216. Memorandum From the Joint Chiefs of Staff to Secretary of Defense McNamara1

JCSM–538–66

SUBJECT

  • A program for the Pacification and Long-Term Development of South Vietnam (U)
1.
(U) In March 1966, the Army staff promulgated a study entitled, “A Program for the Pacification and Long-Term Development of South Vietnam” (short title: PROVN). You will recall that, on 13 June 1966, members of the Army staff briefed you on PROVN. A copy of the study is attached.2
2.
(C) At the request of the Joint Chiefs of Staff, the Army referred PROVN to them for their consideration as to its utility in the conduct of our effort in Vietnam and as to what disposition should be made of the study.
3.
(S) As might be expected, a study of this depth and scope has its controversial aspects. PROVN was forwarded to the Services, CINCPAC, and COMUSMACV for comment and each of them took exception to certain of the proposals therein. The Joint Chiefs do not endorse PROVN in its entirety, particularly in regard to those proposals which would in effect: downgrade the role of the Government of Vietnam in the conduct of the war effort; involve the United States too directly in influencing the South Vietnamese governmental structures at all levels, including the local level; and result in a major revision of current channels of command from Washington to Saigon. Nevertheless, the Joint Chiefs consider that PROVN, when viewed as a whole:
a.
Presents a conceptual approach to matters of major concern in the US effort in Vietnam.
b.
Provides a comprehensive digest of critical factors influencing the internal situation in South Vietnam.
c.
Provides background material for use in developing future concepts, policies, and actions to improve the US effort in Vietnam.
4.
(C) While neither unanimity nor consensus has been reached on PROVN, it is believed that no good purpose would be served by presenting an expurgated version. Moreover, any effort to accommodate all interests [Page 592] by deleting passages would emasculate PROVN and detract from its effectiveness.
5.
(S) In view of the above, the Joint Chiefs of Staff:
a.
Have requested that the Chief of Staff, US Army, distribute PROVN on a need-to-know basis to interested Department of Defense agencies.
b.
Recommend that you authorize the Chief of Staff, US Army, to distribute PROVN on a need-to-know basis to appropriate US agencies/activities outside the Department of Defense to include those listed below. Such distribution would be accomplished with a proviso to the effect that PROVN does not necessarily reflect the views of the Joint Chiefs of Staff.
(1)
National Security Council.
(2)
Senior Interdepartmental Group.
(3)
Vietnam Interagency Committee.
(4)
Interdepartmental Regional Group, Far East.
(5)
Special Assistant to the President for Nonmilitary Programs Relating to Vietnam.3
(6)
Appropriate offices both in the Department of State and the Agency for International Development.
(7)
Central Intelligence Agency.
(8)
US Information Agency.
(9)
US Embassy, Saigon.
For the Joint Chiefs of Staff:
Earle G. Wheeler
Chairman
Joint Chiefs of Staff

Attachment

PROVN SUMMARY STATEMENT

The situation in South Vietnam (SVN) has seriously deteriorated. 1966 may well be the last chance to ensure eventual success. “Victory” [Page 593] can only be achieved through bringing the individual Vietnamese, typically a rural peasant, to support willingly the Government of South Vietnam (GVN). The critical actions are those that occur at the village, district and provincial levels. This is where the war must be fought; this is where that war and the object which lies beyond it must be won. The following are the most important specific actions required now:

Concentrate US operations on the provincial level to include the delegation of command authority over US operations to the senior US Representative at the provincial level.

Reaffirm Rural Construction as the foremost US–GVN combined effort to solidify and extend GVN influence.

Authorize more direct US involvement in GVN affairs at those administrative levels adequate to ensure the accomplishment of critical programs.

Delegate to the US Ambassador unequivocal authority as the sole manager of all US activities, resources and personnel in-country.

Direct the Ambassador to develop a single, integrated plan for achieved US objectives in SVN.

Reaffirm to the world at large the precise terms of the ultimate US objective as stated in NSAM 288:4 A free and independent, non-communist South Vietnam.

The task of the enemy is much easier. He is opposing a “government” that cannot validly claim the active loyalty of a majority—even a significant minority—of the people. The US and the GVN, on the other hand, are dealing essentially from a point of weakness. Building upon the foundations of an ineffectual government, we must develop and “deliver” a positive program that assists the GVN to create an attractive environment so that a firm commitment of the individual to his nation will take root and grow. The VC do not have to deliver until they win. We have to deliver in order to win. The strategic implications of failure necessitate total resolve and effort.

