blanket endorsements of the degree to which Harold has implemented these priorities: all three impact directly on the missions and required force levels of the Navy.

On theater nuclear forces Secretary Brown is directing the Air Force to plan on European GLCM deployments in the early 80s—specifically the Tomahawk, which is capable of 2500 km though this range could be shortened. He also directs the Air Force to develop a plan for a new 2000 km MRBM—which would probably be available in the late 80s. This is a crucial issue that could shape the nature of our relations with Europe for a decade. However, this guidance heavily prejudices any future decisions on NATO long-range strike capability. First, it establishes a requirement for long range capability, which you have not yet decided is needed. Second, it tilts the decision toward GLCM because (1) the new MRBM should not be available until well after GLCM, and (2) the range of the MRBM is shorter than GLCM. Nonetheless, MRBMs could have a number of military advantages compared to GLCM (speed of flight, penetration) and political advantages (fewer arms control problems, more direct response to SS–20 and therefore more difficult to propagandize against).

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For this reason, I suggest that you ask DOD for a less definitive statement of a long-range requirement and a more evenhanded treatment of the hardware options, including examination of a 1500 km MRBM6 based on the existing Pershing system that could be available in the same time frame as GLCM; and an entirely new missile with the same range as GLCM (2500 km) that would be available later. However, you need to be careful neither to endorse a requirement for more NATO long range capability while asking for more options nor to give the impression that you oppose such a requirement.

Enclosure

Memorandum From Secretary of Defense Brown to President Carter7

You and I and Charles Duncan will be meeting with the Joint Chiefs of Staff for lunch on Wednesday, May 10th. This will be followed by a meeting of the NSC (Dave Jones will be the only Chief present) to which Jim McIntyre has also been invited. The announced subject in both cases is the Consolidated Defense Guidance. I hope that the bulk of the discussion in both sessions will center on the elements of that guidance that deal with foreign policy, defense strategy, and defense programs, though inevitably the fiscal guidance portion is also likely to be touched upon.

If you care to examine some materials in advance of the meeting, I suggest that you re-read the 10-page summary of the major issues and features of the DOD Consolidated Guidance for Fiscal Year 80–84 and my accompanying memorandum to you dated 10 March.8 (Copies are attached.)

The Chiefs, I think, may be more outspoken than at previous meetings. My impression from their remarks to me is that they value the opportunity to interact with you, but have concluded from their past experience that these interactions have not produced decisions they consider favorable. They were particularly disappointed with the budget decisions in the Fiscal 79 budget—decisions that some of them saw as contrary to the points that they raised in their December 14th breakfast with you. They are rather pessimistic in general about the prognosis [Page 275] (from the U.S. point of view) concerning Soviet politico-military actions throughout the world. You can expect to hear that changes even since March in the Horn of Africa and in Afghanistan have reinforced their pessimism. They may well raise the issue of whether we are doing enough in Defense to meet your direction in PD–18 that the United States will “maintain an overall balance of military power between the U.S. and its allies on the one hand and the Soviet Union and its allies on the other at least as favorable as now exists.”

Dave Jones may note that the current program guidance corresponds roughly with the enhanced budget level of the fiscal guidance. After a 2% budget scrub, the enhanced level is about 5% above the five-year top line that you have approved at the beginning of the period, and about 9% above at the end of that period. This implies that at the approved budget levels for the out-years, substantial cuts in present program plans will be required. By mid-summer, after the Service requests have been submitted to me and reviewed, I expect to be able to present a clearer picture of just what each Service and the Department of Defense as a whole would be able to do with funding levels higher or lower than that now approved by you for the out-years.

Dave Jones may also want to speak to the strategic balance and to intra-theater airlift. Jim Holloway is likely to talk about the size of the Navy, and its role on the NATO flanks; Bernie Rogers may speak to the question of sustainability.

What the Department of Defense most needs from you at this point is your reactions to some of the issues raised in the Consolidated Defense Guidance Summary, particularly your views about which geographical areas we need to concentrate on and what assumptions are justified about how we would plan to support our interests in these areas.

Harold Brown
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Attachment

Paper Prepared in the Department of Defense9

DOD FISCAL GUIDANCE

If not the most important issue in the Consolidated Guidance (CG), the size of the Defense budget in FY 80 through FY 84 is certainly high on the list. In accord with an earlier agreement with the OMB, the basic Fiscal Guidance for DoD planning is based on the $126 billion submission to the Congress for FY 79. For the five years covered in the CG, it grows at slightly less than 3% annually in terms of real TOA.

