Preface

The Foreign Relations of the United States series presents the official documentary historical record of major foreign policy decisions and significant diplomatic activity of the United States Government. The series documents the facts and events that contributed to the formulation of policies and includes evidence of supporting and alternative views to the policy positions ultimately adopted.

The Historian of the Department of State is charged with the responsibility for the preparation of the Foreign Relations series. The staff of the Office of the Historian, Bureau of Public Affairs, plans, researches, compiles, and edits the volumes in the series. This documentary editing proceeds in full accord with the generally accepted standards of historical scholarship. Official regulations codifying specific standards for the selection and editing of documents for the series were first promulgated by Secretary of State Frank B. Kellogg on March 26, 1925. These regulations, with minor modifications, guided the series through 1991.

A new statutory charter for the preparation of the series was established by Public Law 102-138, the Foreign Relations Authorization Act, Fiscal Years 1992 and 1993, which was signed by President George Bush on October 28, 1991. Section 198 of P.L. 102-138 added a new Title IV to the Department of State’s Basic Authorities Act of 1956 (22 USC 4351, et seq.).

The statute requires that the Foreign Relations series be a thorough, accurate, and reliable record of major United States foreign policy decisions and significant United States diplomatic activity. The volumes of the series should include all records needed to provide comprehensive documentation of major foreign policy decisions and actions of the United States Government, including facts that contributed to the formulation of policies and records that provided supporting and alternative views to the policy positions ultimately adopted.

The statute confirms the editing principles established by Secretary Kellogg: the Foreign Relations series is guided by the principles of historical objectivity and accuracy; records should not be altered or deletions made without indicating in the published text that a deletion has been made; the published record should omit no facts that were of major importance in reaching a decision; and nothing should be omitted for the purposes of concealing a defect in policy. The statute also requires that the Foreign Relations series be published not more than 30 years after the events recorded.

The editor of this volume, which was compiled in 1992, is convinced that it meets all regulatory, statutory, and scholarly standards of selection [Page IV]and editing. Although this volume records policies and events of more than 30 years ago, the statute of October 28, 1991, allows the Department until 1996 to reach the 30-year line in the publication of the series.

Structure and Scope of the Foreign Relations Series

This volume is part of a subseries of volumes of the Foreign Relations series that documents the most important issues in the foreign policy of the 3 years (1961-1963) of the administration of John F. Kennedy. The subseries presents in 25 print volumes and 5 microfiche supplements a documentary record of major foreign policy decisions and actions of President Kennedy’s administration. The record of U.S. foreign policy with respect to South Asia from January 1961 through December 1963 comprises one print volume.

Sources for the Foreign Relations Series

The Foreign Relations statute requires that the published record in the Foreign Relations series include all records needed to provide comprehensive documentation on major foreign policy decisions and actions of the U.S. Government. It further requires that government agencies, departments, and other entities of the U.S. Government cooperate with the Department of State Historian by providing full and complete access to records pertinent to foreign policy decisions and actions and by providing copies of selected records. The editor believes that in terms of access this volume was prepared in accordance with the standards and mandates of this statute, although access to some records was restricted, as noted below.

The editor had complete access to all the retired records and papers of the Department of State: the central files of the Department; the special decentralized files (“lot files”) of the Department at the bureau, office, and division levels; the files of the Department’s Executive Secretariat, which contain the records of international conferences and high-level official visits, correspondence with foreign leaders by the President and Secretary of State, and memoranda of conversations between the President and Secretary of State and foreign officials; and the files of overseas diplomatic posts. Certain intelligence-related files maintained in the Bureau of Intelligence and Research became available to the Department historians only after this volume was compiled. Arrangements have been made for Department historians to have access to these records for future volumes.

The editors of the Foreign Relations series also have full access to the papers of President Kennedy and other White House foreign policy records. Presidential papers maintained and preserved at the Presidential libraries include some of the most significant foreign affairs-related documentation from other federal agencies including the National Security Council, the Central Intelligence Agency, the Department of [Page V]Defense, and the Joint Chiefs of Staff. All of this documentation has been made available for use in the Foreign Relations series thanks to the consent of these agencies and the cooperation and support of the National Archives and Records Administration.

Department of State historians also have access to records of the Department of Defense, particularly the records of the Joint Chiefs of Staff and the Secretaries of Defense and their major assistants, and to material at the National Defense University, particularly the Maxwell Taylor Papers and the Lyman Lemnitzer Papers.

Since 1991, the Central Intelligence Agency has provided steadily expanding access to Department historians to high-level intelligence documents from those records still in the custody of that Agency. Department of State historians’ access is arranged by the History Staff of the Center for the Study of Intelligence, Central Intelligence Agency. Department of State and CIA historians continue to work out the procedural and scholarly aspects of the access. The editor determined that the publication of this volume should not be postponed because of the possible discovery of additional important documentation at the Central Intelligence Agency. If such documentation is found by Department of State historians, it will be included in a subsequent Foreign Relations volume.

The List of Sources, pages XIII-XVIII, lists the particular files and collections consulted and cited in this volume.