The Strategic Importance of South Vietnam

The future role and accompanying strategy of the US in Asia, especially regarding the security of Southeast Asia, critically depends on the outcome of the current conflict in SVN. US foreign policy, through the short range, will have as its central focus the containment of world communism. Communist China today poses the most immediate danger. Targeting on the less-developed nations, the Communist Chinese have adopted the aggressive doctrine of “wars of national liberation” as a vehicle for communist encirclement of the US and Western Europe. Reiterated [Page 594] by Marshal Lin Piao on 2 September 1965, this doctrine is currently being tested in SVN.

US strategy in mainland Southeast Asia includes supporting the provisions of the 1962 Geneva agreements in Laos, continuing to strengthen Thailand economically and militarily and restoring peace and security in SVN. In general, US policy calls for the continued development of the individual countries of all Southeast Asia and their increasing regional integration—economically, socially and politically— through the agency of such programs as the Mekong River Development Scheme and the recently established Asian Development Bank.

The outcome of US involvement in SVN will determine the future strategy which we as a nation can or will be willing to adopt in Asia.

Major Problem Areas

Five major obstacles stand out above all others as hindering the achievement of the ultimate US objective in SVN:

A Well Led and Adequately Supported Communist Political Military Machine: Long experience, the defeat of the French under the nationalist mantle, a formula attuned to peasant aspirations and sanctuaries continuous to the entire western flank of SVN have provided the Communists a significant advantage.

An Inefficient and Largely Ineffective Government, Neither Representative of Nor Responsive to the People: Instability, ineffectual leadership, corruption, over centralization and disdain for the peasantry have compounded the limitations of skills, experience and equipment.

The Marginally Effective US Method of Operation: Rapid expansion, lack of understanding of the nature of the conflict, inappropriate response and interagency competition have undermined US efforts to overcome the other four problem areas which fundamentally determine the nature of the conflict in SVN.

The Escalating Requirement for Material Resources to Prosecute the War and Meet Consumer Demands: Having an underdeveloped agricultural economy, SVN does not possess the indigenous resources, the communications infrastructure or the skills necessary to sustain the rapidly escalating conflict.

The Vietnamese Peasant Outlook: Fatalism and war-weariness have sapped peasant motivation; governmental corruption and inefficiency have caused disillusionment; and deeply ingrained traditional values have retarded social change.

US Short-Range Objectives

US short-range objectives must be designed and established to provide a base for gaining the initiative in the current struggle and to ensure [Page 595] significant progress toward overcoming the crucial obstacles. The five major short-range objectives should be:

The defect of PAVN and Main Force VC units and the reduction of VC guerrillas and political infrastructure among the population.

The development of GVN leadership and institutional practices capable of furthering nation building.

The establishment of an integrated US civil-military organization and method of operation capable of ensuring execution of US–GVN plans and programs in SVN.

The provision of a war-supporting economic infrastructure and initial foundations for economic growth.

The development of an allegiance to the GVN among the South Vietnamese people.

The Concept of National Operations

The situation in SVN is both challenging and unorthodox; it calls for the application of new and imaginative emphases and techniques. The US must devise an effective counter to “wars of national liberation.” The proposed US concept of operations is a broad-front offensive which directs major efforts along three mutually supporting axes—eliminating armed Communists; ensuring the effective performance of the GVN; and conducting an effective combined US–GVN Rural Construction Program. To launch and sustain the momentum of this offensive, four initiatives must be taken now:

(1)
The deployment of US and Free World Military Assistance Forces (FWMAF) to destroy PAVN and Main Force VC units and base areas and to reduce external support below the sustaining level. Rural Construction can progress significantly only in conjunction with the effective neutralization of major enemy forces. The bulk of US–FWMAF and designated ARVN units must be directed against base areas and against lines of communication in SVN, Laos and Cambodia as required; the remainder of these forces must ensure adequate momentum to priority Rural Construction areas.
(2)
The establishment of Rural Construction as the essential vehicle for extending security to, developing the requisite leadership of and providing the necessary social reform for the Vietnamese people. The war has to be won from the ground up; the people of the countryside are the target. RVNAF must be the main Allied military element supporting Rural Construction, with the US providing material and technical assistance and stimulating social reform as required. Requisite authority and resources must be provided to the province chief.
(3)
The exercise of more direct US involvement to ensure the attainment of US–GVN objectives. Discriminate US involvement in GVN affairs—ranging from skillful diplomatic pressures, through the application of politico-economic [Page 596] leverage, to US unilateral execution of critical programs—is essential. The GVN has been either unwilling or unable to accomplish successfully many requisite tasks. The eventual creation of a cohesive society in SVN requires, however, that GVN achieve effectiveness and be directly credited with success. The US must exercise its influence to evoke GVN performance.
(4)
The delegation of command authority from Washington to the district level in SVN and the concentration of delegated authority at each intermediate US organizational level in SVN. The requisite flexibility and responsiveness of day-to-day operations can only be achieved if those closest to the situation are delegated adequate authority and means to influence counterpart action. An Executive Agent in Washington should coordinate support activities in the US; the US Ambassador in SVN, raised to the new post of Single Manager, should exercise unequivocal authority over all in-country US activities, personnel and resources; and a single, senior US representative (SUSREP) should be appointed at each lower echelon to function as the counterpart of his parallel GVN senior official. Maximum authority must be delegated to province. The Single Manager must be authorized an adequate super-agency planning staff and a deputy for Rural Construction and Development (RC&D) who exercises operational control over USOM, JUSPAO, CAS and the Joint US Military Assistance Advisory Group (JUSMAAG) as well as MAP functions (a reduced MACV). US military units in SVN must be under the command of a newly established CINC US Forces Vietnam, coequal with the Director of RC&D.

