SWNCC Files: 244 Series

Note by the Secretaries of the State–War–Navy Coordinating Committee 1

secret
SWNCC 244/7

Enforcement of Military Clauses of Satellite Treaties

1.
The enclosure, a report by an ad hoc Committee, is circulated for consideration by the Committee as a matter of urgency.
2.
A copy of this paper has been forwarded to the Joint Chiefs of Staff for comment from a military point of view.2 These comments will be circulated to the Committee upon receipt thereof from the Secretary, Joint Chiefs of Staff.

H. W. Moseley
W. A. Schulgen
V. L. Lowrance
Secretariat

Report by an Ad Hoc Committee of the State–War–Navy Coordinating Committee

[Enclosure]
secret

Enforcement of Military Clauses of Satellite Treaties

the problem

1. To consider and recommend uniform guidance for the U.S. Heads of Mission to Bulgaria, Hungary and Rumania concerning their several responsibilities for the execution and interpretation of the military, naval and air clauses of the treaties of peace with those countries.

facts bearing on the problem

2. See Appendix “A”.

discussion

3. See Appendix “B”.

conclusions

4. It is probable that the governments of the former satellite countries will attempt to avoid some of the obligations imposed upon them by the terms of the military, naval and air clauses of the peace treaties.

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5. To cope with the possible situations which might arise, guidance should be provided along the following lines:

a.
Negotiating history of the subject clauses which might indicate future positions other powers might take;
b.
General U.S. opinion regarding the intent and scope;
c.
Anticipated or possible violations; and
d.
Practical suggestions concerning implementation in specific situations.

recommendations

6. That the attached policy paper be referred to the JCS for comment from a military point of view.

7. That subject to favorable comment by the JCS and after approval by SWNCC, the attached policy papers be forwarded to the State Department for integration with such other guidance for the U.S. Heads of Mission in Bulgaria, Hungary and Rumania as may have been prepared.

8. That the State Department be requested (draft memorandum attached3) to furnish the three U.S. Heads of Mission complete copies of the various SWNCC papers and CFM documentation referred to in paragraph 4, Appendix “A”, in addition to Annexes “A”, “B” and “C” of Appendix “C” attached hereto.

Appendix “A”

Facts Bearing on the Problem

1.
The final clauses in Part VIII of the three satellite treaties provide that the Heads of the Diplomatic Missions of the Soviet Union, the United Kingdom and the U.S. acting in concert will represent the Allied and Associated Powers in dealing with the Governments of Bulgaria, Hungary and Rumania in all matters concerning the execution and interpretation of the peace treaties with each of these countries. The Heads of Mission are charged with the responsibility for providing each of the satellite governments with such guidance, technical advice and clarification as may be necessary to insure the rapid and efficient execution of the several peace treaties both in letter and inspirit.
2.
These same clauses also provide that the governments of each of these satellite countries shall afford the said Three Heads of Mission in each country all necessary information and any assistance which they may require in the fulfillment of the task devolving on them under the several treaties.
3.
At the request of the State Department, the War Department has designated representatives to serve in a military advisory capacity to the U.S. Heads of Mission in the supervision of the implementation of the military clauses.
4.
Background information regarding the peace treaties for Bulgaria, Hungary and Rumania is as follows:
a.
The actual treaties of peace with each of these countries (available in the four language editions of each of the treaties as published by the Council of Foreign Ministers and in the compiled English versions of the treaties of peace with Italy, Bulgaria, Hungary, Rumania and Finland).
b.
The papers of the Council of Foreign Ministers recording the agreed record of proceedings of the meetings of the Council of Foreign Ministers and of the Deputies in the consideration and preparation of the peace treaties.4
c.
The SWNCC 244 series papers5 containing the U.S. draft military, naval and air clauses which were incorporated in the U.S. draft treaties for each of the three countries which in the case of the Balkan states was utilized by the U.S. Delegation, CFM, as the U.S. position papers and the basis of U.S. views.

