740.0011 PW (Peace)/8–2947

The Chief of the Planning Branch, Civil Affairs Division, War Department (Fahey) to the Deputy Director of the Office of Far Eastern Affairs (Penfield)

top secret

Dear Jim: Reference is made to your memorandum of 11 August to General Noce forwarding a copy of a preliminary draft peace treaty for Japan.42

Our analysis has been confined to a consideration of basic criteria—desirable from the Civil Affairs/Military Government point of view—rather than to any recasting of your draft. This approach has been made in the light of my understanding that governmental discussions on a Japanese treaty will probably be delayed until after the CFM meeting this November.

[Page 507]

The attached draft of CA/MG criteria may be useful in developing discussions on the subject at a planning level prior to a more formal resolution of U. S. views, through SWNCC.

In addition to the draft criteria, I feel that the U. S. cannot be a party to a Japanese Peace Treaty unless the treaty is fully definitive and comprehensive in character—and not an interim control arrangement. The existing arrangements for Japan permit considerable U. S. control and leadership. Until this government may deal with Japan on a nation to nation basis, diffused authority and multi-lateral control must be avoided.

Subject to your, or Hugh Borton’s convenience, I should be glad to participate in further discussions on the subject.

Consultation with P&O here in the War Department develops that they are following a similar course of action in their reply to you and are confining their discussion to the purely security aspects of a treaty.43

Sincerely yours,

Daniel Cox Fahey, Jr.
[Enclosure]

Draft Prepared in the War Department

top secret

Draft Basic Civil Affairs/Military Government Criteria Among Those To Be Encompassed in a Japanese Peace Treaty

1.
That the treaty be so designed as to encourage and continue a Japan aligned with U.S. interests.
2.
That during any interim period between now and the exercise of full sovereignty of the Japanese themselves, no existing authority now reposing with U.S. be relinquished.

Comment—Existing control measures for Japan including the authority of SCAP, the FEC and the Allied Council permit U.S. domination of the Japanese occupation. Without relinquishing our dominant position nor our authority, the U.S. can and should progressively diminish the degree of control as Japanese political and economic self-sufficiency progresses.

3.
That the treaty fully recognize and be so designed as to confirm:
(a)
Allied agreements re Japan thus far.
(b)
SCAP accomplishments thus far under U.S. directives.
(c)
The prestige of the U.S. and the significant position occupied by General MacArthur.

Comment—Accomplishments thus far in Japan are almost without exception attributable to U.S. leadership. If the U.S. does not insist upon confirmation of the things thus far accomplished we are necessarily throwing away our leadership and recommitting for further review that which is and should remain as a fait accompli. As a practical matter we should avoid any provision which would create a hiatus between standing decrees and the exercise of full sovereignty by the Japanese Government.

4.
That the treaty be so designed as to encourage and permit Japanese economic self-sufficiency.

Comment—The Japanese must stand on their own feet. The use of U.S. dollars to bolster the Japanese economy cannot be continued indefinitely.

5.
That if controls of Japan’s war potential are necessary in a treaty, they be limited to production potentialities and the level of supply of the few basic commodities upon which a revitalized Japanese war potential would be dependent.

Comment—The above contemplates possible controls over such basic commodities as steel, coal and petroleum.

6.
That the treaty should permit full Japanese participation in international trade subject only to international conventions.
7.
That the treaty should provide for the settlement of reparations claims subject only to occupation costs and without prejudicing the retention of sufficient productive capabilities essential to permit Japan’s reasonable economic self-sufficiency.
8.
That the treaty should insure the restitution of all items in Japan which may be reasonably identified as having been improperly removed from other countries.

Comment—It appears that restitution may well be completed before a treaty is consummated. If so, this criteria is unnecessary. In the event restitution is covered in the treaty, a cutoff date for the filing of claims would be necessary.

9.
That the treaty should encourage the continuation of educational methods and standards along democratic lines established during the occupation.
10.
That the treaty be so designed as to nullify previous treaties and conventions which do not respect the rights of the U.S. and its nationals in the publications field.

Comment—The Bi-lateral Convention of 10 November 1905 between Japan and the U. S. is the type convention referred to. This [Page 509] convention, which should be nullified, permits citizens of either country to translate without authorization written material of all sorts into either English or Japanese. SCAP’s administrative decisions have provided that U. S. authors and publishers must be afforded copyright protection equal to that granted nationals of other countries having more favorable treaties with Japan. Thus, the convention has been inoperative under the present occupation.

11.
That the treaty be so designed as to insure known war criminals, under Japanese jurisdiction, be surrendered for trial, and that those incarcerated in Japan serve the full term of their sentence, unless clemency is granted by the committing authority, with the U. S. having a final voice in clemency proceedings involving offences against U. S. nationals and a dominant voice in clemency proceedings involving international tribunals.

Comment—The objective of the War Crimes program in both Europe and in the Far East is that those guilty shall be apprehended, tried and punished as a deterrent against future war crimes and crimes against peace and humanity. It appears probable that the Japanese War Crimes’ trials will be substantially completed prior to the effective date of a peace treaty. Unless the sentences as a result of the trials, are enforced, there exists the probability that our war crimes program, at a great expense of effort and money, may be converted into a mockery and a farce. There is already considerable indication among both Japanese and Germans on trial for war crimes that if they escape the death sentence, the most they must endure, is imprisonment not beyond the period of occupation. The ultimate place of confinement of convicted war criminals is now undetermined. Probably a determination will be required before a treaty, insofar as it pertains to war crimes, may be given final form.

  1. See footnote 12, p. 478.
  2. In a reply dated September 4, Brig. Gen. C. V. R. Schuyler, Chief of the Plans and Policy Group, Plans and Operations Division, War Department, said that formal comments on the draft treaty did not seem necessary in writing, as informal discussions were taking place directly with State Department representatives (740.0011 PW (Peace)/9–447).