I think it is clear that the Defense program must grow in real terms, given the obvious and continuing growth on the Soviet side. The particular growth rate allowed in the CG is tied more to the commitment we have jointly undertaken with our NATO allies than it is to any firm conviction that it will assure, in the words of PD–18, that “the United States will maintain an overall balance of military power between the United States and its allies on the one hand and the Soviet Union and its allies on the other at least as favorable as that that now exists.” That is an important goal, and one to which I firmly subscribe. Unfortunately, it is hard to measure that balance in any precise and unambiguous way. And of course we cannot be sure as to what the Soviet forces of the future will turn out to be. Thus, there is inevitably a lot of judgment involved in deciding whether the Fiscal Guidance in the CG is or is not enough for us to be able to meet that basic objective stated in PD–18.

To further complicate the issue, it is not merely a question of whether you, or I, or the Joint Chiefs of Staff feel that the Fiscal Guidance is high enough to assure maintenance of the current balance. The perceptions of that balance—and particularly of the trend in that balance—on the part of Soviets, on the part of our allies, on the part of the third world, and even on the part of the United States public, can have a major effect on what actually happens on the world scene. So we have to judge not only how we view the trend in that balance, but also how we think others will view it.

Though there is no way to make such a difficult and critically important judgment simple, I do hope to illuminate the issue somewhat better than it has been in the past. This year, instead of asking the Services to submit only programs to match the basic level of the Fiscal Guidance, I have asked them also to submit modifications of those [Page 277] programs to meet both higher and lower spending levels. The spread on either side of the basic level will start out at ±5% in FY80, rising to ±9% by FY84. This should allow us to consider two kinds of possibilities: reallocations within a given budget level; and net changes in the total budget level. For example, if one Service should propose a particularly attractive program at its augmented level, we could consider adopting part or all of it, and selecting in compensation an offsetting amount of the other Services’ programs at the decremented level.

On the other hand, we will be able to combine all the incremented programs (or portions of them) to see what larger Defense budgets would buy, or combine all the decremented programs to see what we would have to give up with smaller Defense budgets. I am sure we will be able to do that much—to describe the effects in terms of force structure. I will also do my best to describe for you what those effects imply in terms of practical capability.

Therefore, I think that then, rather than now, will be a better time for you to judge the adequacy of the Fiscal Guidance. For the moment, there are two things in this connection of which you should be aware. First, the Fiscal Guidance represents a cut of roughly 5% from the previous Five Year Defense Plan (submitted by the Ford Administration in January 1977 and revised by us in a rather pro forma manner in February of 1977). It will thus force compensating cuts in previously planned procurement, force structure, operations, R&D, or whatever. While that is hardly a palatable prospect for the Military Departments, I think it is important that the Five Year Defense Plan be kept realistic rather than fanciful.

The second point is that the current Fiscal Guidance is particularly tight in the case of the Department of the Navy. The CG notes that there is a real possibility that our current naval force structure cannot be supported for long within the fiscal limits implied by the CG. The basic problem is that the unit costs of Navy hardware as a whole—ships, aircraft, submarines—are rising faster than the Defense budget and the Navy’s share of it. Three ships we are considering for the FY80 program (a Trident submarine, a nuclear-powered cruiser, and a mid-sized conventional carrier) would alone cost almost $4 billion—not much less than our entire FY79 program (though that program is somewhat smaller than normal). In recent years the Navy has been able to buy only about half the tactical aircraft it needs to support a properly modernized force on a long-term basis; in FY79, it will not be able to buy enough aircraft even to offset its expected peacetime losses. The CG directs a 14% cut in our amphibious assult shipping force in an effort to reallocate funds to higher priority needs.

This situation faces us with something of a dilemma. On the one hand, we could decide just to do the best we can at the current level of [Page 278] funding. Though I suspect we might see some reduction in near-term naval capability as a result, the full effects would manifest themselves only a decade or more from now when deliveries of the relatively small number of ships we can fund today will prove inadequate to replace the ships that will have to be retired then, and force levels will have to drop.