Appendix “B”

Discussion

1.
To insure a uniform position on the part of the U.S. in the interpretation of the military, naval and air clauses of the Treaties of Peace with Bulgaria, Hungary and Rumania, it is necessary that the U.S. Heads of Mission to these countries have a common understanding concerning the policies, definitions and interpretations to be applied to these clauses.
2.
The possibility, if not outright probability, of inadequate treaty compliance, from the U.S. point of view, by each of the former satellite states is indicated by past experience in the ACC’s and by the present attitude and conduct of the governments of each of the countries. Inadequate treaty compliance will require that the U.S. Head of Mission concerned bring such matter to the attention of the Heads of Mission of the Soviet Union and of the United Kingdom for consideration in concert. In the event of failure to achieve satisfactory action through this procedure the matter should be fully reported to the State Department for governmental action.
3.
In view of the imminence of deposit of ratifications of the peace treaties by the Big Four it appears practicable to now define the policies, definitions and interpretations to be applied to the military, naval and air clauses of the several treaties. It is also considered desirable that coordination of U.S. and British action be effected in the implementation of the terms of the several peace treaties. In addition, it appears that the various matters that might be encountered in the future will require consideration, as they arise, in light of circumstances existing at the time and in light of such agreements, partial or complete, which may be reached by the Three Heads of Mission.
4.
However, it is considered that the U.S. representatives should assume an offensive rather than a defensive position in the supervision of treaty execution in order to prevent being faced with a “fait accompli” resulting from arbitrary action by the Soviets.
5.
To this end, then, it appears that guidance provided U.S. representatives should include the following:
a.
Negotiating history of the subject clauses setting forth the positions taken by other powers in CFM meetings thus providing indications of the future positions these powers might take;
b.
General U.S. opinion regarding the meaning, intent and scope;
c.
Possible and anticipated difficulties in implementation; and
d.
Practical suggestions concerning implementation with particular reference to specific cases with which the missions will be confronted.
6.
Concerning rights of travel and inspection, upon the coming into force of the treaties, the respective governments will have legally accepted the obligations imposed by the treaty. It is therefore considered that the U.S. representatives should proceed on the assumption that they have all rights and privileges expressed in the treaty and should assume equal parity with the Soviets. It is not considered advisable to raise the question of freedom of travel until necessitated by Soviet or satellite governmental restrictive action.
7.
With regard to U.S. relations with each of the former satellite states, it is not considered that the Three Heads of Mission, acting as a body, should in any manner assume the functions normally performed through diplomatic intercourse.

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Annex “A” to Appendix “C”6

U.S. Policy Regarding the Supervision of the Implementation of the Military, Naval, and Air Clauses of the Treaty of Peace With Bulgaria 7

1. Because of the imminence of deposit of ratifications of the satellite peace treaties by the Allies, it is now considered practicable to define the policies and interpretations to be applied to the military, naval and air clauses of the several treaties. It is considered that the complete unanimity between the U.S. and British which has existed in the preparation of this guidance, should exist during the implementation of the treaty. This guidance should be generally applicable concerning your responsibility in the supervision of the military, air and naval clauses of the treaty of peace with Bulgaria. The proper implementation of the military, naval and air clauses of these satellite treaties is considered of the highest importance in the attainment of U.S. objectives within the countries concerned.

Background

2. Background information concerning the basic U.S. positions with regard to the military, naval and air clauses and the negotiating history, which might indicate to you the position the representatives of the other Powers might take, are contained in the SWNCC 244 series papers and in documentation recording the agreed record of proceedings of the meetings of the Council of Foreign Ministers and of their Deputies during consideration and preparation of the peace treaties. Copies of these papers are being forwarded to you by the State Department.

U.S. Interpretation

3. Concerning U.S. interpretation of the military, naval and air clauses, the over-all interest of the U.S. is to permit the former satellite states sufficient armed forces to maintain internal order and to defend their frontiers while, at the same time, preventing them from assuming an aggressive character or from attaining proportions such that alone they would present a threat to peaceful states, or in alliance with other states their military strength could measurably contribute to a war of aggression.