Priorities. US–GVN priorities for action must be established on the interrelated bases of population and natural resource concentrations, the location and nature of the enemy, available Allied resources, current successes and military logistical requirements. The complex interrelation of considerations for establishing priorities and the varying mixtures of limited military, economic and political resources that may be marshaled to achieve any one objective make the determination of priorities extremely difficult. For these same reasons, establishing clear priorities is all the more important. After securing requisite logistical bases, the first priority must be the Delta (current emphasis on An Giang, Vinh Long, Dinh Tuong, Go Cong, and the Hop Tac area surrounding Saigon). The second priority area comprises the Coastal Lowlands; the third is the Central Highlands.

Mid-Range Objectives and Subobjectives

Successful achievement of the short-range objectives should allow gradual transition toward mid-range development objectives. These objectives, together with representative subobjectives, are as follows:

[Page 597]

The established capacity to defeat subversion and maintain stability. Subobjectives would include: elimination of VC infrastructure, use of Allied forces to support completion of the Rural Construction Program and transfer of Regional Force-Popular Force responsibilities to the National Police as the RCP progresses.

A government representative of, and responsive to, its people. Subobjectives would include: an efficient governmental and administrative system, increased authority and prestige of province chiefs and the development of responsible and forward-looking political parties.

A US organizational presence adequate for assured national security and development. Subobjectives would include: termination of the Executive Agent, return to the country team organizational concept (as the RCP nears completion) and the reduction of the US presence commensurate with increased GVN capability.

The amelioration of divisive social factors. Subobjectives would include: maximization of minority group integration into the social fabric, expansion of social reforms and the reintegration of the former VC into the society.

A viable economic infrastructure oriented toward expansion. Subobjectives would include: initiation of major land reform, acceleration of Mekong regional development and the development of light industry.

Long-Range Objectives: The Ultimate South Vietnam

Achievement of US–GVN mid-range objectives will lay the foundation for the long-term development of SVN as a free, independent, non-communist nation. Development should proceed toward a society that enjoys inner social cohesion; a viable government; a diversified, maturing economy; and an adequate security posture. In less than 50 years, SVN should have effectively integrated its significant minority groups into the fabric of its society. The government should be basically democratic with firmly established political institutions capable of withstanding crises and allowing for the legal and peaceful transfer of political power. Economically, SVN should have passed the take-off point to self-sustaining growth. A somewhat smaller, well-equipped and well-trained military establishment, backed by regional and international security guarantees, should be able to ensure national security. Throughout the long-range period, the US presence should be minimal.

[Here follows a section on “Measuring Progress.”]

  1. Source: Washington National Records Center, RG 330, OASD/ISA Files: FRC 70 A 6649, 381 Vietnam. Secret.
  2. Attached, but only the “PROVN Summary Statement” is printed below. The 900-page report was produced by an Army study group formed in August 1965 at the direction of the Army Chief of Staff.
  3. In a September 1 letter to McNamara, Komer stated: “While Iʼm still only a 5-month expert, Iʼve spent this time 100% on Vietnam… . Most of my ideas have been borrowed liberally from the people and studies which impressed me—especially the PROVN Study, the draft Jacobson Task Force report, and Brute Krulak (not Wally Greene).” (Johnson Library, National Security File, Komer Files, McNamara/Vance/McNaughton)
  4. For text, see Foreign Relations, 1964–1968, vol. I, pp. 172173.