On the other hand, we could fund the Navy at a higher level—perhaps $3 billion higher annually just to meet the Navy’s desired shipbuilding program—today. If that were done within the current DoD budget by transferring funds from the other Services, I have no doubt it would jeopardize our efforts to improve our capability (and particularly our early capability) in the Central Front of NATO—one of our most important objectives, and a key thrust of the CG (which I will discuss further below). If it were done not by transferring funds from the other Services, but by adding to the DoD budget, we would still be faced with the question of whether we would rather spend that $3 billion that way—to maintain the Navy’s capabilities a decade or more from now—or whether those funds should not also be applied to our immediate, pressing needs for the Central Front or to ground and air forces for contingencies elsewhere.

That, of course, is a classic problem of balancing near-term against long-term goals. Though I can describe the alternatives for you, the judgment has to be subjective, and you should be aware of the problem.

I would like to turn next from the general subject of the level of the Defense budget to some other fundamental issues, starting in the strategic nuclear field with the perennial question of how much is enough. By any reasonable calculation, we are able today, and will be able tomorrow, to absorb a Soviet nuclear strike and still inflict damage in retaliation that we would consider catastrophic and intolerable for the Soviet Union. That should be enough to accomplish our ends if we have bought sufficient insurance to offset Soviet ASW, air defense, civil defense, attacks on our command and control, etc., and if the Soviet leadership viewed the world precisely as we do. But the evidence, such as it is, is that they do not. We therefore simply cannot be sure that damage predictions that we may view as awesome would, in fact, deter the Soviet leadership from nuclear attacks.

I noted above the importance of how the Soviets, our allies, the third world, and even we perceive the overall balance of military power. That applies as well—indeed particularly—to the strategic balance. Should that balance be perceived as significantly in favor of the Soviets, it is conceivable that they would be emboldened to attempt political coercion, not only of us, but of our allies, whose will to resist could well be undermined should they perceive our strategic forces to be markedly inferior to those of the Soviets.

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Thus, the CG notes that the ability to inflict “unacceptable” damage in retaliation against the Soviet Union is a necessary but not sufficient criterion. It directs, therefore, that we maintain essential equivalence10 (as does PD–18). This policy has a fundamental effect on the design of our strategic forces. It is quite different from the so-called mutual assured destruction policy we had in the ’60s, and certainly very different from a minimum deterrence policy, as indeed it should be.

The need to maintain essential equivalence leads directly into three related issues discussed in the CG: the Cruise Missile Carrier (CMC); the SLBM force; and the ICBM force. The CG directs the Air Force to program the development of a CMC based on transport aircraft, either military or commercial. We are looking at an option to deploy 100 CMCs with about 6,000 cruise missiles by FY 87, though we could deploy them more rapidly [less than 1 line not declassified]. Thus, the CMC gives us one option to match a very considerable increase in future Soviet forces.

The SLBM force faces a more difficult problem. The Trident building program has run into serious delays. Its costs have risen to the point where the Trident program we really need is increasingly difficult to accommodate within the Navy’s shipbuilding budget without displacing other important ships (though I view no other ship as equal in importance to a Trident), and our existing Poseidon submarines are growing old. If we are limited, either by the budget or by yard capacity, to one Trident per year, and if we also find we must retire Poseidon boats at age 25, the CG shows that the number of SLBM launch tubes will begin to fall after FY87, and be smaller by FY90 than the number we have now. (The destructive capability of the force, however, though suffering a temporary dip in the early ’90s, would continue to grow.)

These problems with the SLBM force are troubling. Because of the tightness of the Navy budget, I have told Secretary Claytor that he can consider dropping the current Trident building rate from the current 1½ per year to one per year if he feels that the budget level leaves him no other choice, but that in that case he must also address the problem of maintaining SLBM launcher levels in the early ’90s. That means, of course, finding a way to assure that the Poseidon SSBNs can be operated beyond their planned retirement dates.

The ICBM force issue turns on the growing vulnerability of the Minuteman force to the increasing number and accuracy of Soviet warheads. By FY84, we would expect [less than 1 line not declassified] attrition in the silos if we decided to ride out an attack. Within the next six months or a year, we will have to decide what to do, and we are studying the issues and running tests in the field to help us with that decision. Land-mobile basing of one sort or another with either Minuteman [Page 280] or MX missiles is one possibility (MX thus far appearing to be the better choice). The questions of which basing mode looks best, and of cost, of vulnerability, of land availability, of ecology, etc., need more study. But one thing is clear: with a land-mobile system, it will take at least [less than 1 line not declassified] to restore the ICBM retaliatory capability, [less than 1 line not declassified] that we have today. If we feel we must restore the balance more rapidly so as not to be perceived to be in an inferior position, we could deploy MX in silos, possibly as early as 1984. If we had to depend significantly on these missiles in retaliation, we would probably be driven to a launch-under-attack policy.

