893.00/8–1744

The Ambassador in China (Gauss) to the Secretary of State

No. 2884

Sir: I have the honor to refer to the Embassy’s telegram no. 1419, August 16, 2 p.m. on the subject of developments in Sinkiang Province, and to enclose the originals of Tihwa’s despatches addressed to the Department nos. 10, July 12, 1944,70 and 11, July 19, 1944, which deal with various phases of this subject. The summary contained in Embassy’s reference telegram was based in part on the contents of these despatches and in part on recent telegrams from the Tihwa Consulate.

In connection with the views expressed by Mr. Smith in his despatch no. 11, July 19, 1944, the Embassy invites the attention of the Department to paragraph numbered 4 of its telegram under reference in which it is stated that, in our view, the retention of General Sheng Shih-tsai in Sinkiang constitutes an important barrier to the improvement of Chinese-Soviet relations; that we strongly question whether there exists any possibility of a rapprochement between General Sheng [Page 807] and the Soviet Union; and that we doubt whether the Soviet Union will at this time embark on a program for the restoration of active Soviet control in the Province of Sinkiang.

Respectfully yours,

C. E. Gauss
[Enclosure—Extract]

The Consul at Tihwa (Smith) to the Secretary of State

No. 11

Sir: I have the honor to refer to my despatch no. 10 of July 12, 1944,71 entitled “Kazaks, supplied from across Soviet border, attack four Chinese Posts in Western Altai Region, Giving Support to Suspicion that Early Declaration of a Semi-Autonomous State may be Planned”, and to my telegram No. 59 of July 17, 11 p.m.,72 and to previous despatches and telegrams regarding the Kazak Revolt and the wholesale arrests of alleged Communist plotters in Sinkiang and to summarize below the conclusions I have reached, after seven months of observation, with regard to present Soviet policy in Sinkiang.

Summary: After seven months of observation in Tihwa, the pattern of Soviet policy in Sinkiang appears to me to be about as follows:

With a primary objective of securing a “friendly” regime or group of regimes in what is now Sinkiang and of securing for Soviet Russia assurance of controlling the development of the Tungsten, Gold and Petroleum resources of the region and with a possible secondary objective of securing a corridor for more direct aid to the Yenan Communists if Russia intends to take a hand in China “within the Wall” and in Inner Mongolia and Manchuria to ensure that “friendly” regimes also control the larger and more significant areas, it has been decided to try as opportunity can be made relatively safely from an international point of view to—

1.
Cut off all of the Altai and a large part of northern Hami District from Sinkiang by giving to the Mongols a new borderline in Sinkiang, including in Outer Mongolia almost all of the Altai Mountain ridges and strategic passes, almost all of the gold and Tungsten producing regions, together with most of the best tillable land and almost all of the best grazing land in Northeastern Sinkiang.
2.
Cut off the agriculturally rich Tacheng, Chenghwasze and Ining areas and all of the known oil-bearing ridges of the Tien-shan to form a Semi-autonomous Kazak state out of the best parts of Northwestern Sinkiang.
3.
Cut off the rich Turfan and Hami areas south of the newly set Mongol border and the southern slope of the Tienshan down [Page 808] to and including Kashgar, Yarkand and Khotan to form one or more semi-autonomous Tungan-Uigur states.
4.
Cut off the strategically important mountainous areas bordering Soviet Russia, Afghanistan, India and Tibet to form a semi-autonomous Kirghiz state.
5.
Cut the Chungking road through the Kansu corridor by supplying munitions to and stirring to action the ten thousand Kazaks living in the mountains south of the road in the Corridor and by reinforcing and supplying the Mongols now living in the Ma Tsung Shan region on the Northern side of the Corridor.

It is believed that the implementation of point three will not occur until after the complete cutting of the Chungking road in the corridor and possibly not until after the fall of Kitai to the Kazaks and Mongols. Point four will probably not be implemented until after the fall of Ining to the Kazaks but may be in advance of or coordinated with any Kashgar rising. Soviet support may become more overt after the fall of Chenghwasze, which is believed to be the first major objective of the Kazaks. From Chenghwasze the Kazaks may logically be expected to declare the formation of a semi-autonomous or autonomous state and to appeal to their brother Kazaks of the Soviet Republic of Kazakistan for aid and sympathy.

I have been reluctant to believe that Soviet aims in Sinkiang at present were so disquieting but the following factors have largely convinced me:

1)
I am satisfied that a Communist plot for the overthrow of Sheng’s Government on April 20, 1944, actually existed.
2)
The Kazak revolt has now spread into the area along the Soviet Border west of the Altai and even into the Tacheng district and Soviet and Mongol assistance continue to be given without any plausible excuse of border infringement.
3)
I have come to believe that Sheng’s break with the Soviets was a natural result of his unbending determination to retain sufficient control to stay in power and succeeded despite the Soviet opposition.
4)
I do not believe that the aims of Soviet Russia in Sinkiang have changed since the break and Petroleum resources alone might be enough to harden Soviet determination to regain control in Sinkiang, even if general basic Soviet policy did not demand that an openly unfriendly regime such as Sheng’s should not be permitted to continue to exist in the territories bordering the Soviet Union.
5)
I have been shown maps marked as printed in Moscow in 1927 and 1940 which indicate a discrepancy in the new border recently so forcefully supported that [it] adds a chunk as large as Chekiang Province to Mongolia taken out of one of the richest sections of Sinkiang.

While it is realized that the conclusions as to Soviet policy in this region hang on a very slender thread of fact the habit of extreme secrecy long ingrained by Soviet teachers and policemen in the best informed members of the local regime makes it impossible to obtain very much direct evidence in matters of this nature. From all that I have so far seen and heard and experienced in Sinkiang such a policy [Page 809] appears not only possible but probable. Even the possibility of such a policy existing is so disquieting as to call for immediate reporting. If such a policy does exist the local situation is highly favorable for its success. No Chinese Army that can be brought up here in the near future can possibly hope to stand up against the fighting force of the Kazaks once it is fully organized and backed with Mongol technical assistance and Soviet advice. If the Kazak revolt succeeds the desperately unpopular Chinese control of the rest of Sinkiang may be expected to be thrown off like bonds of rotten rope.

Soviet agents have not stopped at murder and the mutilation of the dead faces of their fellow agents in their past attempts to gain and retain control of Sinkiang and its resources and even if the program outlined above is incorrect or does not succeed, it is believed that Soviet aims are and will remain unchanged in Sinkiang and that if China is to retain control here she must be prepared to tight a major war. End of Summary73

. . . . . . . . . . . . . .

Respectfully yours,

Horace H. Smith
  1. Not printed.
  2. Not printed.
  3. Not found in Department files.
  4. For comment, see memorandum by Mr. Augustus S. Chase. September 13, p. 812.