793.003/550

The British Embassy to the Department of State44

No. 65

His Majesty’s Ambassador has the honour to communicate to the Secretary of State the attached document giving the substance of the instructions issued to Sir Miles Lampson in regard to Extraterritoriality in China. His Majesty’s Government trust that the policy laid down in these instructions will meet with the agreement of the United States Government.

Should that be the case, His Majesty’s Government would hope that the United Stktes Minister to China might receive instructions in the same sense. His Majesty’s Government would then propose that the United States Minister and His Majesty’s Minister should be authorized, at their discretion, to decicte when the right moment has arrived to offer the surrender of criminal jurisdiction, and to act accordingly.

[Enclosure]

The British Embassy to the Department of State

Extraterritoriality in China

Substance of instructions sent to Sir Miles Lampson

1.
His Majesty’s Government do not now propose to prepare any new draft treaty or series of drafts for submission to the Chinese Government. When negotiations are resumed they contemplate, as and when advisable, to authorize Sir M. Lampson to abandon progressively the less essential of the demands contained in the draft of September 11th with a view to obtaining the Chinese consent to safeguards which are vitally important.
2.
Evocation. This has not been regarded by His Majesty’s Government as a point of major importance, and Sir M. Lampson is authorised to give it up as a first step.
3.
Criminal Jurisdiction. Neither His Majesty’s Government nor Sir M. Lampson believe that discussions can be carried to a successful termination until the abandonment of this jurisdiction is conceded to the Chinese. But Sir M. Lampson is instructed not to offer such abandonment unless the United States Government consent to adopt the same course. He is to discuss this matter fully with his United States colleague.
4.
Pending consideration of this point by the United States Government Sir M. Lampson is authorised to say that for the sake of [Page 742] reaching an agreed settlement of the whole question His Majesty’s Government would be willing to make considerable sacrifices, but that in order to win the approval of public opinion they would have to secure in the eventual treaty complete satisfaction on certain points which are regarded as vital.
5.
To these points His Majesty’s Government attach the greatest importance; and they believe that to secure them it will be necessary eventually to offer definitely to surrender criminal jurisdiction. They are:—
(a)
the powers and functions of the legal advisers.
(b)
certain legal safeguards, which include the methods of assessment, and of deciding disputed assessments; methods of collecting taxes and of enforcing their payment.
(c)
excluded areas.
(d)
if and when criminal jurisdiction is abandoned, questions as to bail, trial and imprisonment.
6.
Except as to (c) in all the above points detail is of essential importance. The necessary discussion of them is therefore likely to be lengthy and Sir M. Lampson is to approach this discussion on the basis (a) that no agreement will be possible if arrangements cannot be reached which will completely meet the requirements of British public opinion and (b) that His Majesty’s Government will be able to proceed liberally if their requirements are met.
7.
With regard to point (a) in paragraph 5 above (legal advisers) it is the understanding of His Majesty’s Government that the proposal to confer on these advisers the powers of co-judges will encounter the strongest opposition of the Chinese Government. His Majesty’s Government apprehend that by insistence on this, if it were successful, such friction might be engendered as to destroy the utility of these officials as advisers, to which great importance is attached. Sir M. Lampson is therefore authorised, as a final concession, to give up insistence on the point that the advisers should be co-judges.
8.
With regard to point (c) in paragraph 5 above (excluded areas) His Majesty’s Government consider that the exclusion of Shanghai is the most important interest at stake, even if the area excluded is limited to the International Settlement only. This seems to them vitally necessary. Canton, Hankow and Tientsin are regarded as important but His Majesty’s Government think they might be abandoned as a last resort.
9.
His Majesty’s Government attach the greatest importance to the securing of really satisfactory safeguards in matters of detail, particularly those set forth in paragraph 5 above.
  1. Handed to the Assistant Secretary of State by the British Ambassador on March 7, 1931.