Another issue in the strategic nuclear area involves defense of the continent against Soviet bombers. Our policy in recent years has been not to invest heavily in continental air defense on grounds that it makes little sense in an era when we are defenseless against ICBMs and SLBMs.11 However, we have maintained a modest force dedicated to air defense, and we would plan to supplement it in a crisis with fighter aircraft that could be made available from the General Purpose Forces in the CONUS. That policy has been likened to a “Coast Guard of the air”—the intention being to prevent overflight provocations and “free rides”, without really aspiring to substantially reduce US casualties in an all-out attack.

While the General Purpose Force aircraft that might be available are quite modern (F–14, F–15, and—soon—F–16s), the dedicated aircraft are quite old (F–101s, F–106s, and some F–4s). However, the advent of the Soviet Backfire has changed the character of the possible threat. In response, the CG now directs that the equivalent of a wing (nominally 72 aircraft) of F–15s from the Tactical Air Command be made available for a crisis. There are SALT ratification implications to this issue.

One final strategic issue has to do with civil defense. As you know, the Soviets have shown great interest and considerable activity in this field. While I do not believe that that effort significantly enhances the prospects for Soviet society as a whole following any full-scale nuclear exchange, it has obviously had an effect on international perceptions, particularly in contrast to our small and static civil defense program. For that reason alone, I believe at least modest efforts on our part could have a high payoff.12

But beyond perceptions, our studies this past summer have shown that a relatively modest program, centering on evacuation and some fallout protection, could increase US survivors from roughly a fifth of the population to at least half, given a week’s warning of impending [Page 281] attack (trying to protect against a bolt-out-of-the-blue attack would be immensely expensive). Whether such evacuations are really practical we cannot tell, but since they may occur spontaneously in a deep crisis, I believe some planning along those lines would be a wise precaution in any event. Accordingly, the CG directs the start of such a modest program in FY80. Its extra cost—beyond the roughly $100 million we now spend annually—would start at about $50 million, rising to about $200 million a year by FY84.

These strategic issues, and more, are covered in the first of the two attached excerpts (Section B) from the CG. The second excerpt (Section C) covers the next general issue I would like to discuss—our military participation in the NATO alliance. My memorandum of December 10th to you (“NATO Initiatives and Improvements”) covers a good deal of the background, and I will not repeat that here. But the CG contains some important decisions of which you should be aware.

NATO

Planning for NATO in the last administration was based primarily on a scenario in which a) the Warsaw Pact would mobilize for 30 days prior to an attack on NATO, and b) NATO would detect and react to the Pact mobilization a week after it started, and thus have 23 days to mobilize before war breaks out in Europe. Though we might quarrel with some of the details of such a scenario, we do not question its underlying plausibility. What we do question, however, is the concept of basing so much of our planning on that single scenario, since it is but one of many equally plausible scenarios. Therefore, we now plan instead on being able to meet a Warsaw Pact attack under a variety of scenarios under the following assumptions.

We believe (and thus assume) that we would be able to detect any full-scale Warsaw Pact mobilization in one day after it starts. We next assume that, within one day thereafter, the NATO nations would begin to act on that intelligence in at least limited ways, such as increasing readiness, deploying some forces forward, etc., but not necessarily mobilizing. Obviously, mobilizing at that point would be very much to NATO’s advantage, but we recognize that coming to such a momentous decision might take time. (In Europe, mobilization traditionally bears even more ominous connotations than it does in this country.) Indeed, we do not want to plan forces that cannot tolerate any delay in the mobilization decision. Our assumption, therefore, is that that decision might take as long as four days (i.e., on the 5th day of the Pact mobilization) unless, of course, the Pact attacks sooner than the 5th day.

