Executive Secretariat Files

Note by the Executive Secretary (Souers) to the National Security Council

top secret

NSC 49/1

The enclosed comments by the Department of State, on the report by the Joint Chiefs of Staff entitled “Current Strategic Evaluation of U.S. Security Needs in Japan” (NSC 49)1, are circulated herewith at the request of the Acting Secretary of State for the information, of the National Security Council.

Sidney W. Souers
[Page 871]
[Enclosure]

Department of State Comments on NSC 49 (June 15, 1949)

top secret

In the light of recent conversations with the British Foreign Secretary and other developments bearing on policy toward Japan, the Department of State offers the following comments on the views of the Joint Chiefs of Staff regarding U.S. security needs in Japan (NSC 49):

With respect to paragraph 5 of the JCS paper, the Department of State would add that, from the political, as well as the military point of view, our essential objectives with respect to Japan are its denial to the Soviet Union and the maintenance of Japan’s orientation toward the Western powers.

The Department of State would emphasize the inter-relation between these two objectives. The denial of Japan to the USSR depends not only on the military capabilities and intentions of the U.S. but also on the attitude—the orientation—of the Japanese people. The effectiveness, cost and duration of the U.S. effort required to insure a denial of Japan to the USSR are directly affected by the attitude of the Japanese.

The Department of State does not doubt that, in the event of an overt Soviet attack on Japan in the foreseeable future—the contingency which must necessarily be foremost in the thinking of the JCS—the military effort of the U.S. would be the decisive factor. The Department of State believes that the JCS would agree, however, that the degree of effort required of the U.S. would be radically conditioned by the orientation of the Japanese.

In the event that the present world situation continues much as at present, the denial of Japan to the USSR constitutes a problem of combatting, not overt attack and invasion, but concealed aggression. The threat to Japan in these circumstances comes from agitation, subversion and coup d’état. The threat is that of a conspiracy inspired by the Kremlin, but conducted by Japanese. It is essentially a conspiracy from within—and whether it succeeds depends primarily on the political, economic and social health of Japan itself. It is these problems which are foremost in the thinking of the Department of State in planning U.S. policy toward Japan for the present—and the foreseeable future.

The orientation of any people toward a foreign country is a subjective political-psychological condition. It is the product of domestic political, economic and social factors, together with the nature and quality of a nation’s relations with foreign countries. This being the [Page 872] case, the U.S. can neither impose nor enforce a pro-western orientation on any foreign people, including the Japanese. We can contribute to such an orientation only through (a) fostering in Japan, so far as we are able, conditions conducive to a pro-western orientation and (b) conducting our relations with Japan in such a way that, in the developing scene within Japan, we continue to be respected and, if possible, regarded with favor.

A word of caution should be advanced at this point regarding Japanese pro-western orientation. Such an orientation is, of course, our optimum objective. There are, however, many gradations between a pro-western orientation and the other extreme—an anti-U.S. and pro-Soviet attitude. The history of Japan and the ominous difficulties which lie before that country cause the Department of State to question whether this optimum objective can be realistically regarded as attainable. It is suggested that we may eventually find it necessary, through force of circumstances, to adopt the objective of a strongly nationalist, anti-Soviet Japan which we would regard without favor but as decidedly preferable to a Japan oriented toward the USSR.

In the meantime, the Department of State concurs with the opinion expressed by the JCS in paragraph 8 of its paper that the U.S. should do everything possible in an attempt to assure a continuance and development of the present generally favorable attitude of Japan toward the West. It is also in accord with the JCS conviction that Japanese internal security is more important than ever and that Japan’s capacity for self-defense must at the proper time be developed. It shares the belief of the JCS that the spreading chaos on the mainland of Asia* heightens the importance of Japan to us.

The Department of State does not wholly concur with the opinion of the JCS that

“a peace treaty would, at the present time, be premature since the continuing Soviet policy of aggressive communist expansion makes it essential that Japan’s democracy and western orientation first be established beyond all question, and since global developments are still in such a state of flux that measures leading to the risk of loss of control of any area might seriously affect our national security.”

The Department of State dissents from this judgment and the first of the two reasons advanced in support of it because they are, in terms of political realities, mutually exclusive. The only hope for the preservation and advancement of such democracy and western orientation as now exist in Japan lies in the early conclusion of a peace settlement [Page 873] with that country. From the political point of view, the achievement of our objectives with respect to Japan are now less likely to be thwarted by proceeding promptly to a peace treaty than by continuance of the occupation regime, provided that essential U.S. military needs in Japan are assured in the treaty or other concurrent arrangements.

The problem before us, the Department of State would submit, is to contribute through a peace treaty and a new relationship with Japan to the development within that country of indigenous resistance to Communism and of spontaneous orientation toward the west, while at the same time making sure that our essential military requirements with respect to Japan are provided for and that the Japanese are given sufficient military strength of a police nature to check infiltration and to withstand efforts of Kremlin-inspired groups to seize power by force or intimidation.

Secondary Comments

The Department of State is not persuaded by the argumentation in paragraph 6–c relating to the disposition of occupation forces throughout Japan. From the political point of view, it is considered that, following a peace settlement, the continued dispersal of American forces in many Japanese cities and towns would constitute an irritating and not a stabilizing influence on the Japanese population.

For reasons set forth in the body of this memorandum, the Department of State dissents from the condition laid down in paragraph 10-a as being politically unrealistic.

The Department of State is in full accord with paragraph 10-b and would add that it has ever since the issuance of NSC 13 persistently pressed for an expansion and strengthening of the Japanese police establishment.

With respect to paragraphs 10-c and-d, the Department of State appreciates and is in sympathy with the security needs for strengthening Japan’s capacity to defend itself pari passu with a phased withdrawal of U.S. forces from the islands.

  1. Of June 15, p. 773.
  2. The JCS reasoning in paragraph 7 that the debacle in China could not have been taken into account in the drafting of NSC 13/3, dated May 6, 1949, is difficult to follow. NSC 34, dated October 13, 1948, forecast the general course of the debacle and was, in so far as the Department of State was concerned, taken into account in the drafting of NSC 13/3. [Footnote in the source text; NSC 34, not printed.]