Principles of Document Selection for the Foreign Relations Series

In preparing each volume of the Foreign Relations series, the editors are guided by some general principles for the selection of documents. Each editor, in consultation with the General Editor and other senior editors, determines the particular issues and topics to be documented either in detail, in brief, or in summary. Some general decisions are also made regarding issues that cannot be documented in the volume but will be addressed in a microfiche supplement or in bibliographical notes.

The following general selection criteria are used in preparing volumes in the Foreign Relations series. Individual compiler-editors vary these criteria in accordance with the particular issues and the available documentation. The compiler-editors also tend to apply these selection criteria in accordance with their own interpretation of the generally accepted standards of scholarship. In selecting documentation for publication, the editors gave priority to unpublished classified records, rather than previously published records (which are accounted for in appropriate bibliographical notes).

Selection Criteria (in general order of priority):

1.
Major foreign affairs commitments made on behalf of the United States to other governments, including those that define or identify the principal foreign affairs interests of the United States;
2.
Major foreign affairs issues, commitments, negotiations, and activities, whether or not major decisions were made, and including dissenting or alternative opinions to the process ultimately adopted;
3.
The decisions, discussions, actions, and considerations of the President, as the official constitutionally responsible for the direction of foreign policy;
4.
The discussions and actions of the National Security Council, the Cabinet, and special Presidential policy groups, including the policy options brought before these bodies or their individual members;
5.
The policy options adopted by or considered by the Secretary of State and the most important actions taken to implement Presidential decisions or policies;
6.
Diplomatic negotiations and conferences, official correspondence, and other exchanges between U.S. representatives and those of other governments that demonstrate the main lines of policy implementation on major issues;
7.
Important elements of information that attended Presidential decisions and policy recommendations of the Secretary of State;
8.
Major foreign affairs decisions, negotiations, and commitments undertaken on behalf of the United States by government officials and representatives in other agencies in the foreign affairs community or other branches of government made without the involvement (or even knowledge) of the White House or the Department of State;
9.
The main policy lines of intelligence activities if they constituted major aspects of U.S. foreign policy toward a nation or region or if they provided key information in the formulation of major U.S. policies;
10.
The role of the Congress in the preparation and execution of particular foreign policies or foreign affairs actions;
11.
Economic aspects of foreign policy;
12.
The main policy lines of U.S. military and economic assistance as well as other types of assistance;
13.
The political-military recommendations, decisions, and activities of the military establishment and major regional military commands as they bear upon the formulation or execution of major U.S. foreign policies;
14.
Documentation that illuminates special decisionmaking processes that accomplished the policies recorded in particular volumes;
15.
Diplomatic appointments that reflect major policies or affect policy changes.

Scope and Focus of Documents Researched and Selected for Foreign Relations, 1961-1963, Volume XIX

The volume focuses upon the Kennedy administration’s efforts to reorient U.S. policy with respect to South Asia by improving relations [Page VII]with India while maintaining the established alliance relationship with Pakistan. It includes documentation on the impact of the Kashmir dispute between India and Pakistan, the Indian invasion of Portuguese Goa, and the impact of the Pushtunistan dispute between Pakistan and Afghanistan. It documents U.S. efforts to counter Soviet influence in Afghanistan and India, as well as the attempt to take advantage of the border war between India and China that developed in 1962 in order to forge a closer relationship between the United States and India. In general, the emphasis is on political developments, but documents are included on significant economic concerns, including the use of developmental economic assistance as an important element in the revised policy approach to South Asia. The primary issues, interests, and factors in U.S. policy toward South Asia during this period were often interwoven and affected each other subtly or in clear linkages. The editor determined that a chronological compilation offered a more accurate, comprehensible, and economical presentation of the relevant documentation than a division of the official record according to bilateral relations with particular governments.

In selecting documents to be included in the volume, the editor gave primary consideration to the formulation of policy within the U.S. Government, with emphasis on the highest level at which policy on a particular subject was determined. The issues involved also generated numerous high-level exchanges with foreign governments, which are documented insofar as possible. Space constraints precluded any attempt at full documentation of internal developments in South Asia, but the editor included a selection of Embassy reportage and intelligence estimates, with emphasis on documents that were seen by high-level policymakers.

President Kennedy made the major foreign policy decisions during his Presidency, and the editor has attempted to document his role as much as possible. White House and National Security Council staff members played an expanded role in overseeing the traditional national security affairs agencies and providing Kennedy with additional information, and that increased role is reflected in this volume, as in others for this period. The Department of State was responsible for the implementation of policy, and Department officials were involved in the genesis of most policy decisions. The documentation selected for the volume reflects that central role.

The policymaking process under President Kennedy was much less structured and formal than that under President Eisenhower, and the documentation differs accordingly. Formal approved policy papers were rare, and internal discussions between Kennedy and his advisers were not always recorded, especially in the early months of 1961. Sometimes the only available record of a Presidential decision is a Department [Page VIII]of State telegram transmitting instructions to overseas posts, which states that the instructions represent a decision reached at a White House meeting or by “highest authority.” Insofar as possible, the editor has sought to document such decisions by drawing upon whatever records are available.