Though we make some provisions for earlier (and thus smaller) attacks, the earliest attack we program against is one of 40 divisions on the Central Front 4 days after Pact mobilization starts. We also specify [Page 282] larger possible attacks starting after longer periods of mobilization, based on our analysis of Warsaw Pact force readiness and logistic constraints behind the inter-German border. Our objective now is to be able to cope not just with an attack occurring after one particular mobilization time (and thus of one particular size on D-Day), but rather with an attack varying appropriately in size and occurring after any mobilization time from the 4-day minimum onward.13

This change has had major ramifications in our planning. With 23 days to prepare before the fighting breaks out, we could do a lot with mobility forces (particularly with airlift) to move divisions to Europe and reinforce NATO for the coming attack. But when the problem gets down to much less than a week’s warning, there is really only one practical solution: we must preposition equipment in Europe. We have the passenger airlift to move the troops quickly (especially by commandeering our vast commercial fleets under the CRAF program), but there is no practical way to move their heavy equipment in that short a time. (This does not mean that cargo airlift has no further utility. It is still just as important for deployments in non-NATO contingencies, for inter-theater lift, possibly even for intra-theater lift, and it is still needed for a NATO war, though we cannot count on it for our early requirements.)

The CG thus lays plans for prepositioning equipment for all the active combat divisions planned for deployment to Europe except for two very light divisions (the 82nd airborne and the 101st Air Assault) and the 2nd Division after its withdrawal from Korea.14 This is an ambitious program, and thus it is still in the tentative stage. We need further analysis of where in Europe we are going to store all that equipment; we need to make sure it’s not vulnerable;15 we need to make sure our tentative plan to get all this done by FY84 is practical. Thus, what we have so far is the outline of a plan that is subject to change. But I hasten to add that this is a serious plan, and one of the key elements in improving our contribution to the alliance. Consequently in the Fiscal Guidance to the Services, I have diverted funds from the Navy and the Air Force to the Army to pay for this prepositioning.16 If later analysis indicates that the scope or timing of this tentative plan is too ambitious, I will return an appropriate amount of funding to the Navy and Air [Page 283] Force. But for the moment, the assumption in the CG is that we will carry out this important and ambitious program.

Similar reallocations in the Fiscal Guidance have been made for two other programs to improve our NATO capability. The first is to add 9 new heavy battalions17 over the period FY80–FY82 to increase the capability of our active heavy divisions. Armored and mechanized strength is particularly important in Europe, and this is a way of adding to our real combat power without having to add the overhead involved in creating new divisions.

The other change in the Fiscal Guidance is to fund the conversion of the 9th Division from infantry to mechanized. This is still a tentative program, and we have delayed the start until FY81 to give us time to finish a study before we commit ourselves to the conversion. The issue is the proper balance between heavy and light divisions, and a major factor in that balance is what sorts of forces we need for non-NATO contingencies—the subject of the study. At present, the active force (including the Marines) consists of 8 light and 11 heavy divisions. The light divisions are preferred for jungle or mountainous terrain, and for fighting in cities. They are also more easily transported, but are somewhat less mobile on their own. Arguments for conversion of the 9th to a heavy division are that a larger number of heavy divisions would help us not only in NATO, but probably also in the Middle East or the Persian Gulf area, which are likely areas for heavy armored warfare, and in Korea where, even if the terrain is mostly mountainous, the ROK forces are likely to need armored or mechanized reinforcement more than infantry. However, I will reserve judgment on mechanizing the 9th Division. If we should decide against it, I will, of course, return the funds now set aside for it to the Navy and Air Force.

A major thrust in our NATO planning is our emphasis on early combat capability. As the CG says, “Our near-term objective is to assure that NATO could not be overwhelmed in the first few weeks of a blitzkrieg war, and we will invest and spend our resources preferentially to that end. When that assurance is reasonably in hand, we will turn our attention to whatever additional capability NATO might need to be able to fight for at least as long as the Warsaw Pact”.

That policy has important ramifications. Our emphasis on prepositioning is one such, but there are many others. We do not plan to buy ammunition to sustain our capability to fight in Europe well after our NATO allies will have run out.18 Much of our antisubmarine warfare [Page 284] capability, which involves long lead times, is planned more against the future, when we expect to turn our attention to sustaining capability, than it is against the present, when we must first make sure that NATO is not overwhelmed even before the first convoys from the United States can arrive. The utility of low-readiness reserve units in this kind of a NATO war would be dubious at best, and we will thus try to move as much funding as we can to units that can be kept ready enough to meet our critical early requirements.

