200. Memorandum From Secretary of Defense Brown to the President’s Assistant for National Security Affairs (Brzezinski)1

SUBJECT

  • Strategic Balance Charts

The President has asked for clearer charts on the strategic balance and additional charts that portrayed the balance with and without SALT and with and without MX. DoD has cooperated with the DCI in responding to this request. As part of this effort, my staff developed the attached strategic force comparisons that give a clear picture of the strategic balance, the importance of SALT, and the contribution of MX.

In particular, we include the results of various U.S. program responses to the Soviet increases that the Intelligence community projects beyond their SALT-limited forces in the No-SALT case. These projected U.S. program increases are derived from DoD judgments on force-planning, and not from approved levels nor from Intelligence estimates. Thus, they are not suitable for an NIE. But they are critical to an understanding of the issues.

I believe the President will find these comparisons informative and useful in any dealings with Congress.

Harold Brown

Attachment

Paper Prepared in the Department of Defense2

STRATEGIC FORCE COMPARISONS

Summary

The charts that follow compare U.S. and Soviet central strategic forces with and without a SALT II agreement. In both cases, the contribution of MX to the strategic balance is highlighted. We have used [Page 853] the “moderate” estimates of Soviet forces contained in the most recent National Intelligence Estimate (NIE).3 The moderate Soviet force with a new 10–RV ICBM is compared with currently programmed U.S. forces for SALT-limited cases. For the No-SALT cases, projected Soviet forces are compared with two U.S. force alternatives: (1) a minimum U.S. reaction that expands MX and retains all older systems; and (2) a larger U.S. force buildup that includes extensive bomber force modernization.

With SALT

Our current plans would retain the U.S. lead in warhead numbers and arrest the negative trends in other static indicators such as equivalent megatons and hard target kill.
When compared with the static indicators, the U.S. position would be somewhat more favorable in the balance of forces that survive an initial counterforce exchange, particularly if forces are on generated alert when the strategic conflict begins.
The capability of surviving U.S. forces to retaliate against economic and non-silo military targets in the Soviet Union would increase steadily after 1981, due primarily to programmed improvements in the submarine and bomber forces.

Without SALT

The Soviets are projected to increase their strategic forces substantially if SALT II limits are not observed. In the absence of a U.S. response, the pre-exchange balance indicators would continue their current adverse trend. The post-exchange balance would also shift to the Soviets’ advantage. However, our capability to devastate Soviet economic and non-silo military targets would degrade only modestly from the SALT case.
The U.S. could add to its planned strategic forces to deny the Soviets a clear advantage in the strategic balance. However, such programs would require substantial new funding for increased strategic forces and production of nuclear materials, just as would the Soviet increases beyond SALT levels.

MX

Deployment of MX in multiple protective shelters (MPS) would reverse currently unfavorable trends in the strategic balance, with or without a SALT II agreement. In the No-SALT case, however, this reversal would require a larger and more costly MX program.
MX would present the Soviets with a difficult choice between allocating a large number of ICBM warheads against MX shelters or employing them against other valuable targets. MX would also provide a hedge against potential Soviet advances in threats to the submarine and bomber legs of the U.S. strategic triad.

Introduction

The assessments made on the following charts are defined as follows:

Strategic Balance. For each case, two charts assess the balance between U.S. and Soviet strategic forces at two different stages of hypothetical nuclear conflict taking place between 1979 and 1989:

1.
The pre-exchange graph shows the ratio of on-line U.S. and Soviet forces before the attack in terms of warheads; equivalent megatons (EMT), which measures the capability to destroy area targets; and hard target kill (HTK), which measures the capability to destroy hard point targets.
2.
The post-exchange graph shows the ratio of warheads and EMT that can be withheld for use after a Soviet-initiated counterforce exchange in which the strategic forces on both sides and the facilities associated with the operational control and employment of these forces are attacked. (The remaining HTK is not shown because most of the hard targets are attacked in the counterforce exchange.) [6 lines not declassified]

This assessment does not necessarily reflect the way in which the Soviets would use their forces in a nuclear war. We do not adequately understand Soviet strategy, tactics, and objectives in an actual conflict. These may differ from our own. Neither does this assessment reflect the precise manner in which our own forces are targeted today. Moreover, it does not test the endurance of our forces or our ability to command and control them during a nuclear war.

U.S. Retaliatory Potential. For each case, the third chart measures the potential of U.S. forces that remain after the counterforce exchange to attack a comprehensive set of economic and military targets in the Soviet Union. (Missile silos and other military targets explicitly attacked in the previous counterforce exchange are not included.) [2 lines not declassified]

DAY-TO-DAY ALERT FORCES UNDER SALT II

[chart not declassified]

Description: These charts assess the strategic balance and the retaliatory potential of planned U.S. forces under SALT II. (The NIE estimate for a Soviet force with a new 10–RV ICBM is used, since it provides [Page 855] more capability against MX in shelters. A new 1–RV ICBM is projected as a slightly more likely development.)

Observations:

The U.S. would retain a lead in pre-exchange (on-line) warheads although this lead would become marginal in the mid and late 80s. The Soviets would continue to lead in the EMT and HTK measures.
The post-exchange balance is shown with U.S. forces on day-to-day alert and Soviet forces with some SLBMs and bombers covertly generated. The negative trends would be reversed in the mid and late 80s because of programmed U.S. forces. The U.S. advantage in warheads would be greater than in the pre-exchange case. (The balance would appear more favorable to the U.S. if the Soviets were to develop a 1–RV ICBM and forego the 10–RV missile.)
The retaliatory potential of U.S. forces remaining after the counterforce exchange would increase because of planned modernization of U.S. bomber and submarine forces.

GENERATED ALERT FORCES UNDER SALT II

[chart not declassified]

Description: These charts show the post-exchange balance and U.S. retaliatory potential if the war evolves from a crisis that gives the U.S. and Soviets time to generate their forces and achieve a higher degree of survivability.

Observations:

The U.S. would enjoy an unambiguous post-exchange advantage in warheads and even pull ahead in residual EMT after 1983. The advantages are due to the large percentage of U.S. capability residing in bomber and SLBM forces, which achieve much higher alert rates when forces are generated.
U.S. retaliatory potential would also be much higher than in day-to-day alert because of the additional bomber and SLBM forces available on generated alert.

DAY-TO-DAY ALERT FORCES WITHOUT SALT II

Reactive MX Program

[chart not declassified]

Description: [4 lines not declassified]

Observations:

[2 lines not declassified]
[2 lines not declassified]

[Page 856]

GENERATED ALERT FORCES WITHOUT SALT II

Reactive MX Program

[chart not declassified]

Description: [2 lines not declassified]

Observations:

• [3 lines not declassified]

DAY-TO-DAY ALERT FORCES WITHOUT SALT II

Reactive MX Program Plus Bomber Force Expansion

[chart not declassified]

Description: [7 lines not declassified]

Observations:

• [3 lines not declassified]

POST-EXCHANGE DAY-TO-DAY ALERT FORCES WITH AND WITHOUT MX

[chart not declassified]

Description: These charts illustrate some of the contributions of the MX program with or without SALT. (In 1989, the MX system is assumed to consist of 200 missiles and 4600 shelters with SALT; [less than 1 line not declassified]

Observations:

[1 paragraph (8 lines) not declassified]

  1. Source: Carter Library, National Security Affairs, Brzezinski Material, Agency File, Box 7, Defense Department: 5–7/80. Secret.
  2. Secret.
  3. See the attachment to Document 184.