4. Within the framework outlined in paragraph 3 above it is considered that the majority of the military, naval and air clauses are [Page 26] self-explanatory and need no amplification. However, the following amplification of the general clauses, applicable to all three treaties, should, in view of the fact that violations concerning them are most probable, be considered as the U.S. position, subject to such modification as may be required by future changes in the situation.

5. Part III, Section I, Art. 9—Bulgarian Treaty.

The military establishment permitted under this article should consist of the forces enumerated with strengths as specified. The organization, training and equipment of these forces should not be designed for offensive operations but rather must be planned for the dual purpose of maintaining internal order in support of the civil police and to defend the frontiers against local incursions. All organizations not included in the tables of organization must not be so organized, trained or equipped that being capable of assuming military operations, they can readily be absorbed in the armed forces.

6. Part III, Section I, Art. 14—Bulgarian Treaty.

The quantities of war materials, as defined in the treaty, which should be permitted should not exceed those authorized in approved tables of equipment plus a certain percentage reserve for replacement. Facilities with a capacity for the manufacture and maintenance of German designed war materials, or of other war materials in excess of that above which cannot be technically converted to civilian use, must be disposed of.

7. Part III, Section I, Article 15—Bulgarian Treaty

Under this Article war material presently available of either Allied or German origin or design may be retained to the extent it is required to initially equip the permitted armed forces as in paragraphs 5 and 6 above. All war material in excess of these requirements should be disposed of as specified in the several treaties.

Possible Difficulties in Implementation

8. The greatest difficulty to effective supervision of treaty execution will probably be encountered through lack of cooperation engineered by the Soviets on the part of the Governments of the former satellite states, and attempted restrictions of the travel and inspection of the non-Soviet representatives. The fact that Soviet troops will probably be present, at least for 90 days after the coming into force of the treaties, will cause further complications.8

9. Specific attempts to evade the obligations imposed by the military, naval and air clauses might include action to organize, train and [Page 27] equip groups not included in the strength calculations of the armed forces in such a manner that they can readily augment the armed forces.

Specific Guidance

10. Upon the coming into force of the several treaties, the U.S. Head of Mission should assume a positive rather than a defensive attitude toward his responsibilities for verifying treaty execution of the military clauses. In this respect, since the Bulgarian Government will have legally accepted the various obligations imposed by the treaty terms, the U.S. representative should proceed on the assumption he may exercise all rights and privileges conferred by the treaty. It is not considered desirable that the question of freedom of travel should be raised until restrictive action is taken by the Soviets or by the Government of Bulgaria. During the 90 day transition period, however, travel in the vicinity of Soviet troop areas should not be undertaken, in order to avoid setting a precedent for the necessity of obtaining travel permits.

U.S. representatives should assume that they may travel freely elsewhere. In respect to the Greco-Bulgarian frontier, in which area the U.S. has right to inspect Bulgarian fulfillment of Article 12, the Bulgarian Government need only be informed of U.S. intentions since it is desirable for this purpose to assume that there are no Soviet troops in this area. Specific instructions for carrying out the inspection of this area will be issued whenever such action appears appropriate.9

11. Upon the coming into force of the treaty, the Government of Bulgaria should be requested by the U.S. Head of Mission to submit to him for his information and approval:

a.
The present strengths, location and composition of the armed forces.
b.
The plans for implementing the treaty articles to include proposed tables of organization and equipment.

At the discretion of the U.S. Head of Mission copies of these requests may be dispatched to his British and Soviet colleagues.

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12. Organizations such as the national militia in Bulgaria should,10 if its present military character is unchanged, be classified as a military organization and either required to be included in the strengths of the armed forces or reorganized on a nonmilitary basis, information of which should be included in a above.