There are two justifications for this emphasis. The first is simple enough: it doesn’t matter how much long-term sustaining capability we may have if we cannot hold out for the first few weeks. And we may not be able to; the current balance of forces gives no cause for complacency, so our first task is to improve it. The second reason is, I think, equally practical: our NATO allies have traditionally shown little interest in building a sustaining capability, preferring to rely on the deterrent of nuclear warfare.19 I believe they are now seriously interested in trying to improve their conventional capability, at least for the initial fighting.20 But there must be real—not just planned—progress in improving that initial capability, and more confidence on their part that the Soviets can be held, before they will show any interest in preparing for a longer war. To face them with both requirements at once would increase the risk that they would do neither. And until they are ready to improve their sustainability, there would be little use in our trying to go it alone: If it’s at all uncertain that the coalition as a whole can stop the Soviets, it’s obvious that United States forces can’t do it alone (nor should we).

I mentioned above that the balance of forces in Europe gives no cause for complacency, though the improvements we are planning will help. As things stand, it looks as if NATO will be outgunned on the ground (by one measure of firepower) by about 80% for the first 10–45 days after Pact mobilization. The offense traditionally requires a force superiority, but whether the 80% advantage is enough to tempt them to attack is unknowable. It is certainly worthy of our concern. We do hold an advantage in the air-to-ground capability of our tactical airpower, but they outnumber us in terms of aircraft that can be used in air-to-air combat.21

There is one other important issue in connection with NATO. We have concentrated heavily on the Central Front, yet NATO also faces threats on its flanks. Aside from military threats, the flank countries [Page 285] face political pressures from the East. Should they lose confidence in NATO’s ability to cover the flanks as well as the Central Front, they may find it more tempting to reach individual accommodations of one kind or another with the Soviet Union—to become “Finlandized”. Once that process of political fission starts, it is hard to predict where it might end.

We have not neglected the flanks in spite of our concentration on the Center. However, on the Southern flank, the problems between the Greeks and the Turks, and the uncertainty of the future complexion of Italian governments make it difficult to develop any firm fundamental plans. To the north, the CG recommends planning for the augmentation of Norwegian defenses with Marine forces and Air Force tactical air, as well as planning to assure that the Soviets could not overwhelm Iceland in an effort to control the Greenland-Iceland-United Kingdom gap—the site of one of our most important barriers to the entry of Soviet air and naval forces into the Atlantic.

Nonetheless, the proper balance between attention to the Central Front and attention to the flanks is also a subjective matter. Our present concentration on the former is due to a conviction that that is where we face the greatest threat, and that that is where we risk the most serious defeat.

I cite all this not to give the impression that the cause is hopeless. I believe, in fact, that it is more hopeful today than it has been at any time in the recent past because I believe NATO is beginning to take the threat seriously, and to do something about it. The problem is soluble; it will take time, and money, and—most importantly—our leadership, but I believe we are on the right track.

Just as we have a difficult judgment to make, within our planning for NATO as a whole, as to how much of our effort and attention we should concentrate on the center as opposed to the flanks, we face a similar question as to how much of our effort and attention we should concentrate on NATO as opposed to other contingencies. There are three other geographical areas of primary concern: the Far East; the Middle East; and the Persian Gulf. With some exceptions, our analyses of potential contingencies, our understanding of the effects that different kinds and amounts of military force might have, and our exploration of the military alternatives for the United States in those areas are far less well-developed than they are in the case of the Central Front of NATO. We are working to make progress here before the issuance of next year’s Consolidated Guidance.

In the Far East, the CG notes that our withdrawal from Southeast Asia, and our planned drawdown of ground forces from Korea, have led to concern on the part of nations in that area—allied with us and otherwise—as to our continued interest and commitment. The CG [Page 286] affirms that, to allay such concerns to the degree we can, there will be no further withdrawals of forces from the Western Pacific beyond those already scheduled for Korea. (I might note, in that connection, the strong effect that that policy has on our aircraft carrier force level. It means that we will have to continue to deploy two carriers in the Western Pacific. Those, combined with the two deployed carriers in the Mediterranean, translate into a total carrier force requirement of 12, given practical rotation and overhaul factors. Reducing the carrier force level to less than 12 would require us to reduce these overseas deployments in one way or another.) The CG also directs the already announced increase in Air Force fighter aircraft (from 60 to 72) in Korea, planning for joint exercises in the analysis of Korean logistic requirements, and the examination of low-cost hedges against the possibility of ground force redeployment. The Far East section of the CG also discusses the issue of a Sino-Soviet war, as well as the implications in that region should we become involved in a world-wide war with the Soviet Union.