Editorial Methodology

The documents are presented chronologically according to Washington time or, in the case of conferences, in the order of individual meetings. Incoming telegrams from U.S. Missions are placed according to time of receipt in the Department of State or other receiving agency, rather than the time of transmission; memoranda of conversation are placed according to the time and date of the conversation, rather than the date the memorandum was drafted.

Editorial treatment of the documents published in the Foreign Relations series follows Office style guidelines, supplemented by guidance from the General Editor and the chief technical editor. The source text is reproduced as exactly as possible, including marginalia or other notations, which are described in the footnotes. Texts are transcribed and printed according to accepted conventions for the publication of historical documents in the limitations of modern typography. A heading has been supplied by the editors for each document included in the volume. Spelling, capitalization, and punctuation are retained as found in the source text, except that obvious typographical errors are silently corrected. Other mistakes and omissions in the source text are corrected by bracketed insertions: a correction is set in italic type; an addition in roman type. Words or phrases underlined in the source text are printed in italics. Abbreviations and contractions are preserved as found in the source text, and a list of abbreviations is included in the front matter of each volume.

Bracketed insertions are also used to indicate omitted text that deals with an unrelated subject (in roman type) or that remains classified after declassification review (in italic type). The amount of material not declassified has been noted by indicating the number of lines or pages of source text that were omitted. Entire documents withheld for security reasons have been accounted for and are listed by headings, source notes, and number of pages not declassified in their chronological place. The amount of material omitted from this volume because it was unrelated to the subject of the volume, however, has not been delineated. All brackets that appear in the source text are so identified by footnotes.

An unnumbered source note to each document indicates the document’s source, original classification, distribution, and drafting information. This note also provides the background of important documents and policies and indicates if the President or his major policy advisers read the document. Every effort has been made to determine if a document [Page IX]has been previously published, and this information has been included in the source footnote.

Editorial notes and additional annotation summarize pertinent material not printed in the volume, indicate the location of additional documentary sources, provide references to important related documents printed in other volumes, describe key events, and provide summaries of and citations to public statements that supplement and elucidate the printed documents. Information derived from memoirs and other first-hand accounts have been used when appropriate to supplement or explicate the official record.

Advisory Committee on Historical Diplomatic Documentation

The Advisory Committee on Historical Diplomatic Documentation, established under the Foreign Relations statute, reviews records, advises, and makes recommendations concerning the Foreign Relations series. The Advisory Committee monitors the overall compilation and editorial process of the series and advises on all aspects of the preparation and declassification of the series. Although the Advisory Committee does not attempt to review the contents of individual volumes, it does monitor the overall process and makes recommendations on particular problems that come to its attention.

Declassification Review

The final declassification review of this volume, completed in 1994, resulted in the decision to withhold 2.6 percent of the documentation originally selected; 12 documents were not declassified. Eleven documents were withheld by the Indian Government and one document relating to intelligence matters was denied. The remaining documents provide an account of the major foreign policy issues confronting and the policies undertaken by the U.S. Government concerning South Asia during this period.

The Division of Historical Documents Review of the Office of Freedom of Information, Privacy, and Classification Review, Bureau of Administration, Department of State, conducted the declassification review of the documents published in this volume. The review was conducted in accordance with the standards set forth in Executive Order 12356 on National Security Information, which was superseded by Executive Order 29528 on April 20, 1995, and applicable laws.

Under Executive Order 12356, information that concerns one or more of the following categories, and the disclosure of which reasonably could be expected to cause damage to the national security, requires classification:

1)
military plans, weapons, or operations;
2)
the vulnerabilities or capabilities of systems, installations, projects, or plans relating to the national security;
3)
foreign government information;
4)
intelligence activities (including special activities), or intelligence sources or methods;
5)
foreign relations or foreign activities of the United States;
6)
scientific, technological, or economic matters relating to national security;
7)
U.S. Government programs for safeguarding nuclear materials or facilities;
8)
cryptology; or
9)
a confidential source.

The principle guiding declassification review is to release all information, subject only to the current requirements of national security as embodied in law and regulation. Declassification decisions entailed concurrence of the appropriate geographic and functional bureaus in the Department of State, other concerned agencies of the U.S. Government, and the appropriate foreign governments regarding specific documents of those governments.

Acknowledgements

The editor wishes to acknowledge the assistance of officials at the John F. Kennedy Library, in particular Suzanne Forbes; the National Archives and Records Administration; and other specialized repositories who assisted in the collection of documents for this volume. Kevin Ruffner of the Central Intelligence Agency History Staff assisted in arranging access to that agency’s materials. Officials at the Department of Defense, especially Sandra Meagher, and officials at the National Defense University also deserve special thanks.

Louis J. Smith collected, selected, and edited the material presented in this volume under the supervision of General Editor Glenn W. LaFantasie. Nina J. Noring planned the volume, and Harriet Dashiell Schwar conducted the initial review. Gabrielle S. Mallon prepared the lists of sources, persons, and abbreviations. Deb Godfrey and Rita M. Baker did the copy and technical editing and Barbara-Ann Bacon of the Publishing Services Division oversaw the production of the volume. Max Franke prepared the index.

William Z. Slany

The Historian
Bureau of Public Affairs

May 1996