13. It is the U.S. Government’s interpretation that the U.S. Head of Mission shall be entitled to receive through normal diplomatic channels any and all information necessary for him to execute his duties under the terms of the treaty, and that consequently he should not be required to concert with his colleagues in this connection.11

14. Normal procedure upon receiving evidence of inadequate treaty compliance should be to bring the matter to the attention of the other Heads of Mission concerned for consideration. Failure to achieve satisfactory action by this procedure the matter should be referred to the State Department, Washington, for instructions. In the interests of uniform action in all three ex-satellite countries maximum coordination should be maintained between the various U.S. missions and between these missions and the State Department.

  1. This paper was approved by the State–War–Navy Coordinating Committee by informal action on September 16.
  2. In a memorandum dated September 12, not printed, the Joint Chiefs of Staff informed the State–War–Navy Coordinating Committee that they could perceive no objection, from a military point of view, to such of the context of SWNCC 244/7 as was within their purview (SWNCC Files: 244 Series).
  3. The draft memorandum to the Secretary of State, which was circulated as Appendix “C” to this Report, is not printed. For the memorandum as actually sent to the Secretary of State on September 16, see p. 28.
  4. The agreed record of decisions of the meetings of the Council of Foreign Ministers at Paris (April 25–May 15 and June 15–July 12, 1946) and at New York (November 4–December 12, 1946) are included in the documentation regarding these meetings printed in Foreign Relations, 1946, vols. ii and iii . This documentation also includes some of the records of decisions of the meetings of the Deputies of the Foreign Ministers.
  5. None of the previous papers in this SWNCC series has been printed.
  6. Appendix “C” consisted of the draft memorandum to the Secretary of State referred to in footnote 3, p. 22.
  7. Annexes “B” and “C”, U.S. Policy Regarding the Supervision of the Implementation of the Military, Naval, and Air Clauses of the Treaties of Peace with Rumania and Hungary, respectively, are identical with this statement, mutatis mutandis, except for the differences indicated in the following footnotes.
  8. In Annexes “B” and “C” (Policy Regarding Rumania and Hungary) the final sentence in this numbered paragraph 8 read as follows: “The fact that Soviet line of communication troops will probably be present indefinitely after the coming into force of the treaty, will cause further complications.”
  9. In Annexes “B” and “C” (Policy Regarding Rumania and Hungary) this two-paragraph numbered section 10 was replaced by the following single paragraph:

    “10. Upon the coming into force of the treaty, the U.S. Head of Mission should assume a positive rather than a defensive attitude toward his responsibilities for verifying treaty execution of the military clauses. He should request that at the end of the withdrawal period of ninety days he be informed immediately by his Soviet colleague of the number and locations of all Soviet Line of Communication troops remaining in the country. During the 90 day transition period requests for travel in the vicinity of Soviet troop areas should not be pressed as such action may jeopardize the possibility of later travel. However, U.S. representatives should assume that they may travel freely elsewhere.”

  10. In Annex “B” (Policy Regarding Rumania) this numbered paragraph 12 began as follows: “12. Organizations such as the Gendarmerie and the Firemens Corps in Rumania should, . . . .” In Annex “C” (Policy Regarding Hungary) this numbered paragraph began as follows: “12. Any paramilitary organizations, such as the Gendarmerie and the Firemens Corps in Rumania [Hungary], should, . . . .”
  11. In Annex “B” (Policy Regarding Rumania) this numbered paragraph read as follows:

    “13. It is the U.S. Government’s interpretation that the U.S. Head of Mission and his deputies shall be entitled to receive through normal diplomatic channels any and all information necessary for him to execute his duties under the terms of the treaty and that it is not necessary to request such information in concert with his colleagues.”

    In Annex “C” (Policy Regarding Hungary) this numbered paragraph read as follows:

    “13. With regard to the U.S. Government’s relations with the Government of Hungary, it is the U.S. Government’s interpretation that the U.S. Head of Mission shall be entitled to receive through normal diplomatic channels any and all information necessary for him to execute his duties under the terms of the treaty.”