The Section in the CG on the Middle East notes that while Arab inventories of military equipment are expected to remain considerably larger than those of Israel, the ratio is improving for the Israelis, and we would expect them to prevail in any war at least through 1983. The CG also notes that the outcome of any associated naval confrontation between the United States and the Soviet Union would depend heavily on the amount of prior reinforcement on either side. The normal two-carrier force we keep in the Mediterranean would have to be doubled for us to have confidence in its survival if opposed by the Soviets in the Eastern Mediterranean. [4 lines not declassified] The CG discusses both the Soviets’ and our capability to intervene with military force in a Mid-East war, and directs that we maintain the capability to counter Soviet intervention.

The concern we attach to the Persian Gulf area is noted in the very front of the CG with the words: “events in the Persian Gulf could soften the glue that binds the (NATO) alliance together as surely as could an imbalance of military force across the inter-German border”. The section in the CG covering the Persian Gulf outlines the military forces in the area, including the local Soviet threat, and discusses United States options, such as the possible resupply of Iran, defense of oil facilities and sea lines of communication, and even the use of US forces in the area. However, pending results of current studies, we are not at the point of being able to draw many conclusions with confidence. For the moment, the CG directs maintenance of the current Middle East Force, intermittent naval and tactical air deployments to the Indian Ocean with joint exercises, and limiting construction for Diego Garcia to that already programmed.

[Page 287]

A final important point in the CG is the direction that we plan for “1½” simultaneous contingencies; the one refers to NATO, the half to a lesser contingency outside of NATO, such as in one of the three areas discussed immediately above. The word “simultaneous” means that we will program enough forces so that we would not be forced to abandon a non-NATO contingency, and pull out our forces, should a NATO-Warsaw Pact war break out. This policy is also in line with PD–18, and its effect is that we earmark and design a portion of our forces especially for such contingencies. For planning purposes, the CG identifies those forces as a Marine Division/Wing team, two Army divisions (one light and one mechanized) with appropriate support including a heavy brigade, three Air Force tactical wings, and three Navy carriers and accompanying support. (Though earmarked for non-NATO contingencies, these forces could be used in Europe as well.)

Further details on all these and other matters, of course, will be found in the Consolidated Guidance.

  1. Source: Carter Library, National Security Affairs, Brzezinski Material, Brzezinski Office File, Subject Chron File, Box 101, Meetings: President/V-B-B & Turner Breakfasts, Luncheons & Meeting Topics: 1978. Secret. The date is handwritten. Carter initialed the first page of the memorandum and wrote at the bottom of it: “Perceptions NATO PRC—ANZUS—ASEAN—Japan—Korea MidEast/Persian Gulf Eastern Europe Turkey/Greece.”
  2. Carter drew an arrow in the right margin pointing to this paragraph.
  3. Carter underlined “NATO,” “NATO central front,” and “early combat” in this sentence.
  4. See Document 31.
  5. Carter underlined “Korea” and “Middle East” in this sentence, and wrote “PRC” below.
  6. Carter underlined the phrase “examination of a 1500 km MRBM.”
  7. Secret.
  8. Attached but not printed is Brown’s March 10 memorandum to Carter, which is printed as Document 54.
  9. Secret.
  10. Carter underlined the phrase “maintain essential equivalence.”
  11. Carter underlined “continental air defense” in this sentence, and drew an arrow in the right margin pointing to it.
  12. Carter drew an arrow in the right margin pointing to this sentence.
  13. Carter underlined “attack” and “after any mobilization time from the 4-day minimum onward” in this sentence, and drew an arrow in the left margin pointing to it.
  14. Carter underlined “prepositioning,” “all,” “except,” and “two very light divisions” in this sentence, and drew an arrow in the left margin pointing to it.
  15. Carter underlined “vulnerable” and drew an arrow in the left margin pointing to it.
  16. Carter underlined “diverted funds from the Navy” and “for this prepositioning” in this sentence.
  17. Carter underlined “add 9 new heavy battalions,” and drew an arrow in the left margin pointing to it.
  18. Carter underlined “We do not plan,” “ammunition to sustain our capability,” and “after our NATO allies will have run out” in this sentence, and drew an arrow in the left margin pointing to it.
  19. Carter underlined “NATO allies” in this sentence.
  20. Carter underlined “now,” “interested,” “improve,” and “conventional capability” in this sentence.
  21. Carter underlined “We,” “hold,” “advantage,” “air-to-ground,” “they outnumber us,” and “air-to-air combat” in this sentence.